Sxxxxxxx-Xxxxx definition

Sxxxxxxx-Xxxxx means the Sxxxxxxx-Xxxxx Act of 2002.

Sxxxxxxx-Xxxxx means the Sxxxxxxx-Xxxxx Act of 2002, as amended.

Sxxxxxxx-Xxxxx shall have the meaning set forth in Section 3.6(d).

Examples of Sxxxxxxx-Xxxxx in a sentence

• The Company and the Subsidiaries are in compliance with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the Commission thereunder that are effective as of the date hereof and as of the Closing Date.

• The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the Sxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the Sxxxxxxx-Xxxxx Act.

• The Board of Directors of the Company is comprised of the persons set forth under the heading of the Pricing Prospectus and the Prospectus captioned “Management.” The qualifications of the persons serving as board members and the overall composition of the board comply with the Exchange Act, the Exchange Act Regulations, the Sxxxxxxx-Xxxxx Act of 2002 and the rules promulgated thereunder (the “Sxxxxxxx-Xxxxx Act”) applicable to the Company and the listing rules of the Exchange.

• For purposes of the preceding sentence, “principal executive officer” and “principal financial officer” shall have the meanings given to such terms in the Sxxxxxxx-Xxxxx Act.

• The Trust has and retains primary responsibility for all compliance matters relating to the Fund, including but not limited to compliance with the 1940 Act, the Internal Revenue Code of 1986, the Sxxxxxxx-Xxxxx Act of 2002, the USA Patriot Act of 2001 and the policies and limitations of the Fund relating to its portfolio investments as set forth in its Prospectus and statement of additional information.

More Definitions of Sxxxxxxx-Xxxxx

Sxxxxxxx-Xxxxx has the meaning set forth in Section 4.13(c).

Sxxxxxxx-Xxxxx has the meaning set forth in Section 3.7(a).

Sxxxxxxx-Xxxxx the Sxxxxxxx-Xxxxx Act of 2002.

Sxxxxxxx-Xxxxx. Internal Accounting Controls. Except as set forth in Schedule 3.1(g), the Company and the Subsidiaries are in compliance with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the Commission thereunder that are effective as of the date hereof and as of the Closing Date. Other than as disclosed in the SEC Reports, the Company and the Subsidiaries maintain a system of internal accounting controls sufficient to provide reasonable assurance that: (i) transactions are executed in accordance with management’s general or specific authorizations; (ii) transactions are recorded as necessary to permit preparation of financial statements in conformity with GAAP and to maintain asset accountability; (iii) access to assets is permitted, only in accordance with management’s general or specific authorization; and (iv) the recorded accountability for assets is compared with the existing assets at reasonable intervals and appropriate action is taken with respect to any differences. The Company and the Subsidiaries have established disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) for the Company and the Subsidiaries and designed such disclosure controls and procedures to ensure that information required to be disclosed by the Company in the reports it files or submits under the Exchange Act is recorded, processed, summarized and reported, within the time periods specified in the Commission’s rules and forms. The Company’s certifying officers have evaluated the effectiveness of the disclosure controls and procedures of the Company and the Subsidiaries as of the end of the period covered by the most recently filed periodic report under the Exchange Act (such date, the “Evaluation Date”). The Company presented in its most recently filed periodic report with the Commission the conclusions of the certifying officers about the effectiveness of the disclosure controls and procedures based on their evaluations as of the Evaluation Date. Since the Evaluation Date, there have been, no changes in the internal control over financial reporting (as such term is defined in the Exchange Act) that have materially affected, or is reasonably likely to materially affect, the internal control over financial repotting of the Company and its Subsidiaries.

Sxxxxxxx-Xxxxx means the Sxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated thereunder, each as amended from time to time.

Sxxxxxxx-Xxxxx means the Sarbanes‑Oxley Act of 2002.

Sxxxxxxx-Xxxxx has the meaning set forth in Section 5.03(g)(ii).