Trade Participant definition

Trade Participant means a Member of the category mentioned in Rule B.2.1(b);
Trade Participant a Member of the category mentioned in Rule BBB.2.1 (b);
Trade Participant means a natural person authorized by the Participant to participate in the Trade, who has the right to participate in the Trade on behalf of the Participant in accordance with the rules established by these Rules.

Examples of Trade Participant in a sentence

  • Trade Participants may only disclose Trade Data involving a counterparty if the disclosure is made: (i) pursuant to a list of statutory exemptions or (ii) the counterparty delivers its consent to the disclosing Trade Participant each time the latter intends to make a disclosure.

  • Gantz, The United States and the Expansion of Western Hemisphere Free Trade: Participant or Observer?, 14 Ariz.

  • In cases provided for by these Rules the EMO and ESO shall ensure complete publication of information presented by WEM Trade Participant.

  • The WEM Trade Participant shall be liable for accuracy of information provided in WEM.

  • The Participant declares that (tick one appropriate box): □ it is a Trade Participant that is acting on its own behalf (schedule 1); or □ it is a Trade Participant that is represented by a Broker Participant (schedule 1); or □ it is a Participant that is acting as a Market Maker (schedule 2); or □ it is a Participant that is acting as a trade platform (schedule 3); or □ none of the above applies because it requests View Only Access Rights.

  • Will display occupations in: Job Bank Browse; Job Seeker Work Experience (Occupations); Rapid Response Record Details; and Trade Participant record.

  • Funds so deposited or invested will not form part of the assets of the Regulator.19.5 In respect of funds held on behalf of Trade Participants in the Trust Account in terms of the Rules, the Administrator will pay to the Trade Participant such interest as it may from time to time receive on such funds, less a charge in respect of the administrative services rendered by the Regulator.

  • For jurisdictions where the privacy law restrictions may be waived by express written consent of the counterparty, the problem may be resolvable by the submitting Trade Participant itself, assuming that the Commission grants the relief requested in Part II.A above to give the industry time to educate the market on this issue and obtain the necessary counterparty consents.

  • Prior to signing a Participation Agreement, an Applicant to become a Trade Participant must prepare a purchasing policy, undergo a baseline appraisal and prepare an action plan, as detailed under Section 6.

  • Masking of the identity of the non-submitting Trade Participant would achieve the Commission’s goals by allowing the public to see real time public dissemination (where applicable) of anonymous Trade Data and would give the Commission access to information about the market exposure and trading activity of the submitting Trade Participant (in most cases the Swaps Entity it regulates).


More Definitions of Trade Participant

Trade Participant means a Customer to whom the ECS applies that has been registered by the Regulator in terms of the RTC Trading Rules;

Related to Trade Participant

  • FTR Participant means any Market Participant that provides or is required to provide Collateral in order to participate in PJM’s FTR auctions.

  • Participant has the meaning specified in Section 10.06(d).

  • Covered Participant means a Participant who is a “covered employee” as defined in Section 162(m)(3) of the Code, and the regulations promulgated thereunder, and any individual the Committee determines should be treated as such a covered employee.

  • Other Participant means a cooperative project participant other than the United States.

  • Key participant means a sole proprietor, a partner in partnership, or a person with executive managerial control in a corporation. A person with executive managerial control includes persons such as a chief executive officer, chief operating officer and chief financial officer. This definition does not include non-executive managers such as farm, field, or shift managers.

  • Plan Participant means a person who is eligible to receive, and is receiving, a pension benefit from the Plan.

  • Inactive Participant means each Participant (other than a Retired Participant, Deceased Participant or Disabled Participant) who is not in active service as an Outside Director and is not actively employed by a Participating Company.

  • CDS Participant means a participant in CDS that holds security entitlements in Units on behalf of beneficial owners of those Units;

  • Active Participant means, with respect to any day or date, a Participant who is in Service on such day or date; provided, that a Participant shall cease to be an Active Participant (i) immediately upon a determination by the Committee that the Participant has ceased to be an Employee or Independent Contractor, or (ii) at the end of the Plan Year that the Committee determines the Participant no longer meets the eligibility requirements of the Plan.

  • Employee Participant means an Employee who holds an outstanding Award under the terms of the Plan.

  • L/C Participant shall have the meaning provided in Section 3.3(a).

  • A Participant or beneficiary ("claimant") who has not received benefits under the Plan that he or she believes should be paid shall make a claim for such benefits as follows:

  • Loan Participant means each Purchaser and its respective successors and registered assigns, including any Certificate Holder.

  • Former Participant means a person who has been a Participant, but who has ceased to be a Participant for any reason.

  • Eligible Participant means an employee, officer, consultant or director of the Company or any Affiliate.

  • Program participant means an individual certified by the secretary as a program participant under Iowa Code section 9E.3.

  • Disabled Participant with respect to a loan if it has no right to exercise any voting or other control rights with respect to such loan (other than the right to approve amendments to the material economic terms of such loan).

  • Current Participant means a person who participated in the Plan during the Class Period and had an Active Account on May 11, 2018.

  • Eligible Employee means full-time and part-time employees in the bargaining unit who have completed four hundred and fifty (450) hours of service and who are not prohibited from contributing to the Plan by legislation or the Plan rules because of their age or because they are in receipt of a pension from the Plan.

  • Retired Participant means a person who has been a Participant, but who has become entitled to retirement benefits under the Plan.

  • Participating employee means an employee whose election to participate in a Plan has been approved by the employer.

  • Eligible Executive means any employee of the Company or an Affiliate of the Company who (i) is designated by the Committee as an “Eligible Executive” who is eligible to participate in the Plan; (ii) has executed and returned a Participation Agreement to the Company; (iii) is not covered under any other severance plan, policy, program or arrangement sponsored or maintained by the Company or any of its Affiliates; and (iv) is not a party to an employment or severance agreement with the Company or any of its Affiliates pursuant to which such employee is eligible for severance payments or benefits. The Committee shall have the sole discretion to determine whether an employee is an Eligible Executive. Eligible Executives shall be limited to a select group of management or highly compensated employees within the meaning of Sections 201, 301 and 401 of ERISA.

  • U.S. Participant means a Participant who is a citizen of the United States or a resident of the United States, as defined in section 7701(a)(30)(A) and section 7701(b)(1) of the Code and any other Participant who is subject to tax under the Code with respect to compensatory awards granted pursuant to the Plan;

  • Auction Participant or “Bidder” means a Person or Persons who submitted a bid as per the E- Auction Process Memorandum; and shall include a Qualified Bidder or the Successful Bidder and as the context requires;

  • First Tier Participant refers to the participant who has entered into a covered transaction with a grantee or subgrantee of Federal funds (such as the prime or general contractor). “Lower Tier Participant” refers any participant who has entered into a covered transaction with a First Tier Participant or other Lower Tier Participants (such as subcontractors and suppliers).

  • Terminated Participant means a person who has been a Participant, but whose employment has been terminated other than by death, Total and Permanent Disability or retirement.