Specified Broker definition

Specified Broker means Bear, Xxxxxxx & Co, Inc., Xxxxxxxxx Lufkin & Xxxxxxxx Securities Corporation, X.X. Xxxxxx & Co. and Xxxxxx Brothers Inc.
Sample 1Sample 2
Specified Broker means, in respect of the Nemo/MTUK Mortgage Portfolio Sale Agreement, the broker listed in annexure 4 of the Nemo/MTUK Mortgage Portfolio Sale Agreement; and
Sample 1
Specified Broker means Newmark Southern Region LLC (representing Tenant).
Sample 1

Examples of Specified Broker in a sentence

  • The Escrow Agent shall deliver a certificate or certificates representing the appropriate number of ATSC Shares to be sold, assigned and transferred to the Specified Broker set forth in the sale instructions of the Company provided to the Bank, against payment on the settlement date of each respective sale, assignment and transfer.

  • The instructions delivered by the Bank to the Escrow Agent shall be based upon instructions provided to the Bank by the Company, which instructions shall specify the number of shares to be sold, the Specified Broker through which the shares are to be sold and any pricing limitations.

  • The ATSC Shares shall be sold, assigned and transferred pursuant to instructions delivered by the Bank to the Escrow Agent from time to time in accordance with the terms and conditions hereof through an account in the name of the Escrow Agent (the "Brokerage Account") at a Specified Broker (as defined below).

  • For purposes hereof, "Specified Broker" shall mean Bear, Xxxxxxx & Co, Inc., Xxxxxxxxx Lufkin & Xxxxxxxx Securities Corporation, X.X. Xxxxxx & Co. and Xxxxxx Brothers Inc.

  • Except for the Specified Broker described in Section 1 hereof, Landlord and Tenant hereby represent and warrant, each to the other, that they have not disclosed this Lease or the subject matter hereof to, and have not otherwise dealt with, any broker, finder or any other person, firm, corporation or other legal entity so as to create any legal right or claim of whatsoever kind or nature for a commission or similar fee or compensation with respect to the Premises or this Lease.

  • Landlord hereby agrees that Landlord shall pay to the Specified Broker the total brokerage commission due and payable to the Specified Broker pursuant to separate agreement.

  • TOSSBD = The total number of Omnibus Shares as of the last business day of the calendar month in question held by the Specified Broker Dealer(s) according to the Specified Broker Dealer(s)'s records.


More Definitions of Specified Broker

Specified Broker means, in respect of any Nemo/MTUK Mortgage Portfolio Sale Agreement, any broker listed in annexure 4 of such Nemo/MTUK Mortgage Portfolio Sale Agreement;
Sample 1

Related to Specified Broker

  • Approved Broker means any of the companies listed on Schedule 7 or such other company proposed by the Borrowers which the Agent may, with the consent of the Majority Lenders (such consent not to be unreasonably withheld), approve from time to time for the purpose of valuing a Ship, who shall act as an expert and not as arbitrator and whose valuation shall be conclusive and binding on all parties to this Agreement;

  • Designated Broker means the financial services firm or other agent designated by the Company to maintain ESPP Share Accounts on behalf of Participants who have purchased shares of Common Stock under the Plan.

  • Approved Brokers means such firm of insurance brokers, appointed by the Charterer during the Charter Period, as may from time to time be approved in writing by the Mortgagee for the purposes of this Deed;

  • Authorized Broker means those Brokers which are authorized to deal in Government Securities.

  • Data Broker means either of the following:

  • Associate broker means a licensed broker who is employed by

  • Prime Broker means a Person that acts as credit counterparty for transactions executed on the SEF in the name and on behalf of such Person by its client or an agent of its client that is a BSEF Participant and that has authorized a Participant to send RFQs, place Orders or enter into Trades in the name and on behalf of such Person.

  • Designated Broker Agreement means an agreement between the Manager, on behalf of the ETFs, and a Designated Broker;

  • Loan broker means any person who, for compensation or gain, or in the expectation

  • insurance broker means an insurance brokerage firm,

  • inter-dealer bond broker means a person or company that is approved by the Investment Industry Regulatory Organization of Canada under its Rule No. 36 Inter-Dealer Bond Brokerage Systems, as amended, and is subject to its Rule No. 36 and its Rule 2100 Inter-Dealer Bond Brokerage Systems, as amended from time to time;

  • Principal broker means a broker who is either a real estate proprietor, a partner in a real estate partnership, or an officer in a real estate corporation.

  • Real estate broker means an individual or business entity that, with intent to collect or receive a fee, compensation, or valuable consideration, sells or offers for sale, buys or offers to buy, provides or offers to provide market analyses of, lists or offers or attempts to list, or negotiates the purchase, sale, or exchange of real estate; that negotiates the mortgage of real estate; that negotiates for the construction of a building on real estate; that leases or offers or rents or offers for rent real estate or the improvements on the real estate for others, as a whole or partial vocation; that engages in property management as a whole or partial vocation; that sells or offers for sale, buys or offers to buy, leases or offers to lease, or negotiates the purchase or sale or exchange of a business, business opportunity, or the goodwill of an existing business for others; or that, as owner or otherwise, engages in the sale of real estate as a principal vocation.

  • Participating Broker- Dealer: See Section 2(b) hereof. Person: An individual, trustee, corporation, partnership, limited liability company, joint stock company, trust, unincorporated association, union, business association, firm or other legal entity. Private Exchange: See Section 2(b) hereof.

  • Relevant Dealer means, in respect of any Variable Rate Note, the Dealer party to the Programme Agreement referred to in the Agency Agreement with whom the Issuer has concluded or is negotiating an agreement for the issue of such Variable Rate Note pursuant to the Programme Agreement;

  • Mortgage broker means any person who for compensation or

  • Seller’s Broker means CB Xxxxxxx Xxxxx.

  • Sponsoring Broker means a Participant other than a DMA Customer that allows its designated Customers to access the SEF Platform using the Participant ID of the Participant and (i) with respect to Cleared Swaps, is a Clearing Member; and (ii) with respect to Non-Cleared Swaps, is (x) an FCM or Introducing Broker; or (y) non-U.S. Person acting in a similar capacity that is not required to register as an FCM or Introducing Broker under the Act and that is appropriately licensed in a jurisdiction where its DMA Customer is located.

  • Commodity Broker means any person who engages in the business of effecting transactions in Commodity Contracts for the account of others or for his or her own account.

  • REAL ESTATE BROKERS (See also Paragraph 15) REPRESENTATION: The following real estate brokers (collectively, the "BROKERS") and brokerage relationships exist in this transaction (check applicable boxes): [X] XXXX Commercial Real Estate Services represents Lessor exclusively ("LESSOR'S BROKER"); [X] The Xxxxxx Co. represents Lessee exclusively ("LESSEE'S BROKER"); or [ ] _______________________________ represents both Lessor and Lessee ("DUAL AGENCY").

  • Restricted Broker-Dealer Any Broker-Dealer which holds Broker-Dealer Transfer Restricted Securities.

  • Pawnbroker means the same as that term is defined in Section 13-32a-102.

  • Participating Broker-Dealers shall have the meaning set forth in Section 4(a) hereof.

  • Real estate brokerage activity means any activity that involves offering or providing real estate brokerage services to the public, including:

  • Introducing Broker means a third party who introduces prospective Clients to the Company.

  • Morgan Stanley Broker means a broker-dealer affiliated with Morgan Stanley.