Unrated Securities definition

Unrated Securities means securities which do not have a current or valid rating by a credit rating agency registered with SEBI.
Unrated Securities means securities that have not received a rating from the Requisite NRSROs.[66 FR 36161, July 11, 2001] § 270.6b–1 Exemption of employees’ se- curities company pending deter- mination of application.Any employees’ securities company which files an application for an order of exemption under section 6(b) of the Act (54 Stat. 801; 15 U.S.C. 80a–6) shall be exempt, pending final determination of such application by the Commission, from all provisions of the Act applica- ble to investment companies as such.[Rule N–6B–1, 6 FR 6126, Dec. 2, 1941] § 270.6c–3 Exemptions for certain reg- istered variable life insurance sepa- rate accounts.A separate account which meets the requirements of paragraph (a) of Rule 6e–2 (17 CFR 270.6e–2) or paragraph (a) of Rule 6e–3(T) (17 CFR 270.6e–3(T)) andregisters as an investment company under section 8(a) of the Act (15 U.S.C. 80a–8(a)), and the investment adviser, principal underwriter and depositor of such separate account, shall be exempt from the provisions of the Act specified in paragraph (b) of Rule 6e–2 or para- graph (b) of Rule 6e–3(T), except for sections 7 (15 U.S.C. 80a–7) and 8(a) of the Act, under the same terms and con- ditions as a separate account claiming § 270.6c–6exemption under Rule 6e–2 or Rule 6e– 3(T).(Secs. 6(c); 15 U.S.C. 80a–6(C) and 38(a)) [49 FR 49228, Dec. 3, 1984]§ 270.6c–6 Exemption for certain reg- istered separate accounts and other persons.
Unrated Securities means securities that have not received a rating from the Requisite NRSROs.[66 FR 36161, July 11, 2001]

Examples of Unrated Securities in a sentence

  • Up to 40% of the Fund’s NAV may be invested in Non-Investment Grade Securities and Unrated Securities for yield enhancement, of which only up to 20% of the Fund’s NAV in Unrated Securities.

  • Up to 40% of the Fund’s NAV may be invested in High Yield Securities and Unrated Securities for yield enhancement of which up to 20% of the Fund’s NAV in Unrated Securities.

  • Notwithstanding, the Fund may invest up to 20% of the Fund’s NAV in Unrated Securities.

  • Unrated Securities Risk - Investing in unrated securities may carry increased risk.

  • Unrated Securities Risk - Investing in unrated Fixed Income Securities may carry increased risk.

  • Notes on Unrated Securities or Securities with Missing Coverage:• Companies that are not assessed on MSCI ESG Research’s ESGControversies (exclusion filters 1 and 2) are excluded from the final universe.• Companies that are not assessed on MSCI ESG Research’s ESG Ratings and SDG Alignment (exclusion filters 3 and 4) are not excluded from the final universe.

  • Regarding “High Yield and Unrated Securities Risk” in Item 4, please clarify the term “higher yielding.” Response: The Registrant has removed the term “higher yielding” and replaced it with “high yield” to avoid possible confusion.


More Definitions of Unrated Securities

Unrated Securities means securities that have not received a rating from the Requisite NRSROs.4. Section 270.12d3–1 is amended by removing the note following paragraph (d)(8).
Unrated Securities means securities that have not received a rating from the Requisite NRSROs.
Unrated Securities means securities that have not received a rating from the Requisite NRSROs.[66 FR 36161, July 11, 2001, as amended at 74

Related to Unrated Securities

  • Rated Securities means each Class of Securities that has been rated by one or both Rating Agencies at the request of the Seller.

  • Related Securities means any options or warrants or other rights to acquire Shares or any securities exchangeable or exercisable for or convertible into Shares, or to acquire other securities or rights ultimately exchangeable or exercisable for or convertible into Shares.

  • Designated Securities means securities issued by an Insured, or by any Affiliated Entity, or by any Fund to which such Insured or any Affiliated Entity provides any services.

  • Permitted Securities means any of the following:

  • Exempted Securities means:

  • Approved Securities means securities of any State Government or of the Central Government and such bonds, both the principal whereof and the interest whereon shall have been fully and unconditionally guaranteed by any such Government;

  • NIM Securities As defined in the tenth Recital to this Agreement.

