Senior Managing Underwriter definition

Senior Managing Underwriter means Citigroup Global Markets Inc. in its capacity as the senior managing Underwriter for the Thirty-Second Supplemental Bonds.
Senior Managing Underwriter means Barclays Capital Inc. in its capacity as the senior managing Underwriter for the Twenty-Fourth Supplemental Bonds.
Senior Managing Underwriter means Banc of America Securities LLC.

Examples of Senior Managing Underwriter in a sentence

  • The following items are designed to elicit information important to the County in determining the selection of a Senior Managing Underwriter.

  • The purpose of the Technical Proposal is to demonstrate the qualifications, competence, and capacity of the Proposer to undertake the responsibilities of serving as Senior Managing Underwriter while complying with applicable laws and the requirements of this RFP.

  • Financial Information - As a condition of this engagement each firm may be required to update financial information prior to each appointment to a transaction as Senior Managing Underwriter, Co-Managing Underwriter or Financial Advisor.

  • The Preliminary Official Statement may also be submitted to such Municipal Bond Insurers and/or other credit enhancers, including letter of credit providers, as may be recommended by Bond Counsel, the Commission’s Municipal Advisor and the Senior Managing Underwriter.

  • The Senior Managing Underwriter in a competitive sale of bonds shall submit a written report regarding distribution of the underwriter's discount to the Trustees within 10 days of closing a transaction where the Senior Managing Underwriter's services were used.Note: Authority cited: Section 89030, Education Code; Section 16853(b),Government Code; and Section 999.5(b) Military and Veterans Code.

  • Co-manager(s) will be selected by the Authority, based on demonstrated ability to distribute New Jersey securitiesof comparable credit quality, sufficient capital to participate in underwriting the issue, and borrower preference(s).”HUMC selected Merrill Lynch & Co. as Senior Managing Underwriter for the proposed issuance of $80 million in Authority bonds.

  • Briefly describe your firm’s qualifications to serve as a Senior Managing Underwriter, Co- Managing Underwriter or Financial Advisor for an ESD bond issuance.

  • Approximately $146 million will be converted to fixed rate and approximately $97 million will be converted to variable rate demand obligations, the latter of which will be backed by a letter of credit.Meridian selected UBS as Senior Managing Underwriter for both conversions.

  • If you have supplied the information in 3 above in the response for Senior Managing Underwriter, you do not have to complete this section.

  • The City of Missoula, in collaboration with Springsted Incorporated, distributed a Request for Qualification (“RFQ”) to serve as Senior Managing Underwriter in 2013 for a tax-exempt revenue bond issue to finance the purchase/condemnation of Mountain Water.


More Definitions of Senior Managing Underwriter

Senior Managing Underwriter means J.P. Morgan Securities Inc. as senior managing Underwriter for the 2005 Bonds.

Related to Senior Managing Underwriter

  • Managing Underwriter means, with respect to any Underwritten Offering, the book running lead manager of such Underwritten Offering.

  • Managing Underwriters means the investment banker or investment bankers and manager or managers that shall administer an underwritten offering under a Shelf Registration Statement.

  • Participating Underwriter means any of the original underwriters of the Bonds required to comply with the Rule in connection with offering of the Bonds.

  • Pending Underwritten Offering means, with respect to any Holder forfeiting its rights pursuant to this Section 4.5(l), any underwritten offering of Registrable Securities in which such Holder has advised the Company of its intent to register its Registrable Securities either pursuant to Section 4.5(a)(ii) or 4.5(a)(iv) prior to the date of such Holder’s forfeiture.

  • Underwriter means a securities dealer who purchases any Registrable Securities as principal in an Underwritten Offering and not as part of such dealer’s market-making activities.

  • Company Underwriter has the meaning set forth in Section 4(a).

  • Underwritten Takedown has the meaning set forth in Section 2(d)(ii).

  • Underwriters means the underwriters named in Schedule A to the Underwriting Agreement.

  • Underwriters’ Representative means the managing underwriter, or, in the case of a co-managed underwriting, the managing underwriter designated as the Underwriters' Representative by the co-managers.

  • IPO Underwriter means each Person named as an underwriter in Schedule I to the Underwriting Agreement who purchases Common Units pursuant thereto.

  • Approved Underwriter has the meaning set forth in Section 3(f) of this Agreement.

  • Shelf Underwritten Offering shall have the meaning given in subsection 2.1.3.

  • Underwritten Offering Notice has the meaning set forth in Section 2(b).

  • Underwritten Offering means a Registration in which securities of the Company are sold to an Underwriter in a firm commitment underwriting for distribution to the public.

  • Underwritten Shelf Takedown shall have the meaning given in subsection 2.3.3.

  • Participating Holders means all Holders of Registrable Securities which are proposed to be included in any offering of Registrable Securities pursuant to Section 2.1 or Section 2.2.

  • Majority Participating Holders means Participating Holders holding more than 50% of the Registrable Securities proposed to be included in any offering of Registrable Securities by such Participating Holders pursuant to Section 2.1 or Section 2.2.

  • Underwritten Shelf Take-Down has the meaning set forth in Section 2.4(b).

  • Underwritten Public Offering means an underwritten Public Offering, including any bought deal or block sale to a financial institution conducted as an underwritten Public Offering.

  • Initiating Holders means, collectively, Holders who properly initiate a registration request under this Agreement.

  • ERISA-Qualifying Underwriting A best efforts or firm commitment underwriting or private placement that meets the requirements of an Underwriter’s Exemption.

  • Underwrite means the authority to accept or reject risk on behalf of the insurer.

  • Marketed Underwritten Offering means any Underwritten Offering (including a Marketed Underwritten Shelf Take-Down, but, for the avoidance of doubt, not including any Shelf Take-Down that is not a Marketed Underwritten Shelf Take-Down) that involves a customary “road show” (including an “electronic road show”) or other substantial marketing effort by the Company and the underwriters over a period of at least 48 hours.

  • Qualified Independent Underwriter means a “qualified independent underwriter” within the meaning of FINRA Rule 5121.

  • Underwritten Registration or Underwritten Offering A registration in which securities of the Company are sold to an underwriter for reoffering to the public.