Regulated Securities definition

Regulated Securities means, with respect to any Regulated Holder, the number of Voting LLC Units in excess of the amount such Regulated Holder is permitted, under any applicable law, regulation, order, rule or other requirement of any governmental authority to own, control or have the power to vote.
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Regulated Securities means, with respect to any Regulated Holder, the number of shares of Class A Common Stock in excess of the amount such Regulated Holder is permitted, under any applicable law, regulation, order, rule or other requirement of any governmental authority to own, control, or have the power to vote.
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Examples of Regulated Securities in a sentence

  • Each Eligible Holder is entitled to exchange a number of shares of such holder's Class A Common Stock for the same number of shares of Class B Common Stock for the sole purpose of a distribution by such holder to one or more of its limited partners which is a Regulated Holder provided that the number of shares of Class A Common Stock so exchanged does not exceed the sum of the number of Regulated Securities for each such Regulated Holder.

  • Voting LLC Units held by Fund IV may be exchanged for the same number of Non-Voting LLC Units for the sole purpose of a distribution by Fund IV to one or more of its limited partners which is a Regulated Holder, provided that the number of Voting LLC Units so exchanged does not exceed the number of Regulated Securities required for any such Regulated Holder.

  • The exercise price of each Option may be greater or lesser than 100% of the Fair Market Value of the Common Stock subject to the Option as of the date of grant, provided that the exercise price of Options that are California Regulated Securities granted while this Plan is a California Regulated Plan may not be less than 85% of the Fair Market Value of the Common Stock on the date the Option is granted.

  • The exercise price of each Stock Appreciation Right may be greater or lesser than 100% of the Fair Market Value of the Common Stock subject to the Option as of the date of grant, provided that the exercise price of Stock Appreciation Rights that are California Regulated Securities granted while this Plan is a California Regulated Plan may not be less than 85% of the Fair Market Value of the Common Stock on the date the Stock Appreciation Right is granted.

  • Stock Options granted hereunder will ------------------------- vest and may be exercised as determined by the Administrator, except that (i) Stock Options that are California Regulated Securities granted while this Plan is a California Regulated Plan will vest and become exercisable at the rate of at least 20% per year over five years from the date of grant, and (ii) exercise of Stock Options after termination of the Recipient's employment shall be subject to Section 5.12.

  • If the Shares of repurchased Common Stock are California Regulated Securities issued while this Plan is a California Regulated Plan, the amount of the repurchase price will comply with the "reasonableness" requirement as defined by the California Securities Law and California Securities Rules.

  • The Pledgee acknowledges that (i) certain of the Collateral consists of Securities issued by Persons subject to regulation by the FCC and/or the PUC (the “Regulated Securities Collateral”) and (ii) to the extent (and only to the extent) that applicable law requires that Pledgee first obtain the consent of the FCC and/or the PUC prior to foreclosing on and/or transferring any of the Regulated Securities Collateral, the Pledgee agrees that it will obtain such consent prior to effecting such remedies.

  • Except for filings contemplated by the Collateral Documents and except for such consents of the FCC, PUCs or other Governmental Authority having jurisdiction over FairPoint and its Subsidiaries as may be required under applicable Law prior to any action by the Administrative Agent to foreclose on or transfer any of the Regulated Securities Collateral (as defined in the Pledge Agreement), no filing or other action will be necessary to perfect or protect such Liens.

  • Stock Options granted hereunder will vest 10 11 and may be exercised as determined by the Administrator, except that (i) Stock Options that are California Regulated Securities granted while this Plan is a California Regulated Plan will vest and become exercisable at the rate of at least 20% per year over five years from the date of grant, and (ii) exercise of Stock Options after termination of the Recipient's employment shall be subject to Section 5.11.

  • Regulated Securities" shall mean, with respect to any Regulated Holder, the number of shares of Class A Common Stock in excess of the amount such Regulated Holder is permitted, under any applicable law, regulation, order, rule or other requirement of any governmental authority to own, control, or have the power to vote.B. Preferred Stock.

