ACCOUNT REQUIREMENTS AND TYPES OF CLIENTS Sample Clauses

ACCOUNT REQUIREMENTS AND TYPES OF CLIENTS. LPL requires a minimum asset value for a program account to be managed. The minimums vary depending on the Portfolio(s) selected and the account’s allocation amongst Portfolios. The lowest minimum for a Portfolio is $25,000. In certain instances, LPL will permit a lower minimum for a Portfolio. Note that an account will not be invested according to a Portfolio or Portfolios until the applicable minimum for the Portfolio(s) and allocation has been reached. Clients should consult with IAR to obtain more information about the applicable investment minimum based on the Portfolio(s) selected and the allocation amongst Portfolios. The program is available for individuals, IRAs, banks and thrift institutions, pension and profit sharing plans, including plans subject to ERISA, trusts, estates, charitable organizations, state and municipal government entities, corporations and other business entities.
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ACCOUNT REQUIREMENTS AND TYPES OF CLIENTS. A minimum account value of $25,000 is generally required for the program. In certain instances, LPL will permit a lower minimum account size. The program is available for individuals, IRAs, banks and thrift institutions, pension and profit sharing plans, including plans subject to Employee Retirement Income Security Act of 1974 (“ERISA”), trusts, estates, charitable organizations, state and municipal government entities, corporations and other business entities.
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ACCOUNT REQUIREMENTS AND TYPES OF CLIENTS. There is a minimum annual Program Fee charged per Account for participation in the Program (please refer to TPM’s Schedule of Expenses). We provide advisory services to the following types of clients:  Individuals (other than high net worth individuals)  High net worth individuals  Pension and profit sharing plansCharitable organizations  Corporations or other businesses not listed above 1 The appropriate disclosure brochures include the Firm Brochure (Part 2A of Form ADV), Brochure Supplement (Part 2B of Form ADV), and if the client is participating in a wrap fee program sponsored by MerCap Advisors, Inc., the Wrap Fee Program Brochure (Part 2A Appendix 1).
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