securities dealer means a person or entity that is authorized under provincial legislation to engage in the business of dealing in securities or any other financial instruments or to provide portfolio management or investment advising services.
exempt market dealer means a person or company registered in the category of exempt market dealer;
Approved Stock Exchange means the New York Stock Exchange, NASDAQ or such other stock exchange in the United States of America, the United Kingdom or Hong Kong as is approved in writing by the Facility Agent or, in each case, any successor thereto.
the London Stock Exchange means London Stock Exchange plc;
Canadian Securities Commissions means the securities regulatory authorities in each of the Qualifying Jurisdictions;
Foreign market vehicle means any motor vehicle originally manufactured outside the United States,
NYSE American means the NYSE American LLC;
Irish Stock Exchange means the Irish Stock Exchange Limited.
Securities Commission means the applicable securities commission or regulatory authority in each of the Qualifying Jurisdictions;
Securities Commissions means the securities commission or other securities regulatory authority in each of the Qualifying Jurisdictions;
UK Listing Authority means the Financial Services Authority in its capacity as competent authority under the Financial Services and Markets Xxx 0000.
Securities Trading Act means the Securities Trading Act of 2007 no.75 of the Relevant Jurisdiction.
London Stock Exchange means London Stock Exchange plc;
Partner Jurisdiction Financial Institution means (i) any Financial Institution established in a Partner Jurisdiction, but excluding any branch of such Financial Institution that is located outside the Partner Jurisdiction, and (ii) any branch of a Financial Institution not established in the Partner Jurisdiction, if such branch is located in the Partner Jurisdiction.
Capital Instruments Regulations means the Delegated Regulation and any other rules or regulations of the Relevant Authority or which are otherwise applicable to the Issuer or the Group (as the case may be and, where applicable), whether introduced before or after the Issue Date of the relevant Series of Notes, which prescribe (alone or in conjunction with any other rules or regulations) the requirements to be fulfilled by financial instruments for their inclusion in the Own Funds to the extent required under the CRD IV Package;
Stock Market means a securities market operated by a securities exchange;
HK Stock Exchange means The Stock Exchange of Hong Kong Limited;
Stock Exchange The Stock Exchange of Hong Kong Limited
Commercial sex act means any sex act on account of which anything of value is given to or received by any person.
Hong Kong Stock Exchange means The Stock Exchange of Hong Kong Limited;
Hague Securities Convention means the Hague Convention on the Law Applicable to Certain Rights in Respect of Securities held with an Intermediary (concluded July 5, 2006).
Foreign Financial Regulatory Authority shall have the meaning given by Section 2(a)(50) of the 0000 Xxx.
U.S. Securities System means a securities depository or book-entry system authorized by the U.S. Department of the Treasury or a “clearing corporation” as defined in Section 8-102 of the UCC.
foreign financial institution means an institution registered as a foreign financial institution with the Ministry of Finance in the Mexican Banking and Financial Institutions, Pensions, Retirement and Foreign Investment Funds Registry for purposes of Article 195, Section I of the Mexican Income Tax Law.
Qualified United States financial institution means an institution that:
recognised stock exchange means any stock exchange agreed upon by the competent authorities of the Contracting Parties;