Violation Level definition

Violation Level means a category of Violation, assigned to each Violation, indicating a relative measure of the severity of the Violation using Level 1, 2 or 3. Level 1 Violations are the least severe, while Level 3 Violations are the most severe.
Sample 1Sample 2Sample 3

Examples of Violation Level in a sentence

  • Based on the foregoing analysis, we find HEEP’s and CU Fund’s final Violation Levels are 24 and 28, respectively (calculated as the Base Violation Level of 6 points for fraud plus increases of 12 points for HEEP and 16 points for CU Fund based on the loss caused, and increases of 6 points to each for the volume involved in their violations).

  • Accordingly,a 6 point Violation Level increase is warranted for each Respondent under section 2B1.1(b)(2)(C) of the Penalty Guidelines.162.

  • Using these loss figures increases HEEP’s Base Violation Level by 12 points and CU Fund’s by 16 points.374161.

  • Cross-referencing the Base Violation Level under section 1C2.2(b) derives a figure of $72.5 million.

  • With full knowledge of and support for Dr. Chen’s fraudulent round-trip UTC trades executed on its behalf, Powhatanparticipated in the manipulative scheme and a course of business to defraud PJM and other market participants in violation of FPA section 222(a) and section 1c.2 of the Commission’s regulations.384 Powhatan’s Penalty Guidelines analysis thus begins with a Base Violation Level of 6.170.

  • As stated in section 2B1.1(a) of the Penalty Guidelines, the Base Violation Level for a manipulation violation is 6.

  • A final Violation Level of 32 corresponds to$17,500,000 from the “Violation Level Penalty Table.”388 Powhatan’s Base Penalty then becomes the greater of (1) $17,500,000; or (2) Powhatan’s pecuniary gain from the violations ($3,465,108); or (3) the pecuniary loss caused by Powhatan’s violations ($7,975,403).

  • As with HEEP and CU Fund, OE Staff’s penalty recommendation considered Powhatan’s unjust profits (after netting out transactions costs) instead of the loss that resulted from the violations.385 We again find that OE Staff erred in applying unjust profits instead of loss to calculate the Violation Level under the Penalty Guidelines.

  • Persection 1C2.1 of the Penalty Guidelines, the first step in a calculation under the Penalty Guidelines is to determine the Violation Level.

  • The Respondents’ acts fall under section 2B1.1 of the Penalty Guidelines and thus our analysis begins with a pre-assigned Base Violation Level of 6.160.

Related to Violation Level

  • Action level means a rate of emissions of a hazardous air contaminant as specified in Appendix C or as may be determined under Section 5-261(3) of these regulations. Action Levels are used to determine the applicability of Section 5-261 to stationary sources and shall be derived in accordance with the method prescribed in Appendix E of these regulations.

  • Margin Level means the percentage Equity to Necessary Margin ratio. It is calculated as (Equity / Necessary Margin) * 100%.

  • Маrgin Level for CFD trading shall mean the percentage of Equity to Necessary Margin ratio. It is calculated as: Margin Level = (Equity / Necessary Margin) x 100%.

  • Integration Level means the Social Security taxable wage base for the Plan Year, unless the Employer elects a lesser amount in (A) or (B) below.

  • Subordination Level On any specified date, with respect to any Class of Class X-X Regular Interests, the percentage obtained by dividing the aggregate Class Principal Balance of such Class and the Classes of Class X-X Regular Interests which are subordinate in right of payment to such Class by the aggregate Class Principal Balance of the REMIC I Regular Interests and the Class R-1 Residual Interest as of such date prior to giving effect to distributions of principal and interest and allocations of Realized Losses on the Mortgage Loans on such date.

  • Company Action Level RBC ’ means, with respect to any insurer, the product of 2.0 and its authorized control level RBC;

  • Company action level event means any of the following events:

  • Maximum Concentration Level Assessment means the Maximum Concentration Level Assessment for the purposes of a Basic Comprehensive Certificate of Approval, described in the Basic Comprehensive User Guide, prepared by a Toxicologist using currently available toxicological information, that demonstrates that the concentration at any Point of Impingement for a Compound of Concern that does not have a Ministry Point of Impingement Limit is not likely to cause an adverse effect as defined by the EPA. The concentration at Point of Impingement for a Compound of Concern must be calculated in accordance with O. Reg. 419/05.

  • regulatory action level RBC means the product of 1.5 and its authorized control level RBC;

  • Base Level means the following amounts plus the percentage

  • Maximum contaminant level goal or “MCLG” means the maximum level of a contaminant in drinking water at which no known or anticipated adverse effect on the health of persons would occur, and which allows an adequate margin of safety. MCLGs are nonenforceable health goals.

  • Applicable Wages means the basic straight time wages for all hours worked, including:

  • Strike Level means the Strike Level as specified in § 1 of the Product and Underlying Data.

  • RBC level means an insurer's company action level RBC, regulatory action level RBC, authorized control level RBC, or mandatory control level RBC where:

  • Method Detection Level or “MDL” means the minimum concentration of an analyte (substance) that can be measured and reported with a ninety- nine percent (99%) confidence that the analyte concentration is greater than zero (0) as determined by procedure set forth in 40 CFR 136, Appendix B. The method detection level or MDL is equivalent to the LOD.

  • Final Level means, in respect of the Index, the Closing Level on the Final Valuation Date, provided that, if the Final Valuation Date is not an Exchange Business Day, then the Final Level will be determined on the immediately preceding

  • Closing Level : means the official daily Closing Level of the Index as published by the Index Sponsor in relation to each Scheduled Trading Day during the Investment Term.

  • mandatory control level RBC ’ means the product of .70 and the authorized control level RBC.

  • Maximum contaminant level means the maximum permissible level of a contaminant in water which is delivered to any user of a public water system.

  • Poverty level means the annual family income for a family unit of a particular size, as specified in the poverty guidelines updated annually in the Federal Register by the U.S. Department of Health and Human Services.

  • Pricing Level refers to the determination of which of Level I, Level II, Level III, Level IV, Level V or Level VI applies at any date.

  • Minimum Balance Requirements The minimum balance to open the account is $5.00. If the balance falls below $5 at any time, the account may be closed. See Balance Computation Method above. Fees and Charges; Other Requirements: See our Schedule of Fees at xxxxxxx.xxx/xxxx. Dividends: See Disclosures Concerning Dividends above. Current rates are disclosed on the Credit Union’s website.

  • Ground Level means the level of the referred point of exposed surface of the ground as indicated in the drawing.

  • Minimum Level (ML means the concentration at which the entire analytical system must give a recognizable signal and an acceptable calibration point. The ML is the concentration in a sample that is equivalent to the concentration of the lowest calibration standard analyzed by a specific analytical procedure, assuming that all the method-specified sample weights, volumes and processing steps have been followed.

  • Average Actual Deferral Percentage means the average (expressed as a percentage) of the Actual Deferral Percentages of the Eligible Participants in a group.

  • Rating Level means, with respect to any rating agency, each rating subcategory or “notch” of such rating agency , giving effect to pluses and minuses (or similar designations). By way of illustration, BBB+, BBB and BBB- are each separate Rating Levels of S&P.