Restriction by Loans for Margin Transactions Regulations. With respect to the standardized margin transaction in which I/we am/are engaged, I acknowledge that if a Securities Finance Company, which is designated by the Exchange (hereinafter referred to as the “SFC”), takes any actions or imposes any restrictions as prescribed in the following items in accordance with the Loans for Margin Transactions Regulations (Taishaku Torihiki Kashidashi Kitei), your company shall take the same actions or impose the same restrictions on my/our standardized margin transactions:
(1) Where a SFC postpones applying for loan repayment in accordance with the Loans for Margin Transactions Regulations, as a result of the fact that the number of outstanding shares for loaned stocks, etc. for a specific stock pertaining to the Loans for Margin Transactions handled by the SFC exceed the number of outstanding shares for loaned money, etc. and it becomes impossible or extremely difficult to procure additional stocks to compensate for such shortfall, etc.;
(2) Where a SFC urges to make settlements with the exceptional procedures and conditions determined separately in accordance with the Loans for Margin Transactions Regulations, as a result of the fact that it becomes impossible or extremely difficult to settle Loans for Margin Transactions regarding a part or all of stocks due to natural disasters, wars, civil commotion, drastic changes in overall economic conditions, trading halts or restrictions by the Exchange, shortages in stocks to be loaned, or other unavoidable reasons; or
(3) Any other restrictions by the Loans for Margin Transactions Regulations of the SFC relating to the conditions of the standardized margin transaction.
