Securities List definition

Securities List means the list of those securities and other assets owned by the Acquired Fund on the Delivery Date.

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Securities List means the list of those securities (and other assets) owned by Investment Trust, on behalf of State Fund, on the Delivery Date.

Securities List means the list of those securities and other assets owned by Municipals Trust, on behalf of Michigan Fund and Rhode Island Fund, on the Delivery Date.

Examples of Securities List in a sentence

• On the Delivery Date, the Acquired Fund shall deliver the Securities List and tax records.

• The records from which the Securities List will be prepared shall be made available by the Acquired Fund prior to the Closing Date for inspection by the Acquiring Fund’s treasurer or his designee or the auditors of the Acquiring Fund upon reasonable request.

• When the security of a TARP-Funded Entity is on the Restricted Securities List, the Financial Agent shall be prohibited from any trading or investment activities regarding the security, except on behalf of the Treasury, without the specific approval of the Financial Agent’s Compliance Department.

• The Sub-Adviser further represents and warrants that (i) it will not undertake investments or engage in activity that involves either directly or indirectly countries, regimes, jurisdictions or sanctioned parties (individuals / entities) subject to any Sanctions Laws and (ii) will not invest in securities / issuers mentioned on the "Sanctions Securities List (SSSL)" and the list of "Companies Verifiably Involved in Controversial Weapons (Ethix List)" provided by UBS and updated from time to time.

• The Sub-Adviser further represents and warrants that (i) it will not undertake investments or engage in activity that involves either directly or indirectly countries, regimes, jurisdictions or sanctioned parties (individuals / entities) subject to any Sanctions Laws and (ii) will not invest in securities / issuers mentioned on the “Sanctions Securities List (SSSL)” and the list of “Companies Verifiably Involved in Controversial Weapons (Ethix List)” provided by UBS and updated from time to time.

More Definitions of Securities List

Securities List means the list of those securities and other assets owned by Investment Trust, on behalf of California Limited Fund, on the Delivery Date.

Securities List means the list of those securities and other assets owned by Investment Trust, on behalf of New Jersey Limited Fund, on the Delivery Date.

Securities List means the list of those securities and other assets owned by Special Investment Trust, on behalf of Global Small-Cap Fund, on the Delivery Date.

Securities List means the list of those securities and other assets owned by Mutual Funds Trust, on behalf of Horizon Growth Fund, on the Delivery Date.

Securities List means the list of those securities (and other assets) owned by Municipals Trust, on behalf of Texas Fund, on the Delivery Date.

Securities List means the list of those securities and other assets owned by Municipals Trust, on behalf of Florida Fund, on the Delivery Date.

Securities List means the list of those securities and other assets owned by the Trust, on behalf of MSAR Fund, on the Delivery Date.