Series E definition
Examples of Series E in a sentence
The Series E Preferred Stock are not required to be and have not and will not be registered with the Securities and Exchange Commission (the “Commission”) pursuant to the Securities Act of 1933, as amended (the “1933 Act”), and the rules and regulations promulgated thereunder (the “Rules and Regulations”) in connection with the Offering.
Managing Dealer will provide to Seller an updated list of registered representatives approved to sell Series E Preferred Stock upon request.
The offer and sale of the Series E Preferred Stock will be made in reliance upon an exemption from the registration requirements of Section 5 of the 1933 Act provided by Rule 506 under the 1933 Act, and the applicable exemptive provisions of state securities laws.
Managing Dealer will use its commercially reasonable efforts to locate a limited number of Soliciting Dealers who desire to solicit the Series E Preferred Stock pursuant to the Offering.
Managing Dealer will comply with the rules and regulations of FINRA or any successor entity thereto, in connection with the offer and sale of the Series E Preferred Stock.
This Agreement and the conditions and provisions hereof, are intended to be and will be for the sole and exclusive benefit of the parties hereto and their respective successors and controlling persons, and for the benefit of no other person, firm or corporation, and the term “successors and assigns,” as used herein, will not include any purchaser of the Series E Preferred Stock as such.
The Series E Preferred Stock will be offered and sold in reliance upon applicable exemptions from registration under the laws, regulations and policy statements of any state in which the Series E Preferred Stock are being offered or sold.
Notwithstanding the foregoing, it is understood and agreed that no commission or reimbursement will be payable with respect to any ▇▇▇▇▇▇▇ money deposit or any particular Series E Preferred Stock if Seller rejects a proposed purchaser’s Subscription Agreement, which it may do for any reason or for no reason.
Any independent contractors and registered representatives acting on behalf of Managing Dealer have the appropriate securities registrations to offer and sell the Series E Preferred Stock.
Each Soliciting Dealer will have the appropriate securities licenses to offer and sell the Series E Preferred Stock and will only do so after executing agreements with Managing Dealer and Seller in substantially the form of Soliciting Dealer Agreement attached hereto as Exhibit A.