Rule 3b-4 definition

Rule 3b-4 means Rule 3b-4 promulgated by the Securities and Exchange Commission under the Exchange Act or any successor rule or regulation;
Rule 3b-4 means Rule 3b-4 promulgated under the Exchange Act and any future regulation amending, supplementing or superseding such regulation.

Examples of Rule 3b-4 in a sentence

  • The Company is a “foreign private issuer” as defined in Rule 405 of Regulation C under the Securities Act and Rule 3b-4 under the Exchange Act.

  • The Company is, and upon completion of the transactions described herein, will be, a “foreign private issuer” within the meaning of Rule 3b-4 under the Exchange Act.

  • The Company is a foreign private issuer, as defined in Rule 405 of Regulation C under the Securities Act and Rule 3b-4 under the Exchange Act.

  • The Company is a “foreign private issuer,” as such term is defined in Rule 3b-4 under the Exchange Act.

  • The Company is a “foreign private issuer” as such term is defined in Rule 3b-4 under the Exchange Act and in Rule 405 under the Securities Act.

  • Pubco qualifies as a foreign private issuer pursuant to Rule 3b-4 of the Exchange Act.

  • The Company is a “foreign private issuer” as defined in Rule 405 under the Securities Act, Rule 3b-4 under the Exchange Act and Nasdaq Listing Rule 5005(a)(19).

  • The Company shall use commercially reasonable efforts to maintain its status as a “foreign private issuer” (as determined in accordance with Rule 3b-4 under the Securities Exchange Act of 1934, as amended (the “Exchange Act”).

  • The Company is a “foreign private issuer” as defined in Rule 3b-4 under the Exchange Act.

  • The Company is a “foreign private issuer” as such term is defined in Rule 3b-4 under the Exchange Act.

Related to Rule 3b-4

  • Rule 3a-5 means Rule 3a-5 under the Investment Company Act.

  • Rule 15c2-12 means Rule 15c2-12 under the Securities Exchange Act of 1934, as amended through the date of this Undertaking, including any official interpretations thereof.

  • Rule 3a-7 means Rule 3a-7 under the Investment Company Act.

  • Rule 497 refers to Rule 497(c) or 497(h) under the Act, as applicable.

  • Rule 159A “Rule 405” and “Rule 415” mean, in each case, such rule promulgated under the Securities Act (or any successor provision), as the same shall be amended from time to time.