Examples of RBC DS in a sentence
RBC DS may be a market maker, or otherwise act as principal, on various equity and option exchanges to which we route customer orders.
In Canada, RBC DS executes transactions on exchange’s and marketplace’s that it may be a member of, and/or have an ownership interest.
The Bank will pay the aggregate applicable commissions or fees and RBC DS will direct the applicable portion of the aggregate funds to be paid to the respective Dealers on the Closing Date.
Such firm shall be designated in writing by RBC DS in the case of parties indemnified pursuant to Section 8(a), and by the Company, in the case of parties indemnified pursuant to Section 8(b).
Notwithstanding section 9.1, the Bank and the Guarantor LP may, from time to time, deal directly with any Dealer other than RBC DS in connection with a distribution of the Covered Bonds (such as in the event that RBC DS is not participating in such distribution).
In all efforts of achieving best execution, RBC DS may route client orders resting on an alternative marketplace to the primary marketplace if we feel such actions will increase the likelihood of obtaining an execution on our client orders.
The Underwriters agree that any agreement, waiver, order, notice (other than a notice pursuant to Section 9), direction, receipt or other action to be made, given or taken by the Underwriters hereunder may be made or given by RBC DS on behalf of each of the Underwriters.
RBC DS is committed to use all reasonable efforts to ensure that clients achieve “best execution” of their orders for securities that are quoted or traded on all Canadian marketplaces.
He also indicated that most, if not all, of the items Sierra tested appeared not to have been tested previously by either PI or ESP.
Duic also had unsupervised access to Rankin’s homes where Rankin often worked and kept confidential information in connection with RBC DS business activities.