Relevant Regulators definition

Relevant Regulators means any relevant regulatory or industry body or law enforcement agency (including, without limitation, the SFC, SEHK and overseas regulatory authorities) applicable to the Bank at any time and from time to time.
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Relevant Regulators means the RI Regulator and any other Governmental Authority agreed in writing by the Parties after the date of this Agreement (each Party acting reasonably and in good faith in respect of the same), and “Relevant Regulator” means any of them. 1. a.15 “Required Approvals” means the approvals under the applicable Regulatory Requirements in relation to Hayden’s proposed receipt, holding and exercising usual and customary rights as the holder of the Consideration Shares.
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Relevant Regulators mean the PBOC, China Banking Regulatory Commission, and China Securities Regulatory Commission or their branches;
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Examples of Relevant Regulators in a sentence

  • The Minimum Transfer Amount may be reduced in agreement with the Relevant Regulators upon not less than 30 nor more than 60 days’ notice to CCDS holders in accordance with Condition 14.

  • The Client shall also inform the Relevant Regulators of the identity, address, occupation and contact details of any third party (if different from the Client/the ultimate beneficiary) who originated the transaction.

  • Words and phrases defined in the Rules of the Relevant Regulators have the same meaning in this Agreement unless expressly defined in this Agreement.

  • Any decision by the Society to propose a reduction in the Minimum Transfer Amount to the Relevant Regulators will be based on all relevant factors at the time, which may include (if it is the case) the fact that an established trading market has developed for the CCDS which would enable a wider range of investors to better assess whether or not CCDS would be a suitable investment for them.

  • If the Client effects a transaction for a collective investment scheme, discretionary account or discretionary trust, the Client shall, immediately upon request by the Company (which request shall include the relevant contact details of the Relevant Regulators), inform the Relevant Regulators of any requested information of the person who, on behalf of the scheme, account or trust, instructed the Client to effect the transaction.

  • In any circumstances, the Services provided to you through RBC Paris Branch will be provided within the scope of RBC Paris Branch's licence and to the extent authorised by the French Relevant Regulators.

  • In addition, the Client shall immediately inform the Company when his discretion in respect of any transaction effected for such scheme, fund, account or trust has been overridden and, upon request by the Company, immediately inform the Relevant Regulators of any requested information of the person(s) who gave the overriding Instructions.

  • The minimum transfer amount is fixed and will not be reduced except in agreement with the Relevant Regulators.

  • Unless we agree otherwise in writing, we shall treat you alone as our customer and we shall not treat any Counterparty as our customer for the purposes of the Rules of the Relevant Regulators.

  • In light of the above, the Directors (including the independent non-executive Directors) are of the view that the terms of the Sale and Purchase Framework Agreement are on normal commercial terms and entered into in the ordinary and usual course of business of the Group, and the transactions contemplated thereunder are fair and reasonable and in the interests of the Company and its Shareholders as a whole.


More Definitions of Relevant Regulators

Relevant Regulators means the Securities and Exchange Commission, Capital Market Supervisory Board, Office of the Securities and Exchange Commission, Derivatives Exchanges, Thailand Securities Depository Co., Ltd., the Thailand Clearing House Co. Ltd., and/or any regulators that are obligated to supervise securities and/or Derivatives businesses, the Bank of Thailand, and other financial regulators under
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Relevant Regulators means FCA, the Monetary Authority of Singapore, the Hong Kong
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Related to Relevant Regulators

  • Relevant Regulator means the PRA or any successor entity or other entity primarily responsible for the prudential supervision of the Issuer.

  • relevant regulations means any requirements contained in the regulations, rules, guidelines and policies of the Competent Authority, or of the European Parliament and Council then in effect in the Republic of Italy, relating to capital adequacy and applicable to the Issuer and/or the Group from time to time (including but not limited to, as at the Issue Date of the relevant Series of Notes, the rules contained in, or implementing, CRD IV and the BRRD, delegated or implementing acts adopted by the European Commission and guidelines issued by the EBA).

