Regulation S-X definition

Regulation S-X means Regulation S-X under the Securities Act.
Regulation S-X means Regulation S-X under the Securities Act of 1933, as amended.
Regulation S-X means Regulation S-X of the General Rules and Regulations promulgated by the SEC.

Examples of Regulation S-X in a sentence

  • There are no pro forma or as adjusted financial statements that are required to be included in the Registration Statement, the Sale Preliminary Prospectus and the Prospectus in accordance with Regulation S-X or Form S-1 that have not been included as required.

  • There are no pro forma or as adjusted financial statements that are required to be included in the Statutory Prospectus, the Prospectus and the Registration Statement in accordance with Regulation S-X as promulgated by the Commission that have not been included as so required.

  • There are no pro forma or as adjusted financial statements which are required to be included in the Registration Statement, the Statutory Prospectus and the Prospectus in accordance with Regulation S-X or Form S-1 that have not been included as so required.

  • For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act ; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.

  • Each of the direct and indirect subsidiaries of the Company (each, individually, a “Subsidiary”) that constitutes a “significant subsidiary” (as such term is defined in Rule 1-02 of Regulation S-X promulgated under the Securities Act) are set forth in the SEC Reports.


More Definitions of Regulation S-X

Regulation S-X means Regulation S-X under the Act.
Regulation S-X means Regulation S-X under the Securities Act of 1933 and the Securities Exchange Act of 1934, as amended.
Regulation S-X. Regulation S-X promulgated by the SEC, as in effect on the Closing Date.
Regulation S-X means Regulation S-X promulgated under the Securities Act, as it may be amended from time to time, and any successor provision thereto.
Regulation S-X means Regulation S-X, 17 C.F.R. §§210.1-01-210.12-29, as such may be amended from time to time, and subject to such clarification and interpretation as may be provided by the Commission or its staff from time to time.
Regulation S-X means Regulation S-X promulgated under the Securities Act of 1933, as amended from time to time, and as interpreted by the SEC.
Regulation S-X means Regulation S-X promulgated under the Exchange Act.