Qualifying private fund definition

Qualifying private fund means a private fund that meets the definition of a qualifying private fund in SEC Rule 203(m)-1, 17 CFR § 275.203(m)-1.
Qualifying private fund means a private fund that meets the definition of a qualifying private fund in Rule 203(m)-1 of the Investment Advisers Act of 1940, 17 C.F.R. 275.203(m)-1.
Qualifying private fund means a private fund that meets the definition of a qualifying private fund in SEC Rule 203(m)-1, Code of Federal Regulations, title 17, section 275.203(m)-1.

Examples of Qualifying private fund in a sentence

  • Qualifying private fund" means a private fund that ((meets the definition of a qualifying private fund in Securities and Exchange Commission Rule 203 (m)-1, 17 C.F.R. 275.203 (m)-1, other than a private fund that qualifies for the exclusion from the defini- tion of "investment company" provided in section 3 (c)(1) of the In- vestment Company Act of 1940, 15 U.S.C. 80a-3 (c)(1).

  • Qualifying private fund" means a private fund that ((meets the definition of a qualifying private fund in Securities and Exchange Commission Rule 203 (m)-1, 17 C.F.R. 275.203 (m)-1, other than a private fund that qualifies for the exclusion from the defini­ tion of "investment company" provided in section 3 (c)(1) of the In­ vestment Company Act of 1940, 15 U.S.C. 80a-3 (c)(1).


More Definitions of Qualifying private fund

Qualifying private fund means any private fund that is not registered under section 8 of the Investment Com- pany Act of 1940 (15 U.S.C. 80a–8) and has not elected to be treated as a busi- ness development company pursuant to section 54 of that Act (15 U.S.C. 80a–53). For purposes of this section, an invest- ment adviser may treat as a private fund an issuer that qualifies for an ex- clusion from the definition of an ‘‘in- vestment company,’’ as defined in sec- tion 3 of the Investment Company Act of 1940 (15 U.S.C. 80a–3), in addition to those provided by section 3(c)(1) or 3(c)(7) of that Act (15 U.S.C. 80a–3(c)(1) or 15 U.S.C. 80a–3(c)(7)), provided that the investment adviser treats the issuer as a private fund under the Act (15 U.S.C. 80b) and the rules thereunder for all purposes.
Qualifying private fund means a private fund that ((meets the definition of a qualifying private fund in Securities and Exchange Commission Rule 203 (m)-1, 17 C.F.R. 275.203 (m)-1, other than a private fund that qualifies for the exclusion from the defini- tion of "investment company" provided in section 3 (c)(1) of the In- vestment Company Act of 1940, 15 U.S.C. 80a-3 (c)(1).
Qualifying private fund. An unaffiliated private fund invested in an account that:
Qualifying private fund means a private fund that:
Qualifying private fund means a private fund that meets the definition of a
Qualifying private fund means a private fund that meets the definition of a qualifying private fund in U.S. Securities and Exchange Commission (SEC) Rule 203(m)- 1, 17 Code of Federal Regulations (CFR) 275.203(m)-1;
Qualifying private fund means any private fund that is not registered under Section 8 of the 1940 Act and has not elected to be treated as a business development company. tfor purposes of this exemption, an investment adviser may treat as a private fund an issuer that qualifies for an exclusion from the definition of an investment company, as defined in Section 3 of the 1940 Act, in addition to those provided by Section 3(c)(1) or 3(c)(7) of the 1940 Act, provided that the investment adviser treats the issuer as a private fund under the Act and the rules thereunder for all purposes. See Rule 203(m)-1 under the Advisers Act.