Examples of Registration by qualification in a sentence
Registration by qualification: "Notice to Purchaser" -- "You are entitled to rescind this agreement for any reason within five days from the date you actually received a legible copy of this document signed by all parties and a public offering statement.
Registration by qualification refers to the fact that certain categories of securities are exempt from state registration requirements.
Registration by qualification requires the filing of the SCOR form and other documents with the Division for review prior to commencing the offering.
Registration by qualification shall become effective when the bureau chief so orders.
In addition to the reliability of supply, Government will eventually save thousands of dollars every year.
Registration by qualification ‘‘becomes effective when the commis- sioner [of banking] so orders.’’ General Statutes § 36b-18 (c); see also Regs., Conn.
South High Street 22nd FloorColumbus, Ohio 43215An Equal Opportunity Employer and Service Provider614-644-7381Fax: 614-728-2846Investor Protection Hotline:877-683-7841TTY/TDD: 800-750-0750com.ohio.govRule 1301:6-3-09 | Registration by qualification.
Registration by qualification; additional information and records required; effective date (a) A security may be registered by qualification under this Code section.
Five Year Review (FYR) Dates: 06/08/2015 and 06/08/2020 Promulgated Under: 119.03 Statutory Authority: 1707.20 Rule Amplifies: 1707.08 Prior Effective Dates: 8-3-78, 10-26-84, 1-17-92, 9-16-03 1301:6-3-09 Registration by qualification.
Board Committees (continued) 2.1.3 Risk Management PoliciesThe Board’s Charter clearly establishes that it is responsible for ensuring there is a good sound system for overseeing and managing risk.