SFC definition
Examples of SFC in a sentence
Client is required to comply with the relevant reporting obligation of a short seller to report certain short positions to the SFC or other relevant regulators as required by the Rules.
Unless otherwise authorized by Client in the Client Securities Standing Authority or other written authorisation, any securities held in Hong Kong by IBHK for safekeeping on behalf of the Client may, at IBHK's discretion, be deposited in safe custody in a segregated account that is designated as a trust or client account with an authorized financial institution as defined in the Ordinance, an Approved Custodian or another intermediary licensed by the SFC for dealing in securities in each case in Hong Kong.
By signing this agreement, you acknowledge and agree that IBHK may collect, store, process, use, disclose and transfer personal data relating to you (including CID and BCAN(s)) as required for us to provide services to you in relation to Securities listed or traded on the SEHK and for complying with the rules and requirements of SEHK and the SFC in effect from time to time.
As required by the rules of the HKEx and the SFC, IBHK is required to collect and process your personal data as described below.
The aforesaid governmental or regulatory bodies include but are not limited to the China Securities Regulatory Commission, the People’s Bank of China and the State Administration of Foreign Exchange of Mainland China, and the SFC and the Monetary Authority of Hong Kong.