Examples of FMC Act in a sentence
Applicable regulations include the Financial Markets Conduct Regulations 2014 (the ‘Regulations’) and any other regulations that are made pursuant to Part 9 of the FMC Act (together the ‘Applicable Regulations’).
There is a definition of ‘senior manager’ in section 6 of the FMC Act to guide you.
These regulations may change from time to time, so you will need to keep abreast of any new regulations.The FMC Act and regulations also contain many obligations that you will need to comply with when you have a licence even though they are not called licence conditions.
This Offer Document has been prepared in accordance with Australian law and has not been registered, filed with, or approved by the New Zealand regulatory authority under the FMC Act.
The Manager shall cause the Register to be audited in accordance with section 218 of the FMC Act and regulations 108 to 110 of the FMC Regulations.
We are licensed by the Financial Markets Authority (FMA) to be a manager of registered managed investment schemes under the FMC Act.
The Offer contained in this Offer Document to Eligible Shareholders with registered addresses in New Zealand is made in reliance on the provisions of the Financial Markets Conduct Act 2013 (New Zealand) (FMC Act), the Securities Act (Overseas Companies) Exemption Notice 2013 (New Zealand) and the Financial Markets Conduct (Incidental Offers) Exemption Notice 2016.
Regulations made pursuant to the FMC Act may impose additional conditions on your licence.
All Investments shall be held by the Supervisor or a Custodian in accordance with section 156 of the FMC Act.
Members may switch their account balances and re-direct their contributions between the investment options offered at any time.The scheme is registered under the FMC Act as a restricted, employer-related, workplace savings scheme and its supervisor is the Financial Markets Authority (FMA).