Research department definition

Research department means any department or division, whether or not identified as such, that is principally responsible for preparing the substance of a research report or security recommendation.
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Research department means any department or division, whether or not identified as such, that is principally responsible for preparing the substance of a research report on behalf of a member.
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Research department means any department or division, whether
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Examples of Research department in a sentence

  • In addition, employees in LPL’s Research Department are required to obtain pre-clearance prior to purchasing certain securities for a personal account.

  • As Chief Investment Officer, Xx. Xxxxx is responsible for the advice provided by the LPL Research Department through LPL’s advisory programs.

  • Each of the individuals in this Brochure Supplement in the Research Department reports up to Xx. Xxxxx, the Chief Investment Officer of LPL.

  • He is a Vice President and joined the LPL Research Department in 2011.

  • LPL’s Research Department provides various types of advisory services.

  • She is an Executive Vice President and Director of Research at LPL and joined the LPL Research Department in 2006.

  • Xx. Xxxxxxx reports up to Xx. Xxxxx, who as the Chief Investment Officer of LPL, is responsible for the advice provided by the LPL Research Department through LPL’s advisory programs.

  • She is Senior Vice President and Director of Research at LPL and joined the LPL Research Department in 2006.

  • Any exceptions to this general policy are referred to LPL’s Research Department, which makes the determination as to how to vote the proxy in accordance with the best interest of the client.

  • The participation of LPL’s Research Department as a Model Advisor under the MP Platform also gives rise to potential conflicts of interests because LPL has a financial incentive to select its internal team and further grow its assets under management.


More Definitions of Research department

Research department means the Research Department of Nepal Rastra Bank; and
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Research department. ’ means any
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Research department means any department or division, whether or not
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Research department means any department or division, whether or not identified as such, that is principally
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Related to Research department

  • Local health department means the same as that term is defined in Section 26A-1-102.

  • Health Department means the department of environmental quality, a city health department, a county health department, or a district health department, whichever has jurisdiction.

  • Fire Department means an organized fire department as that term is defined in section 1 of the fire prevention code, 1941 PA 207, MCL 29.1.

  • Police Department means the Police Department of the City and County of San Francisco.

  • the Department means the Department of the Environment;

  • State department means the state department of human services.

  • Local department means the local department of social services of any county or city in this

  • Head of the Department means the administrative head of the department or the organization;

  • government department means any department of the Government of the United Kingdom;

  • Research Analyst means any individual employed by Loomis Sayles who has been designated as a Research Analyst or Research Associate by Loomis Sayles. A person is considered a Research Analyst only as to those Covered Securities which he or she is assigned to cover and about which he or she issues research reports to other Investment Persons or otherwise makes recommendations to Investment Persons beyond publishing their research. As to other securities, he or she is simply an Access Person.

  • Compliance Department means the Chief Compliance Officer of Federated and those other individuals designated by him or her as responsible for implementing this Code and the Associated Procedures.

  • County department means the county or district department of human or social services.

  • Head of Department : means the Head of Department for KwaZulu-Natal Department of Health as defined in Schedule 2 Column 1 and 2 of the Public Service Act 1994 (Proclamation 103 of 3 June 1994, as amended).

  • national department means a department of State within the national sphere of government;

  • Public research university means Rutgers, The State University

  • Investigating Department means any department / division / office of SCI investigating into the conduct of the Entity and shall include the Vigilance Department, “Central Bureau of Investigation, the State Police or any other authority or entity set up by the Central or State Government having powers to investigate”.

  • Department Chair means the chair of a department or the director of a program.

  • Research and development means (1) theoretical analysis, exploration, or experimentation; or (2) the extension of investigative findings and theories of a scientific or technical nature into practical application for experimental and demonstration purposes, including the experimental production and testing of models, devices, equipment, materials, and processes. Research and development does not include the internal or external administration of radiation or radioactive material to human beings.

  • Department sample means liquor that is placed in the possession of the

  • scientific research means any activity in the field of natural or applied science for the extension of knowledge;

  • University means Guru Gobind Singh Indraprastha University, Delhi