  • Additional Purchased Securities Securities provided by Seller to Buyer pursuant to Paragraph 4(a) hereof;

  • Certificated Securities means Securities in the form of physical, certificated Securities in registered form.

  • Listed Securities means any Shares, Share Options, stock, debentures, debenture stock or other securities for the time being issued by the Company and officially quoted by ASX;

  • Asset-Backed Securities means securities which:

  • Uncertificated Securities means securities as defined in the Securities Services Act which are by virtue of the Companies Act transferable without a written instrument and are not evidenced by a certificate;

  • Underwriters' Securities means the Offered Securities other than Contract Securities.

  • Escrowed Securities means the direct, noncallable obligations of the United States of America, as described in the Escrow Agreement.

  • Liquid Securities means securities that are publicly traded on the New York Stock Exchange, the American Stock Exchange or the Nasdaq Stock Market and as to which the Company or any Restricted Subsidiary is not subject to any restrictions on sale or transfer (including any volume restrictions under Rule 144 under the Securities Act or any other restrictions imposed by the Securities Act) or as to which a registration statement under the Securities Act covering the resale thereof is in effect for as long as the securities are held; provided that securities meeting the foregoing requirements shall be treated as Liquid Securities from the date of receipt thereof until and only until the earlier of (a) the date on which such securities are sold or exchanged for cash or Cash Equivalents and (b) 180 days following the date of receipt of such securities. If such securities are not sold or exchanged for cash or Cash Equivalents within 180 days of receipt thereof, for purposes of determining whether the transaction pursuant to which the Company or a Restricted Subsidiary received the securities was in compliance with Section 4.11, such securities shall be deemed not to have been Liquid Securities at any time.

  • Equity-linked Securities means any debt or equity securities that are convertible, exercisable or exchangeable for Class A Shares issued in a financing transaction in connection with a Business Combination, including but not limited to a private placement of equity or debt.

  • ETP Securities means the Series of ETP Securities to which these Conditions relates or, as the context may require, any or all securities issued by the Issuer under the Programme.

  • Securities as used herein does not include (i) securities of issuers that are affiliated with the Buyer or are part of the Buyer's Family of Investment Companies, (ii) securities issued or guaranteed by the U.S. or any instrumentality thereof, (iii) bank deposit notes and certificates of deposit, (iv) loan participations, (v) repurchase agreements, (vi) securities owned but subject to a repurchase agreement and (vii) currency, interest rate and commodity swaps.

  • Unrestricted Securities means one or more Securities that do not and are not required to bear the Private Placement Legend in the form set forth in Exhibit A hereto, including, without limitation, the Exchange Securities and any Securities registered under the Securities Act pursuant to and in accordance with the Registration Rights Agreement.

  • Foreign Securities include: securities issued and sold primarily outside the United States by a foreign government, a national of any foreign country or a corporation or other organization incorporated or organized under the laws of any foreign country and securities issued or guaranteed by the government of the United States or by any state or any political subdivision thereof or by any agency thereof or by any entity organized under the laws of the United States or of any state thereof which have been issued and sold primarily outside the United States.

  • Offeror’s Securities means Voting Shares Beneficially Owned by an Offeror on the date of the Offer to Acquire;

  • Underwritten Securities shall include the Initial Underwritten Securities and all or any portion of the Option Securities agreed to be purchased by the Underwriters as provided herein, if any. The Terms Agreement, which shall be substantially in the form of Exhibit A hereto, may take the form of an exchange of any standard form of written telecommunication between you and the Company. Each offering of Underwritten Securities through you or through an underwriting syndicate managed by you will be governed by this Agreement, as supplemented by the applicable Terms Agreement.

  • Purchased Securities has the meaning assigned in the Terms;

  • Offered Securities shall have the meaning specified in Section 5.03(b)(ii)(B).

  • Subordinated Securities means Securities that by the terms established pursuant to Subsection 2.3(9) are subordinated in right of payment to Senior Indebtedness of the Issuer.

  • Municipal Securities means municipal securities as described under the heading “Portfolio Contents” in the prospectus or other offering document for a Series of RVMTP Shares.