Examples of Xxxxx and Co in a sentence
To the Funds: Xxxx Xxxxx Funds 000 Xxxxxxxxxxxxx Xxxxx Xxxxxxxxx, Xxxxxxxx 00000 Attention: Transfer Agency Oversight and Dealer Services with a copy to: Xxxx Xxxxx and Co., Inc.
Except upon the prior consent of MLC, no Credit Party will directly or indirectly publish, disclose or otherwise use in any advertising or promotional material, or press release, the name, logo or any trademark of MLC, MLPF&S, Xxxxxxx Xxxxx and Co., Inc.
No Credit Party will directly or indirectly publish, disclose or otherwise use in any advertising or promotional material, or press release or interview, the name, logo or any trademark of MLBFS, MLPF&S, Xxxxxxx Xxxxx and Co., Incorporated or any of their affiliates.
Customer agrees that under no circumstances will the proceeds of the Loan be used: (a) for personal, family or household purposes of any Person whatsoever, or (b) to purchase, carry or trade in securities, or repay debt incurred to purchase, carry or trade in securities, or (c) unless otherwise consented to in writing by MLC, to pay any amount to Xxxxxxx Xxxxx and Co., Inc.
Customer agrees that under no circumstances will the proceeds of the Loan be used: (a) for personal, family or household purposes of any person whatsoever, or (b) to purchase, carry or trade in securities, or repay debt incurred to purchase, carry or trade in securities, or (c) unless otherwise consented to in writing by MLBFS, to pay any amount to Xxxxxxx Xxxxx and Co., Inc.
As between you and Xxxxx and Co, you shall be responsible for any action taken by Xxxxx and Co in your Account based upon instructions Xxxxx and Co received from either you or CESL.
This Appendix serves as notice, pursuant to FINRA Rule 4311(d), of the allocation of responsibilities between CESL and Xxxxx and Co, as Xxxxx and Co is a U.S. registered broker-dealer and FINRA member.
As set out in this Agreement, Xxxxx and Co will provide certain clearing, settlement and other services on behalf of CESL in order to ensure that Clients’ Transactions are executed and cleared in accordance with the Agreement.
Xxxxx and Co utilises third parties, including its Affiliated Companies to execute, clear, and settle Orders and Transactions.
Counterparty: Not Applicable With respect to MLI: Xxxxxxx Xxxxx and Co. and with respect to Counterparty, Not Applicable.