Xxxxxxxx Xxxxxx Xxxx. Xxxxxxxx Xxxxxx Xxxx Associate Trust Officer SCHEDULE “A” FORM OF WARRANT CERTIFICATE [Include on Warrant Certificates issued to U.S. Purchasers: “THE SECURITIES REPRESENTED HEREBY AND THE SECURITIES DELIVERABLE UPON EXERCISE HEREOF HAVE NOT BEEN AND WILL NOT BE REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE “U.S. SECURITIES ACT”), OR U.S. STATE SECURITIES LAWS. BY PURCHASING OR OTHERWISE HOLDING SUCH SECURITIES, THE HOLDER AGREES FOR THE BENEFIT OF DALRADIAN RESOURCES INC. (THE “COMPANY”) THAT THESE SECURITIES MAY BE OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED, DIRECTLY OR INDIRECTLY, ONLY (A) TO THE COMPANY, (B) OUTSIDE THE UNITED STATES IN COMPLIANCE WITH RULE 904 OF REGULATION S UNDER THE U.S. SECURITIES ACT, IF AVAILABLE, AND IN COMPLIANCE WITH APPLICABLE LOCAL LAWS AND REGULATIONS, (C) IN COMPLIANCE WITH THE EXEMPTION FROM THE REGISTRATION REQUIREMENTS UNDER THE U.S. SECURITIES ACT PROVIDED BY (I) RULE 144 OR (II) RULE 144A THEREUNDER, IF AVAILABLE, AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS, (D) IN ANOTHER TRANSACTION THAT DOES NOT REQUIRE REGISTRATION UNDER THE U.S. SECURITIES ACT OR ANY APPLICABLE STATE SECURITIES LAWS, OR (E) PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE U.S. SECURITIES ACT, PROVIDED THAT, IN THE CASE OF TRANSFERS PURSUANT TO (C)(I) OR (D) ABOVE, THE HOLDER HAS, PRIOR TO SUCH TRANSFER, FURNISHED TO THE COMPANY AN OPINION OF COUNSEL OR OTHER EVIDENCE OF EXEMPTION, IN EITHER CASE, REASONABLY SATISFACTORY TO THE COMPANY. DELIVERY OF THIS CERTIFICATE MAY NOT CONSTITUTE “GOOD DELIVERY” IN SETTLEMENT OF TRANSACTIONS ON STOCK EXCHANGES IN CANADA.”
Xxxxxxxx Xxxxxx Xxxx. Name: Xxxxxxxx Xxxxxx Xxxx Title: Associate Trust Officer Signature Page – Warrant Indenture SCHEDULE “A” FORM OF WARRANT THE WARRANTS EVIDENCED HEREBY ARE EXERCISABLE AT OR BEFORE 5:00 P.M. (VANCOUVER TIME) ON MAY 31, 2019, AFTER WHICH TIME THE WARRANTS EVIDENCED HEREBY SHALL BE DEEMED TO BE VOID AND OF NO FURTHER FORCE OR EFFECT. For all Warrants sold outside the United States and registered in the name of the Depository, the Warrants must also include the following legend:
Xxxxxxxx Xxxxxx Xxxx. Name: Xxxxxxxx Xxxxxx Xxxx Title: Associate Trust Officer XORAX FAMILY TRUST Per: "Xxxxxxx Xxxxx" Name: Xxxxxxx Xxxxx Title: Alternate Trustee
Examples of Xxxxxxxx Xxxxxx Xxxx in a sentence
Xxxxxxxx -------------------------------------------- Xxxxxx & Xxxx Xxxxx /s/ Xxx Xxxxxxx -------------------------------------------- Xxx Xxxxxxx, Xxxxxxx Ventures, Managing General Partner -------------------------------------------- Xxxxxxx X.
More Definitions of Xxxxxxxx Xxxxxx Xxxx
Xxxxxxxx Xxxxxx Xxxx. 0: Only the portion west of Bellevue Street will be included in this phase of the survey.
Xxxxxxxx Xxxxxx Xxxx. Name: Xxxxxxxx Xxxxxx Xxxx Title: Associate Trust Officer APPENDIX A FORM OF SPECIAL REDEMPTION NOTICE CANACCORD GENUITY GROUP INC. 6.25% CONVERTIBLE UNSECURED SENIOR SUBORDINATED DEBENTURES DUE DECEMBER 31, 2023 SPECIAL REDEMPTION NOTICE To: Holders of 6.25% Convertible Unsecured Senior Subordinated Debentures due December 31, 2023 (the “Debentures”) of Canaccord Genuity Group Inc. (the “Corporation”) Note: All capitalized terms used herein have the meaning ascribed thereto in the Indenture mentioned below, as supplemented, unless otherwise indicated. Notice is hereby given pursuant to section 3.01(b) of the Indenture dated as of August 22, 2018 (as supplemented, the “Indenture”) made between the Corporation and Computershare Trust Company of Canada, as trustee (the “Indenture Trustee”), that $ principal amount of Debentures Outstanding will be redeemed as of (the “Special Redemption Date”), upon the payment of cash equal to, for each $1,000 principal amount of Debentures to be redeemed:
Xxxxxxxx Xxxxxx Xxxx xxxxx Xxxxxxxxx 0, 0000, xxx xxxx on which the governing body of the Issuer adopted a resolution indicating an intent to issue the Bonds.
Xxxxxxxx Xxxxxx Xxxx. Name: Xxxxxxxx Xxxxxx Xxxx Title: Associate Trust Officer Signature Page to First Supplemental Note Indenture SCHEDULE A TO THE FIRST SUPPLEMENTAL INDENTURE BETWEEN iANTHUS CAPITAL HOLDINGS, INC. AND COMPUTERSHARE TRUST COMPANY OF CANADA FORM OF DEBENTURE Schedule A – Form of Debenture [INITIAL DEBENTURES LEGEND] UNLESS PERMITTED UNDER SECURITIES LEGISLATION, THE HOLDER OF THIS SECURITY MUST NOT TRADE THE SECURITY BEFORE JUNE 29, 2017. [U.S. LEGEND – TO BE INCLUDED ON ALL DEBENTURES ISSUED TO U.S. PERSONS OR IN THE UNITED STATES AS RESTRICTED SECURITIES, SUBJECT TO SECTION 2.15(4) OF THE INDENTURE] THE SECURITIES REPRESENTED HEREBY AND THE SECURITIES ISSUABLE PURSUANT HERETO HAVE NOT BEEN REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE “U.S. SECURITIES ACT”), OR THE SECURITIES LAWS OF ANY STATE OF THE UNITED STATES. THE HOLDER HEREOF, BY PURCHASING SUCH SECURITIES, AGREES FOR THE BENEFIT OF THE CORPORATION THAT SUCH SECURITIES MAY BE OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED, DIRECTLY OR INDIRECTLY, ONLY (A) TO THE CORPORATION; (B) OUTSIDE THE UNITED STATES IN ACCORDANCE WITH RULE 904 OF REGULATION S UNDER THE U.S. SECURITIES ACT AND IN ACCORDANCE WITH ALL LOCAL LAWS AND REGULATIONS;