Substantial Holding definition

Substantial Holding means, in relation to the total number of votes attached to voting shares in the Company, 7.5% or more of the total votes attached to voting shares in which a Member or their associates have a Relevant Interest.
Substantial Holding under the Corporations Act means a relevant interest in 5% or more of the votes attaching to voting shares.
Substantial Holding means a relevant interest in 5% or more of quoted voting products in a listed company, as set out in section 274(2) of the FMC Act.

Examples of Substantial Holding in a sentence

  • Substantial Holding has the meaning given in section 9 of the Corporations Act (which, at the date of adoption of this Policy, includes where a person or entity (and their associates) has total votes attached to voting shares in the Company representing 5% or more of the total number of votes attaching to voting shares in the Company).

  • Any failure by a person to comply with this Rule 4.4A will be considered to be a breach of this Constitution by the Member or Members that holds the relevant Shares that constitute the Substantial Holding.

  • Interest rates paid on client accounts will be calculated by reference to the variable RBC Managed Rate.

  • Analysis of this data showed that on 30 June 2021 UniSuper’s holdings had increased to 6.43%, a change of more than 1% from the Notice of Initial Substantial Holding lodged on 17 July 2020.

  • Jackson, The Superior Performance of Savings and Loan Associations With Substantial Holding Companies, 22 JOURNAL OF LEGAL STUDIES 405 (1993) finds in a sample of 175 thrifts in Arizona, California, and Nevada between 1986 and 1991 that those owned by holding companies were less likely to fail and, when they did, imposed less cost on the deposit insurer (at 416-419).

  • The OP is issued under the silent approval concept i.e if the applicant does not hear from the authorities past the date inscribed on the application receipt handed over to the applicant, approval should be assumed.

  • Personnel who acquire a Substantial Holding of DRA Securities, cease to hold a substantial holding of DRA Securities, or increase or decrease their Substantial Holding of DRA Securities by 1% of DRA’s issued capital must comply with the Substantial Holding disclosures provisions of the Corporations Act.

  • As such, the Substantial Holding Notice Allegation was not a matter on which the Panel considered it was an appropriate body to take any action, if any was warranted.

  • Seller will, in its sole discretion and at its own expense, either procure for Customer the right to continue using the Product, replace it with a non infringing Product, or remove it and refund an equitable portion of the selling price and transportation costs thereof.

  • On 16 December 2020 and 18 December 2020, the Company issued Change in Substantial Holding and Change of Director's Interest notices in respect of shares acquired by Thomas Zhao Pty Ltd and Mr Bronte Howson.


More Definitions of Substantial Holding

Substantial Holding means not less than twenty five percent (25%) of the Shares in issue and outstanding at the relevant time.

Related to Substantial Holding

  • financial holding company means a financial holding company as defined in point (20) of Article 4(1) of Regulation (EU) No 575/2013;

  • CFC Holding Company means each Domestic Subsidiary that is treated as a partnership or a disregarded entity for United States federal income tax purposes and that has no material assets other than assets that consist (directly or indirectly through disregarded entities or partnerships) of Equity Interests or indebtedness (as determined for United States tax purposes) in one or more CFCs.

  • mixed financial holding company means a mixed financial holding company as defined in point (21) of Article 4(1) of Regulation (EU) No 575/2013;

  • Direct holdings means all publicly traded securities of a company that are held directly by the state treasurer or a retirement system in an actively managed account or fund in which the retirement system owns all shares or interests.

  • mixed-activity holding company means a parent undertaking, other than a financial holding company or an institution or a mixed financial holding company, the subsidiaries of which include at least one institution;

  • Wholly Owned Subsidiary of any Person means a Subsidiary of such Person, 100% of the outstanding Capital Stock or other ownership interests of which (other than directors’ qualifying shares) shall at the time be owned by such Person or by one or more Wholly-Owned Subsidiaries of such Person.

  • Asset Management Company/UTI AMC/AMC/Investment Manager means the UTI Asset Management Company Limited incorporated under the Companies Act, 1956, (1 of 1956) [replaced by The Companies Act, 2013 (No.18 of 2013)] and approved as such by Securities and Exchange Board of India (SEBI) under sub-regulation (2) of Regulation 21 to act as the Investment Manager to the schemes of UTI Mutual Fund.