Resale Rules definition

Resale Rules as defined in Section 3.3.
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Resale Rules means Rule 144 promulgated by the Commission or any successor to such rule or any other rule or regulation of the Commission that may at any time permit the Investor to sell its Shares to the public without registration.
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Resale Rules means Multilateral Instrument 45-102 and Companion Policy 45-102CP (Resale of Securities);
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Examples of Resale Rules in a sentence

  • Resulting Issuer Shares issued to former LNG Shareholders (excluding any Resulting Issuer Shares issued to former holders of LNG Subscription Receipts) 10,875,411 (a) Lock-up restrictions expiring one (1) year after the Final Bulletin Date; and (b) TSXV Seed Share Resale Rules, currently to be made subject to a four-month hold with 20% released each month.


More Definitions of Resale Rules

Resale Rules has the meaning set forth in Section 5.15.
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Resale Rules means NI 45-102 and the companion policy thereto;
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Related to Resale Rules

  • DOE Rules means DOE’s energy conservation regulations found in Title 10, Parts 429, 430, and 431 of the Code of Federal Regulations.

  • Repurchase Rules and Regulations shall have the meaning specified in Section 6.14 of the Indenture.

  • the Rules means the Insolvency Rules 1986 (as amended);

  • Hague Rules means the International Convention for the Unification of certain Rules of Law relating to Bills of Lading signed at Brussels on 25 August 1924.

  • PRA Rules means the Rules included within the PRA handbook issued by the PRA.

  • 1940 Act Rules and Regulations means the rules and regulations of the Commission under the 1940 Act.

  • House Rules means written and posted rules governing house activities in the AFH-DD. These rules may not conflict with the AFH Bill of Rights.

  • Exchange Rules means the listing rules of The OTC Marketplace.

  • Scheme Rules means the applicable SEPA direct debit or credit transfer scheme rules of the European Payments Council as amended from time to time.

  • Applicable Rules means Section 10D of the Exchange Act, Rule 10D-1 promulgated thereunder, the listing rules of the national securities exchange or association on which the Company’s securities are listed, and any applicable rules, standards or other guidance adopted by the Securities and Exchange Commission or any national securities exchange or association on which the Company’s securities are listed.

  • M&A Rules means the Provisions on Merging and Acquiring Domestic Enterprises by Foreign Investors, which was promulgated by six Governmental Agencies, namely, the Ministry of Commerce, the State-owned Assets Supervision and Administration Commission, the State Administration for Taxation, the State Administration for Industry and Commerce, the China Securities Regulatory Commission (the “CSRC”), and the State Administration of Foreign Exchange, on August 8, 2006 and became effective on September 8, 2006, as amended by the Ministry of Commerce on June 22, 2009.

  • NASD Rules means the Rules of the National Association of Securities Dealers, Inc., as amended from time to time.

  • Advisers Act Rules and Regulations means the rules and regulations of the Commission under the Advisers Act.

  • PPB Rules means the rules of the Procurement Policy Board as set forth in Title 9 of the Rules of the City of New York (“RCNY”), § 1-01 et seq.

  • FINRA Rules means the Constitution, By-Laws, and Rules of Fair Practice of the Financial Industry Regulatory Authority, Inc. ("FINRA") and any interpretations thereof.

  • ISO-NE Rules means all rules and procedures adopted by NEPOOL, ISO-NE, or the RTO, and governing wholesale power markets and transmission in New England, as such rules may be amended from time to time, including but not limited to, the ISO-NE Tariff, the ISO-NE Operating Procedures (as defined in the ISO-NE Tariff), the ISO-NE Planning Procedures (as defined in the ISO-NE Tariff), the Transmission Operating Agreement (as defined in the ISO-NE Tariff), the Participants Agreement, the manuals, procedures and business process documents published by ISO-NE via its web site and/or by its e-mail distribution to appropriate NEPOOL participants and/or NEPOOL committees, as amended, superseded or restated from time to time.

  • FCA Rules means the Rules included within the FCA Handbook issued by the FCA.

  • SAFE Rules and Regulations means collectively, the Circular 37 and any other applicable SAFE rules and regulations.

  • SIFT Rules means the provisions of the Tax Act, including those contained in sections 104, 122 and 122.1 of the Tax Act, which apply to the taxation of a “specified investment flow through trust” and its unitholders.

  • Prospectus Rules means the Prospectus Rules published by the Financial Conduct Authority;

  • Securities Law means the Israeli Securities Law, 5728-1968.

  • Israeli Securities Law means the Israeli Securities Law 5728-1968, as amended and the rules and regulations promulgated thereunder from time to time.

  • Prospectus Regulation means Regulation (EU) 2017/1129.

  • CySEC Rules means the Rules, Directives, Regulations, Guidance notes, opinions or recommendations of CySEC.

  • SEC Regulation D means Regulation D as promulgated under the Securities Act of 1933, as amended, as the same may be in effect from time to time.

  • 1933 Securities Act means the Securities Act of 1933 of the United States, as amended, and the rules and regulations thereunder, and any comparable or successor laws or regulations thereto.