CLIENT IDENTITY DISCLOSURES 样本条款

CLIENT IDENTITY DISCLOSURES. 19.1 Assistance to Hong Kong Regulators. Client acknowledges that all Transactions for the Account shall be subject to the Rules, the Regulations and the Procedures of the HKFE and these Rules contain provisions required by SYS, upon the request of the HKFE or the Commission, to disclose the name, Beneficial Identity and such other information concerning Client as the HKFE or the Commission may require. Client agrees to provide such information concerning Client as SYS may require in order for SYS to comply with the Rules, the Regulations, the Procedures of the HKFE and the Ordinance and in any event that SYS fails to comply with the disclosure requirement under Rule 606(a) or 613(a), the Chief Executive of the HKFE may require the closing out of positions on behalf of Client or the imposition of a margin surcharge on the position of such Client. 19.2 Authorization to Disclose. Client acknowledges that SYS may be required to disclose information in relation to the Account or Client to any governmental, regulatory or other bodies, authorities or institutions pursuant to the HKFE Rules, the rules or regulations of other exchanges or clearing houses on which SYS or its brokers or agents enter into transactions in relation to the Account or pursuant to any applicable law. Client hereby irrevocably authorizes SYS, without further notice to or consent from Client, to disclose to the relevant bodies, authorities or institutions (including the Commission of Hong Kong and the HKFE) all such information (including the name and the Beneficial Identity of Client, any open positions held on behalf of Client and the financial position of Client for the time being as may be known to SYS) and to provide them with all such documents which are in SYS's possession, in each case, as may be requested or required by such bodies, authorities or institutions (whether or not such request or requirement is specifically enforceable). Client shall not in any way hold SYS liable for any consequences arising out of such disclosure, and Client shall on demand reimburse SYS all costs and expenses (if any) incurred by it in complying with such request or requirement for disclosure. 19.3 Disclosure to SYS. Notwithstanding any express or implied duty of confidentiality owed by SYS to Client, Client hereby acknowledges and irrevocably authorizes each member of the SYS Group, without further notice to or consent from Client to disclose any information relating to Client and/ or Client's accou...
CLIENT IDENTITY DISCLOSURES. Without affecting any other provisions of this Agreement, in connection with any lawful request for information made to GTJAF by Regulator(s) in respect of any transaction relating to the Account:-

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