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Rule 3a-7 definition

Rule 3a-7 means Rule 3a-7 under the Investment Company Act.
Rule 3a-7 means Rule 3a-7 under the Investment Company Act or any successor rule thereunder.
Rule 3a-7. Rule 3a-7 of the Investment Company Act, as then in effect (or any successor rule).

Examples of Rule 3a-7 in a sentence

  • In addition, the Trustee shall satisfy the requirements for a trustee contemplated by clause (a)(4)(i) of Rule 3a-7 under the Investment Company Act.

  • In making this determination, the Issuer is relying on the exemption in Rule 3a-7 of the Investment Company Act, although other exclusions or exemptions may also be available to the Issuer.

  • In making this determination for the Trust, the Trust is relying on the exemption in Rule 3a-7 of the Investment Company Act of 1940, although other exclusions or exemptions may also be available to the Trust.

  • The Trust Fund will be relying on an exclusion or exemption from the definition of “investment company” under the Investment Company Act contained in Section 3(c)(5) of the Investment Company Act or Rule 3a-7 under the Investment Company Act, although there may be additional exclusions or exemptions available to the Trust Fund.

  • The Trust will be relying upon Section 3(c)(5) of the Investment Company Act or Rule 3a-7 under the Investment Company Act as a basis for it not registering under the Investment Company Act.


More Definitions of Rule 3a-7

Rule 3a-7 means Rule 3a-7 under the Investment Company Act. “Securities” means the Common Securities and the Capital Securities.
Rule 3a-7 means Rule 3a-7 promulgated under the Investment Company Act.
Rule 3a-7. Rule 3a-7 under the 1940 Act.
Rule 3a-7 means Rule 3a-7 under the Investment Company Act or any successor rule thereunder, or any change in interpretation or application of such Rule by any legislative body, court, government agency or regulatory authority, including without limitation, the Commission.
Rule 3a-7. Rule 3a-7 under the Investment Company Act of 1940.
Rule 3a-7 means Rule 3a-7 pursuant to the Investment Company Act of 1940, as amended.
Rule 3a-7. Means Rule 3a-7 under the 1940 Act and any successor rule thereto. Rule 144A: Means Rule 144A under the Securities Act and any successor rule thereto. Scheduled Payment: With respect to any X-TRAS, means any payment of principal and interest on such X-TRAS (other than any such payment which is not in fact received by the Trustee within five Business Days of the date on which such payment is scheduled to be made) due from the obligor thereon, which payment represents the repayment of principal at the stated maturity of such repayment of principal on such X-TRAS, the payment of regularly scheduled interest accrued on the unpaid principal amount of such X-TRAS, or both; provided that any payment of principal, premium, if any, or interest resulting from (i) the redemption or purchase of any X-TRAS (other than pursuant to the FD Redemption Option) or (ii) the acceleration of the X-TRAS pursuant to the terms of the Indenture shall not constitute a Scheduled Payment. SEC: Means the Securities and Exchange Commission, as from time to time constituted or created under the Securities Exchange Act of 1934, as amended, or, if at any time after the execution of this instrument such Commission is not existing and performing the duties now assigned to it under the Trust Indenture Act, then the body performing such duties on such date. Securities Act: Means the United States Securities Act of 1933, as amended from time to time, or any successor thereto. Settlement Date: Means the settlement date under the ISDA Master Agreement. 16