Securities to be Sold definition

Securities to be Sold means a portion of the Original Charged Assets calculated by applying thereto a fraction, the numerator of which is the number of Notes in relation to which Cash Settlement applies and the denominator of which is the total number of Notes outstanding, rounded down to the nearest whole Securities Denomination.
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Securities to be Sold means a portion of the Original Charged Assets calculated by applying thereto a fraction, the numerator of which is the number of Notes in relation to which Cash Settlement applies and the denominator of which is the total number of Notes outstanding, rounded down to the nearest whole Securities Denomination. Condition 12 (Payments and Talons) Payment Business Day Centre(s): London,Tokyo and TARGET Other Distribution Type: Non-U.S. Distribution Talons for future Coupons or Receipts to No be attached to Definitive Bearer Notes(and dates on which such Talons mature): Details of any additions or variations to the Selling Restrictions:Notice pursuant to the Financial Instruments and Exchange Law (Law No. 25 of 1948, as amended) of Japan (the “FIEL”) – transfer restriction, etc. No registration pursuant to Article 4, Paragraph 1 of the FIEL has been made or will be made concerning the Notes for the reason that the solicitations of an application to acquire the newly issued Notes are conducted in a manner falling under the Solicitation for Small Number of Investors (specifically, the case stipulated in Article 2, Paragraph 3, Item 2 ha of the FIEL) as defined in Article 23-13, Paragraph 4 of the FIEL. The Notes may not be subdivided in a denomination smaller than the one stipulated on the Notes. Further additions or variations: The following provisions shall constitute “AdditionalConditions”:
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Securities to be Sold means a portion of the Remaining Securities calculated by applying thereto a fraction the numerator of which is the number of Notes to which Cash (ii) Unmatured Coupons to become void upon early redemption (Bearer Notes only) (Condition 8(f)):Settlement applies and the denominator of which is the total number of Notes outstanding, rounded down to the nearest whole Security.
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Examples of Securities to be Sold in a sentence

  • First Reserve agrees to sell to the Underwriters the number of Optional Securities specified in such notice, which amount shall not exceed the number of shares set forth opposite the name of First Reserve in Schedule A hereto under the caption "Number of Optional Securities to be Sold".

  • At the closing of such Sale, each Participating Seller shall deliver the certificates evidencing the Shares to be Sold by such Participating Seller, duly endorsed, or with stock (or equivalent) powers duly endorsed, for transfer with signature guaranteed, free and clear of any liens or encumbrances, with any stock (or equivalent) transfer tax stamps affixed, against delivery of the applicable consideration, and any comparable transfer materials for any Convertible Securities to be Sold.

  • Any PBM and/or Company which does not have a representative attending theProposers’ Conference shall not be eligible to submit a proposal.

  • Exhibit A - Initial Securities to be Sold Exhibit B - Form of Opinion of Fund Counsel- To be provided Exhibit C - Form of Opinion of Adviser Counsel- To be provided Exhibit D - Price-Related Information CORNERSTONE PROGRESSIVE RETURN FUND _______ Shares of Beneficial Interest UNDERWRITING AGREEMENT _______, 2007 First Dominion Capital Corp.

  • At the closing of such Sale, each Participating Seller or Management Tag Seller shall deliver the certificates evidencing the Securities to be Sold by such Participating Seller or Management Tag Seller, duly endorsed, or with equivalent powers duly endorsed, for transfer with signature guaranteed, free and clear of any liens or encumbrances, with any transfer tax stamps affixed, against delivery of the applicable consideration, and any comparable transfer materials for any Options to be Sold.

  • Name of Underwriter Number of Initial Securities Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated Xxxxxxx, Sachs & Co. Total — Number of Initial Securities to be Sold Maximum Number of Option Securities to Be Sold RESTORATION HARDWARE HOLDINGS, INC.

  • Additional Securities to be Sold: The Company shall use its best efforts to issue and sell an additional $8.5 million of Series F Preferred (the "Additional Series F Shares") for a period not to exceed 60 days from the Closing, on the same terms as hereinabove provided.

  • Selling Shareholders Number of Securities to be Sold Hercules Holding II, LLC x/x Xxxxxxxx Xxxxxx Xxxxxxx & Co. 0 Xxxx 00xx Xxxxxx Xxx Xxxx, XX 00000 Fax: 000-000-0000 Attention: Xxxxxxx X.

  • Firm Securities to be Sold: 7,500,000 shares and warrants to purchase 3,750,000 shares, with each unit to be comprised of one share and a warrant to purchase 0.5 shares Offering Price: $2.00 per Share and corresponding Warrant Warrant Exercise Price: $3.00 per share Underwriting Discounts and Commissions: 6.0% Bxxxxxx X.

  • Name of Underwriter Number of Initial Securities to be Sold to the Public Leerink Partners LLC [•] Barclays Capital Inc [•] Canaccord Genuity Inc.

