Series E Restricted Securities definition

Series E Restricted Securities means the Series E Preferred Stock and the Common Stock issued or issuable upon the conversion of the Series E Preferred Stock, and any other securities of the Company which may be heretofore or hereafter issued to any of the holders of the Series E Preferred Stock which are convertible into or exercisable or exchangeable for shares of Common Stock (including, without limitation, other classes or series of preferred stock, warrants, options or other rights to purchase Common Stock or convertible debentures or other convertible debt securities) and any Common Stock (howsoever acquired) by any holder of Series E Preferred Stock or any Common Stock which has been issued on conversion of Series E Preferred Stock, which have not been sold (a) in connection with an effective registration statement filed pursuant to the Securities Act, or (b) pursuant to Rule 144 or Rule 144A promulgated by the Commission under the Securities Act.
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Series E Restricted Securities means the securities of the Company required to bear the legend set forth in Section 2.3(b) hereof.
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Examples of Series E Restricted Securities in a sentence

  • Prior to any proposed sale, assignment, transfer or pledge of any Series E Restricted Securities, unless there is in effect a registration statement under the Securities Act covering the proposed transfer or such transfer is made after a date which is nine months after the Effective Date of the Merger, the holders of such Series E Restricted Securities shall give the written notice to the Company of such holder's intention to effect such transfer, sale, assignment or pledge.

  • Each certificate evidencing the Series E Restricted Securities transferred as above provided shall bear the appropriate restrictive legend as set forth in Section 2.3(b) above, except that such certificate shall not bear such restrictive legend if in the opinion of counsel of such holder and the Company such legend is not required in order to establish compliance with any provision of the Securities Act.

  • Notwithstanding ------------------------------------------- anything to the contrary contained in Section 2.4(a) hereof, each holder of each certificate representing any Series E Restricted Securities agrees to comply in all respects with the provisions of this Section 2.4(b).

Related to Series E Restricted Securities

  • Transfer Restricted Securities means Securities that bear or are required to bear the legend set forth in Section 2.3(b) hereto.

  • Unrestricted Securities means one or more Securities that do not and are not required to bear the Private Placement Legend in the form set forth in Exhibit A hereto, including, without limitation, the Exchange Securities and any Securities registered under the Securities Act pursuant to and in accordance with the Registration Rights Agreement.

  • Exempted Securities means:

  • Permitted Securities means any of the following:

  • Transfer-Restricted Security means any Security that constitutes a “restricted security” (as defined in Rule 144); provided, however, that such Security will cease to be a Transfer-Restricted Security upon the earliest to occur of the following events:

  • Restricted Securities means the securities of the Company required to be notated with the legend set forth in Subsection 2.12(b) hereof.

  • Company Restricted Shares Section 2.4(c)

  • Series B Securities means the 11-1/2% Senior Notes due 2007, Series B, of the Company to be issued pursuant to this Indenture in exchange for the Series A Securities pursuant to the Registered Exchange Offer and the Registration Rights Agreement.

  • Transfer Restricted Notes means Definitive Notes and any other Notes that bear or are required to bear the Restricted Notes Legend.

  • Series A Junior Securities means any class or series of Partnership Interests that, with respect to distributions on such Partnership Interests and distributions upon liquidation of the Partnership, ranks junior to the Series A Preferred Units, including Common Units and Non-Voting Common Units, but excluding any Series A Parity Securities and Series A Senior Securities.

  • Equity Preferred Securities means, with respect to any Person, any trust preferred securities or deferrable interest subordinated debt securities issued by such Person or other financing vehicle of such Person that (i) have an original maturity of at least twenty years, and (ii) require no repayments or prepayments and no mandatory redemptions or repurchases, in each case, prior to the first anniversary of the latest Maturity Date.

  • Series F Preferred Shares means the Series F Preferred Shares of the Company, par value US$0.0001 per share, with the rights and privileges as set forth in the Memorandum and Articles.

  • Non Book-Entry Preferred Securities shall have the meaning set forth in Section 2.4.

  • Series A Securities means the Company's Series A 9 3/8% Junior Subordinated Deferrable Interest Debentures due May 1, 2028 as authenticated and issued under this Indenture.

  • Designated Securities means securities issued by an Insured, or by any Affiliated Entity, or by any Fund to which such Insured or any Affiliated Entity provides any services.

  • NIM Securities As defined in the tenth Recital to this Agreement.

  • Investor Securities is defined in Section 2.1.

  • Restricted Securities Legend has the meaning set forth in Section 8.2(b).

  • Series F Preferred Stock means shares of the Company’s Series F Preferred Stock, par value $0.0001 per share.

  • Exempt Securities has the meaning set forth in Section 4.4(d).

  • Restricted List Securities means the list of securities that are provided to the Compliance Department by Invesco Ltd. or investment departments, which include those securities that are restricted from purchase or sale by Client or Employee accounts for various reasons (e.g., large concentrated ownership positions that may trigger reporting or other securities regulatory issues, or possession of material, non-public information, or existence of corporate transaction in the issuer involving an Invesco Ltd. unit).

  • Senior Securities means senior securities (as such term is defined and determined pursuant to the Investment Company Act and any orders of the SEC issued to the Borrower thereunder).

  • Approved Securities means securities of any State Government or of the Central Government and such bonds, both the principal whereof and the interest whereon shall have been fully and unconditionally guaranteed by any such Government;

  • Restricted Security has the meaning assigned to such term in Rule 144(a)(3) under the Securities Act; provided, however, that the Trustee shall be entitled to receive, at its request, and conclusively rely on an Opinion of Counsel with respect to whether any Note constitutes a Restricted Security.

  • Additional Registrable Securities means, (i) any Cutback Shares not previously included on a Registration Statement and (ii) any capital stock of the Company issued or issuable with respect to the Common Shares, the Warrants, the Warrant Shares, or the Cutback Shares, as applicable, as a result of any stock split, stock dividend, recapitalization, exchange or similar event or otherwise without regard to any limitations on exercise of the warrants.

  • Restricted Securities Certificate means a certificate substantially in the form set forth in Annex B.