Annual Compliance Reviews. The Company will retain qualified accountants and qualified tax experts to (i) test procedures and conduct annual compliance reviews designed to determine compliance with the regulated investment company provisions of the Code and (ii) otherwise assist the Company in monitoring appropriate accounting systems and procedures designed to determine compliance with the regulated investment company provisions of the Code.
Annual Compliance Reviews. As a SEC registered adviser, it is Xxxxxxxx’ policy to conduct an annual review of the firm’s policies and procedures to determine if they are adequate, current and effective in view of the firm’sbusinesses, practices, advisory services, and current regulatory requirements. Our policy includes amending or updating the firm’s policies and procedures to reflect any changes in the firm’s activities, personnel, or regulatory developments, among other things, either as part of the firm’s annual review, or more frequently, as may be appropriate, and to maintain relevant records of the annual reviews.
Annual Compliance Reviews
