Examples of Transferring Clients in a sentence
The New Licensee acknowledges that its decision to take on the Transferring Clients and appoint the Adviser as one of its Authorised Representatives was solely based on its own assessment of the suitability of the Adviser and the Clients to its own business.
No later than three (3) business days prior to the Closing, the Seller shall deliver to Buyer a true, accurate and correct list of the account numbers for Transferring Clients, which Seller shall update, as applicable, up to an including the Closing Date.
Within 6 months of the Date of Termination, the New Licensee will ensure that a full review of the advice provided under FSP's AFSL is offered to all Transferring Clients.
Transferring Client's trading orders to the market may not be effective or may not be executed at the specified price.
In accordance with all relevant laws, and to the extent applicable, any fees or commissions paid by Issuers collected by RI Advice Group with respect to the period after termination of this Agreement that are referable to Transferring Clients, must be paid to the New Licensee promptly on receipt.
In accordance with all relevant laws, and to the extent applicable, RI Advice Group will use all reasonable endeavours to ensure that each agreement between RI Advice Group and an Issuer permits the transfer of fees and commissions in respect of Transferring Clients payable in respect of the period after termination of the Agreement in the manner set out in this clause 9, including the bulk transfer of those fees and commissions, to a New Licensee acceptable to the relevant Issuer.
All costs and expenses related to the preparation of the Scheme and the related Court process will be borne by the Transferee and not by Transferring Clients.
Within 6 months of the Date of Termination, the New Licensee will ensure that a full review of the advice provided under RI’s AFSL is offered to all Transferring Clients.
RI Advice Group must promptly notify all relevant Issuers of the transfer of Transferring Clients to a New Licensee.
Transferring Clients When second year students finish their clinical rotation and prepare to graduate, they may have students on their caseloads who wish to continue therapy.