Related to Securities to be Sold

  • Portfolio Securities or "investments" of the Series shall mean, respectively, such assets, net assets, securities, portfolio securities or investments which are from time to time under the management of the Subadviser pursuant to this Agreement.

  • New Securities Trustee means a bank or trust company reasonably satisfactory to the Initial Purchasers, as trustee with respect to the New Securities under the New Securities Indenture.

  • Retail Certificates A Senior Certificate, if any, offered in smaller minimum denominations than other Senior Certificates, and designated as such in the Series Supplement.

  • Real Estate-Related Securities shall have the meaning set forth in the Charter.

  • Underlying Securities Trustee means The Bank of New York.

  • NIM Securities As defined in the tenth Recital to this Agreement.

  • Certificates means any securities issued in connection with the Note A-1 Securitization or the Note A-2 Securitization.

  • Conversion Shares means, collectively, the shares of Common Stock issuable upon conversion of the shares of Preferred Stock in accordance with the terms hereof.

  • Book-Entry Securities Securities maintained in the form of entries (including, without limitation, the Security Entitlements in such Securities) in the commercial book-entry system of the Fed and held for the Trustee, directly or indirectly, by any Trustee's Fed Member. Book-Entry Securities shall not include, in any event, any Certificated Security (or any Security Entitlement in any Certificated Security) held, directly or indirectly, through a Clearing Corporation.

  • Mandatory Securities Depository means a foreign securities depository or clearing agency that, either as a legal or practical matter, must be used if the Fund determines to place Foreign Assets in a country outside the United States (i) because required by law or regulation; (ii) because securities cannot be withdrawn from such foreign securities depository or clearing agency; or (iii) because maintaining or effecting trades in securities outside the foreign securities depository or clearing agency is not consistent with prevailing or developing custodial or market practices.

  • Personal Securities Transaction means any transaction in a Covered Security in which an Access Person has a direct or indirect Pecuniary Interest.

  • Privately Offered Certificates [______________], Mortgage Pass-Through Certificates, Series [_______], Class [__] issued pursuant to the Pooling and Servicing Agreement.

  • Securities Documents means all reports, offering circulars, proxy statements, registration statements and all similar documents filed, or required to be filed, pursuant to the Securities Laws.

  • Stock Certificates has the meaning set forth in Section 2.2(a)(ii).

  • Certificate Purchase Agreement The Purchase Agreement, dated as of [_______], among the Depositor and the Initial Purchasers, relating to the Privately Offered Certificates.

  • Underlying Securities Issuer With respect to an Underlying Security, the issuer thereof (including, if applicable, the guarantor of the Underlying Security), as identified in the Underlying Securities Schedule.

  • Personal Securities Transactions means any transaction in a Security pursuant to which an Access Person would have a Beneficial Ownership interest with the exception of obligations of the U.S. Government, bankers’ acceptances, bank certificates of deposit, money market fund shares, commercial paper, high quality short-term debt instruments and registered open-end investment companies, none of which are funds advised or sub-advised by the Firm.

  • Security Held or to be Acquired by a Fund means (1) any Covered Security that within the most recent 15 days (a) is or has been held by one of the Funds or a mutual fund sub-advised by MCM; or (b) is being or has been considered by a Fund or MCM for purchase by the Fund or a mutual fund sub-advised by MCM; and (2) any option to purchase or sell, and any security convertible into or exchangeable for, such a Covered Security.

  • Subordinated Securities means Securities that by the terms established pursuant to Subsection 2.3(9) are subordinated in right of payment to Senior Indebtedness of the Issuer.

  • Securities Lending Agreement means an agreement under which a local agency agrees to transfer securities to a borrower who, in turn, agrees to provide collateral to the local agency. During the term of the agreement, both the securities and the collateral are held by a third party. At the conclusion of the agreement, the securities are transferred back to the local agency in return for the collateral.

  • Conversion Securities has the meaning set forth in Section 4.08(b).

  • Exchange Certificates Means the pass through certificates substantially in the form of Exhibit A hereto issued in exchange for the Initial Certificates pursuant to the Registration Rights Agreement and authenticated hereunder.

  • Underlying Shares means the shares of Common Stock issued and issuable upon conversion or redemption of the Debentures and upon exercise of the Warrants and issued and issuable in lieu of the cash payment of interest on the Debentures in accordance with the terms of the Debentures.

  • Securities Purchase Agreement means that certain securities purchase agreement, dated as of the Subscription Date, by and among the Company and the initial holders of the Notes pursuant to which the Company issued the Notes, as may be amended from time to time.

  • Purchase Agreements has the meaning set forth in the Recitals.

  • Certificate Depository Agreement means the agreement among the Trust, the Depositor and The Depository Trust Company, as the initial Clearing Agency, dated as of the Closing Date, relating to the Trust Securities Certificates, substantially in the form attached as Exhibit B, as the same may be amended and supplemented from time to time.