Securities List definition

Securities List means the list of those securities and other assets owned by the Acquired Fund on the Delivery Date.

Securities List means the list of those securities and other assets owned by the Trust, on behalf of Global Growth Fund, on the Delivery Date.

Securities List means the list of those securities and other assets owned by Municipals Trust, on behalf of Michigan Fund and Rhode Island Fund, on the Delivery Date.

Examples of Securities List in a sentence

• The Trade Restricted Securities List is not distributed to employees, but requests to purchase or sell any security on the Trade Restricted Securities List will be denied.

• The Legal and Compliance department maintains and periodically updates the Trade Restricted Securities List that contains certain securities that may not be traded by Employees.

• A security purchased pursuant to this exemption must be held for a minimum of 360 days prior to sale unless it appears on the Adviser’s “$5 billion” Self Pre-Clearance Securities List or normal pre-clearance pursuant to Section VII of this Code is obtained, in which case the security must be held for at least 30 days prior to sale.

• The Legal and Compliance Department maintains and periodically updates the Trade Restricted Securities List that contains certain securities that may not be traded by Employees.

• A security purchased pursuant to this exemption must be held for a minimum of 360 days prior to sale unless it appears on the Adviser’s “$5 billion” Self Pre-Clearance Securities List or normal pre-clearance pursuant to Article VI of the Adviser’s Code of Ethics is obtained, in which case the security must be held for at least 30 days prior to sale.

More Definitions of Securities List

Securities List means the list of those securities and other assets owned by Investment Trust, on behalf of California Limited Fund, on the Delivery Date.

Securities List means the list of those securities and other assets owned by Investment Trust, on behalf of New Jersey Limited Fund, on the Delivery Date.

Securities List means the list of those securities and other assets owned by Special Investment Trust, on behalf of Global Small-Cap Fund, on the Delivery Date.

Securities List means the list of those securities and other assets owned by Municipals Trust, on behalf of Florida Fund, on the Delivery Date.

Securities List means the list of those securities and other assets owned by the Trust, on behalf of MSAR Fund, on the Delivery Date.

Securities List means the list of those securities and other assets owned by Growth Trust, on behalf of Multi-Cap Growth Fund, on the Delivery Date.

Securities List means the list of those securities (and other assets) owned by Municipals Trust, on behalf of Texas Fund, on the Delivery Date.