AMEX Listing Standards, Policies and Requirements Sample Clauses

AMEX Listing Standards, Policies and Requirements. Notwithstanding anything to the contrary stated herein, if an event occurs or circumstances exist that, assuming issuance of the full number of shares of Common Stock issuable upon conversion of this Note (in whole or in part) in accordance with this Section 3, would result in a violation of the AMEX Listing Standards, Policies and Requirements Section 713 (or any similar applicable section), then upon receipt of a Conversion Notice, the Company shall not issue any shares of Common Stock that would result in such a violation and shall: (1) Promptly issue the maximum number of shares of Common Stock allowable without resulting in such violation; (2) Promptly take all action necessary in accordance with applicable law and the Obligor's certificate of incorporation and bylaws to hold and convene a meeting of the Obligor's stockholders (but not later than 45 days after the date of receipt of the Conversion Notice) and the Obligor and its Board of Directors shall not postpone or adjourn such meeting, and the Obligor and its Board of Directors shall take all other actions necessary or advisable, to secure the vote or consent of the shareholders to approve the issuance in full of the shares of Common Stock issuable upon conversion of this Note; (3) If necessary shareholder approval or consent has been received, promptly issue the remaining shares issuable under the Conversion Notice (the "AMEX Excess Shares"); and (4) If necessary shareholder approval or consent has not been received and the meeting described in subsection (2) above has been convened, promptly to pay to the Holder in cash the amount equal to (A) the AMEX Excess Shares multiplied by (B) the Conversion Price on the date of receipt of the Conversion Notice.
Sample 1
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AMEX Listing Standards, Policies and Requirements. The delivery of an Advance Notice and the issuance of shares of the Company's Common Stock thereunder shall in no event result in a violation of the AMEX Listing Standards, Policies and Requirements Section 713 (or any similar applicable section). If the Company determines, prior to the delivery of an Advance Notice, that the delivery of an Advance Notice and the issuance of shares of the Company's Common Stock thereunder will result in violation of the AMEX Listing Standards, Policies and Requirements Section 713 (or any similar applicable section), the Company shall prior to the delivery of the Advance Notice take all actions necessary in accordance with applicable law and the Company's Certificate of Incorporation and By-Laws to insure that the delivery of such Advance Notice and the issuance of shares of the Company's Common Stock thereunder will not violate AMEX Listing Standards, Policies and Requirements Section 713 (or any similar applicable section).
Sample 1

Related to AMEX Listing Standards, Policies and Requirements

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