Trading Officer definition

Trading Officer means the Company Secretary except that in relation to:
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Examples of Trading Officer in a sentence

  • If the Chief Compliance Officer is unavailable or unable to act at the time a request for prior approval of a transaction in a Covered Security is to be made, a Personal Trading Officer may consider the request and approve or disapprove the transaction.

  • The Trading Officer will be available to any director, officer, employee or consultant contemplating a purchase or sale of any Securities of the Corporation who may wish to consult with the Trading Officer regarding the advisability of such trade.

  • In the event that the Chief Compliance Officer is not available or unable to act, the requesting Supervised Person shall seek the approval from a Personal Trading Officer in the manner specified in the definition of a “Personal Trading Officer” in Section VII of this Code.

  • If the Chief Compliance Officer is unavailable or unable to act, a reference to the Chief Compliance Officer in this Section III shall be a reference to the Personal Trading Officer specified in and acting in accordance with the “Personal Trading Officer” definition.

  • The Trading Officer will be available to any Applicable Person contemplating a purchase or sale of any Securities of the Corporation who may wish to consult with the Trading Officer regarding the advisability of such trade.

  • An additional Street Trading Officer is required to meet the increased service needs associated with processing and administering street trading and kerbside café permits which have grown from 200 sites to over 550 sites over the last few years.

  • In cases of doubt, the Insiders should consult with the Insider Trading Officer or professional advisers.

  • Basic Food Hygiene.Alun Howell (0.3fte), Fair Trading Officer, BSc (Hons) Agriculture 1984, PDip Rural Resources Management 1999.

  • The Executive Board shall be made up of eight Executive Officers, who may be stockholders, elected by the Board of Directors, namely: the Chief Executive Officer; an Executive Vice-Chairman; the Chief Distribution and Sales Officer; the Chief Finance, Holdings and Investor Relations Officer; the Chief Energy Generation and Transmission Officer; the Chief Corporate Management Officer; the Chief New Business Development Officer; and the Chief Trading Officer.

  • The "Trading Officer" will be the Chief Executive Officer or the Chief Financial Officer of the Corporation.

Related to Trading Officer

  • Presiding officer means the labor commissioner or designee.

  • Commanding Officer means the Commanding Officer of a training ship furnished by the Administration.

  • Reporting Officer With respect to the Owner Trustee, any officer, employee or other person within the Corporate Trust Office of the Owner Trustee having responsibility for the administration of the Trust Agreement.

  • Assessing Officer means an officer of a State Government or Board or licensee, as the case may be, designated as such by the State Government;

  • Recording officer means the county clerk of the county of Cort-

  • signing officer means, in relation to any instrument, any person authorized to sign the same on behalf of the Corporation by paragraph 2.03 or by a resolution passed pursuant thereto;

  • Certifying Officer shall have the meaning assigned thereto in Section 8.15(d).

  • Paying Officer means Head of finance / Manager (Finance).

  • Purchasing Officer means the director of the Purchasing Office and the principle recipient of procurement authority from the City Manager.

  • Returning Officer means a person appointed by the Club to conduct an election on behalf of the Club, and shall include the State Electoral Commissioner or his representative when said Commissioner conducts an election.

  • Catering Officer means a person who is responsible for catering services.

  • Screening Officer means a person appointed to that position under this bylaw.

  • Monitoring Officer means the officer designated under Section 5(1) of the 1989 Act.

  • Licensing Officer means a person with the authority to enter into, administer, and/or terminate Agreements and make related determination and findings.

  • Hearing Officer means any individual or board charged with the duty of rendering decisions at any stage on grievances hereunder.

  • Controlling Officer means an officer entrusted by a Department of the Central Government with the responsibility of controlling the incurring of expenditure and/or the collection of revenue. The term

  • Ordering Officer means any person within the Agency authorised to order particular Services under the Contract.

  • Filing officer means the office that is designated by section

  • Accounting Officer clause 65;

  • Administrative Officer means anyone designated at the college as being on the administrative staff, such as the President, Chief Academic Officer, Chief Student Services Officer, etc.

  • Investigating Officer means the person appointed by the Monitoring Officer to undertake a formal investigation of a complaint alleging a breach of the Code of Conduct by a Subject Member. The Investigating Officer may be another senior officer of the District Council, an officer of another authority or an external investigator.

  • Approving Officer means Richard S. Pzena, John P. Goetz, Ben Silver, Allison Fisch, or designee.

  • Supervising Officer means the supervising officer of the Ministry;

  • Authorized Financial Officer any of the chief financial officer, treasurer, assistant treasurer or controller of the Borrower.

  • Investment officer means the State Treasurer in the capacity as investment officer for the

  • Executive Officer means, with respect to any corporation, the Chief Executive Officer, Chief Operating Officer, Chief Financial Officer, President, Executive Vice President, any Vice President, the Secretary or the Treasurer of such corporation; and with respect to any partnership, any general partner thereof.