Examples of Rated Entity in a sentence
Under no circumstance may an Employee perform Analytical Activities involving a Rated Entity or Security if he/she might be unduly influenced in any way and under no circumstance may an Employee use Confidential Information in the context of making his/her own personal investment decisions.
When assigning its Ratings, Analysts may only consider those factors relevant to the creditworthiness of a Rated Entity or a Security.
Definition of Rated Entity changed to reflect relevant related third parties.
Only BRM (and on their behalf members of the Finance, accounting or billing departments, referred to collectively as “Finance”, and members of the Legal Department) may communicate with a Rated Entity or other third-party regarding fees or billings.
Analysts leave the room/meeting before BRM begins discussing commercial matters or fee structures; and BRM leaves the room/meeting before the Rated Entity or other third parties begin the process of providing Confidential Information of the Rated Entity relevant to the assignment of ratings.However, Confidential Information may be shared subsequently with BRM as permitted by Bulletin 41: Confidential Information Policy.