Related to Regulated Securities

  • Related Securities means any options or warrants or other rights to acquire Shares or any securities exchangeable or exercisable for or convertible into Shares, or to acquire other securities or rights ultimately exchangeable or exercisable for or convertible into Shares.

  • Designated Securities means securities issued by an Insured, or by any Affiliated Entity, or by any Fund to which such Insured or any Affiliated Entity provides any services.

  • Permitted Securities means any of the following:

  • Exempted Securities means:

  • Listed Securities means any Shares, Share Options, stock, debentures, debenture stock or other securities for the time being issued by the Company and officially quoted by ASX;

  • Approved Securities means securities of any State Government or of the Central Government and such bonds, both the principal whereof and the interest whereon shall have been fully and unconditionally guaranteed by any such Government;

  • Rated Securities means each Class of Securities that has been rated by one or both Rating Agencies at the request of the Seller.

  • Asset-Backed Securities means securities which:

  • Securities as used herein does not include (i) securities of issuers that are affiliated with the Buyer or are part of the Buyer's Family of Investment Companies, (ii) securities issued or guaranteed by the U.S. or any instrumentality thereof, (iii) bank deposit notes and certificates of deposit, (iv) loan participations, (v) repurchase agreements, (vi) securities owned but subject to a repurchase agreement and (vii) currency, interest rate and commodity swaps.

  • Real Estate-Related Securities shall have the meaning set forth in the Charter.

  • CHESS Approved Securities means securities of the Company for which CHESS approval has been given in accordance with the ASX Settlement Operating Rules;

  • Equity-linked Securities means any debt or equity securities that are convertible, exercisable or exchangeable for Class A Shares issued in a financing transaction in connection with a Business Combination, including but not limited to a private placement of equity or debt.

  • Certificated Securities means Securities in the form of physical, certificated Securities in registered form.

  • Unrestricted Securities means one or more Securities that do not and are not required to bear the Private Placement Legend in the form set forth in Exhibit A hereto, including, without limitation, the Exchange Securities and any Securities registered under the Securities Act pursuant to and in accordance with the Registration Rights Agreement.

  • Foreign Securities include: securities issued and sold primarily outside the United States by a foreign government, a national of any foreign country or a corporation or other organization incorporated or organized under the laws of any foreign country and securities issued or guaranteed by the government of the United States or by any state or any political subdivision thereof or by any agency thereof or by any entity organized under the laws of the United States or of any state thereof which have been issued and sold primarily outside the United States.

  • Restricted Securities shall have the meaning specified in Section 2.05(c).

  • uncertificated securities means securities as defined in the Securities Services Act which are by virtue of the Companies Act transferable without a written instrument and are not evidenced by a certificate;

  • Covered Securities means any note, stock, treasury stock, security future, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable share, investment contract, voting-trust certificate, certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, any put, call, straddle, option, or privilege on any security (including a certificate of deposit) or on any group or index of securities (including any interest therein or based on the value thereof), or any put, call, straddle, option, or privilege entered into on a national securities exchange relating to foreign currency, or, in general, any interest or instrument commonly known as a "security", or any certificate of interest or participation in, temporary or interim certificate for, receipt for, guarantee of, or warrant or right to subscribe to or purchase any of the foregoing.

  • Refused Securities has the meaning ascribed to such term in Section 4.1(c)

  • Escrowed Securities means the direct, noncallable obligations of the United States of America, as described in the Escrow Agreement.

  • Purchased Securities has the meaning assigned in the Terms;

  • Rule 144A Securities means all Initial Securities offered and sold to QIBs in reliance on Rule 144A.

  • NIM Securities Any debt securities secured or otherwise backed by some or all of the Class X and Class P Certificates that are rated by one or more Rating Agencies.

  • Additional Purchased Securities Securities provided by Seller to Buyer pursuant to Paragraph 4(a) hereof;

  • Released Securities means Shares of Restricted Stock with respect to which all applicable restrictions have expired, lapsed, or been waived.

  • Subordinated Securities means Securities that by the terms established pursuant to Section 2.02(i) are subordinated in right of payment to Senior Debt of the Company.