Unrated Securities definition

Unrated Securities means securities which do not have a current or valid rating by a credit rating agency registered with SEBI.
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Unrated Securities means securities that have not received a rating from the Requisite NRSROs.[66 FR 36161, July 11, 2001] § 270.6b–1 Exemption of employees’ se- curities company pending deter- mination of application.Any employees’ securities company which files an application for an order of exemption under section 6(b) of the Act (54 Stat. 801; 15 U.S.C. 80a–6) shall be exempt, pending final determination of such application by the Commission, from all provisions of the Act applica- ble to investment companies as such.[Rule N–6B–1, 6 FR 6126, Dec. 2, 1941] § 270.6c–3 Exemptions for certain reg- istered variable life insurance sepa- rate accounts.A separate account which meets the requirements of paragraph (a) of Rule 6e–2 (17 CFR 270.6e–2) or paragraph (a) of Rule 6e–3(T) (17 CFR 270.6e–3(T)) andregisters as an investment company under section 8(a) of the Act (15 U.S.C. 80a–8(a)), and the investment adviser, principal underwriter and depositor of such separate account, shall be exempt from the provisions of the Act specified in paragraph (b) of Rule 6e–2 or para- graph (b) of Rule 6e–3(T), except for sections 7 (15 U.S.C. 80a–7) and 8(a) of the Act, under the same terms and con- ditions as a separate account claiming § 270.6c–6exemption under Rule 6e–2 or Rule 6e– 3(T).(Secs. 6(c); 15 U.S.C. 80a–6(C) and 38(a)) [49 FR 49228, Dec. 3, 1984]§ 270.6c–6 Exemption for certain reg- istered separate accounts and other persons.
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Unrated Securities means securities that have not received a rating from the Requisite NRSROs.[66 FR 36161, July 11, 2001]
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Examples of Unrated Securities in a sentence

  • Unrated Securities (except CBLOs/ Government Securities / T-Bills / Repo and Reverse Repo in Government Securities) The investors/unit holders can ascertain details of asset allocation of the Scheme as on the last date of each month on AMC‟s website at www.icicipruamc.com.

  • Unrated Securities (except CBLOs/ Government Securities/ T- Bills / Repo and Reverse Repo in Government Securities).

  • Unrated Securities (except CBLOs/ T-Bills/Repo and Reverse Repo in Government Securities).

  • Up to 40% of the Fund’s NAV may be invested in High Yield Securities and Unrated Securities for yield enhancement of which up to 20% of the Fund’s NAV in Unrated Securities.

  • Up to 40% of the Fund’s NAV may be invested in Non-Investment Grade Securities and Unrated Securities for yield enhancement, of which only up to 20% of the Fund’s NAV in Unrated Securities.

  • The accrued resale premium is the amount specified in the repurchase agreement or the daily amortization of the difference between the acquisition price and the resale price specified in the repurchase agreement.(8) Unrated Securities means securities that have not received a rating from the Requisite NRSROs.4. Section 270.12d3–1 is amended by removing the note following paragraph (d)(8).PART 274—FORMS PRESCRIBED UNDER THE INVESTMENT COMPANY ACT OF 1940 5.

  • Whilst FOCL hopes to be able to assist Passengers with on-shore medical care where this is required, nothing in this Agreement places FOCL under an obligation to do so.

  • The fund has a policy to invest in debt instruments both onshore and offshore, investing in debt securities rated in the Investment Grade, Non-investment Grade as well as Unrated Securities, totaling not less than 89% of the fund's net asset value.

  • Notwithstanding, the Fund may invest up to 20% of the Fund’s NAV in Unrated Securities.

  • SUMMARY PROSPECTUS High Yield and Unrated Securities Risk—High yield, below investment grade and unrated high risk debt securities (which also may be known as “junk bonds”) may present additional risks because these securities may be less liquid, and therefore more difficult to value accurately and sell at an advantageous price or time, and present more credit risk than investment grade bonds.


More Definitions of Unrated Securities

Unrated Securities means securities that have not received a rating from the Requisite NRSROs.4. Section 270.12d3–1 is amended by removing the note following paragraph (d)(8).
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Unrated Securities means securities that have not received a rating from the Requisite NRSROs.
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Unrated Securities means securities that have not received a rating from the Requisite NRSROs.[66 FR 36161, July 11, 2001, as amended at 74
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Related to Unrated Securities

  • Rated Securities means each Class of Securities that has been rated by one or both Rating Agencies at the request of the Seller.

  • Equity-linked Securities means any debt or equity securities that are convertible, exercisable or exchangeable for Class A Shares issued in a financing transaction in connection with a Business Combination, including but not limited to a private placement of equity or debt.

  • ETP Securities means the Series of ETP Securities to which these Conditions relates or, as the context may require, any or all securities issued by the Issuer under the Programme.

  • Securities has the meaning stated in the first recital of this Indenture and more particularly means any Securities authenticated and delivered under this Indenture.

  • Offered Securities shall have the meaning specified in Section 5.03(b)(ii)(B).