  • Plant regulator means any substance or mixture of substances intended, through physiological action, to accelerate or retard the rate of growth or rate of maturation, or to otherwise alter the behavior of plants or the produce thereof, but does not include substances to the extent that they are intended as plant nutrients, trace elements, nutritional chemicals, plant inoculants, or soil amendments.

  • Procurement Regulations means, for purposes of paragraph 85 of the Appendix to the General Conditions, the “World Bank Procurement Regulations for IPF Borrowers”, dated November 2020.

  • Public Procurement Regulatory Authority (PPRA) means the Government Agency responsible for oversight of public procurement.

  • Development regulations or "regulation" means the controls

  • Floodplain Management Regulations means this ordinance and other zoning ordinances, subdivision regulations, building codes, health regulations, special purpose ordinances, and other applications of police power. This term describes federal, state or local regulations, in any combination thereof, which provide standards for preventing and reducing flood loss and damage.

  • Regulators means the SFC, the relevant Exchange, the relevant clearing house and any other regulators whether in Hong Kong or elsewhere

  • Regulatory Bodies means those government departments and regulatory, statutory and other entities, committees, ombudsmen and bodies which, whether under statute, rules, regulations, codes of practice or otherwise, are entitled to regulate, investigate, or influence the matters dealt with in the Contract or any other affairs of the Authority and “Regulatory Body” shall be construed accordingly.

  • Relevant Authorities means any governmental or statutory authority with the

  • DP Regulator means any governmental or regulatory body or authority with responsibility for monitoring or enforcing compliance with the Data Protection Laws;

  • Information Regulator means the Information Regulator as established in terms of Section 39 of POPIA;

  • Regulatory Requirements means all applicable federal and state statutes, regulations, regulatory guidance, judicial or administrative rulings, requirements of Governmental Contracts and standards and requirements of any accrediting or certifying organization, including, but not limited to, the requirements set forth in a Product Attachment.

  • Regulatory Authorities means the Commissions and the Exchange;

  • Relevant Requirements means all applicable Law relating to bribery, corruption and fraud, including the Bribery Act 2010 and any guidance issued by the Secretary of State for Justice pursuant to section 9 of the Bribery Act 2010;

  • Securities Regulatory Authorities means the securities commission or similar regulatory authority in each province and territory of Canada that is responsible for administering the Canadian securities legislation in force in such jurisdictions;

  • Government Authorities means, without limitation, all Government departments and agencies with responsibility for the import and export of goods, the collection of revenue on the import and export of goods and the transport of those goods to include, without limitation, Customs, AQIS, the ATO and the RSA;

  • Collecting Society/ies means a society for the protection of intellectual property or collection of royalties and similar consideration for the use of any intellectual property rights in any jurisdiction(s) in the World (including any ‘collecting society’ established under the Copyright Act 98 of 1978, as amended).

  • contracting authorities means the State, regional or local authorities, bodies governed by public law or associations formed by one or more such authorities or one or more such bodies governed by public law;

  • Nuclear Regulatory Commission (NRC) means the U.S. Nuclear Regulatory Commission or its duly authorized representatives.

  • Conduct Regulations means the Conduct of Employment Agencies and Employment Businesses Regulations 2003;

  • CPSC means the U.S. Consumer Product Safety Commission.

  • Canadian Securities Regulatory Authorities means the securities regulatory authorities in each of the provinces and territories of Canada;

  • Relevant Governmental Body means the Federal Reserve Board and/or the Federal Reserve Bank of New York, or a committee officially endorsed or convened by the Federal Reserve Board and/or the Federal Reserve Bank of New York or any successor thereto.

  • BCSC means the British Columbia Securities Commission;

  • Regulatory Rules means all corporate and securities laws, regulations, rules, policies, notices, instruments and other orders of any kind whatsoever which may, from time to time, apply to the implementation, operation or amendment of this Plan or the Options granted from time to time hereunder including, without limitation, those of the applicable Regulatory Authorities.