Applicable Law and Regulations. All transactions shall be subject to all applicable law and the rules and regulations of all federal, state and self-regulatory agencies, including, but not limited to, the Board of Governors of the Federal Reserve System and the constitution, rules and customs of the exchange or market (and clearing house) where executed.
Appears in 7 contracts
Samples: Customer Agreement (Reschke Michael W), Professional Account Agreement (Lasalle/Kross Partners Lp), Customer Agreement (Feshbach Joseph)
Applicable Law and Regulations. All transactions in your account shall be subject to all applicable law laws and the rules and regulations of all federal, state and self-regulatory agencies, including, but not limited to, the Board of Governors of the Federal Reserve System and the constitution, rules rules, customs and customs usages of the exchange or market (and its clearing house) where the transactions are executed.
Appears in 3 contracts
Samples: Customer Agreement (Biotime Inc), Customer Agreement (Biotime Inc), Customer Agreement (Biotime Inc)
Applicable Law and Regulations. All transactions shall be subject to all the applicable law and the laws, rules and regulations of all federal, state and self-regulatory agenciesauthorities, including, but not limited to, the Board of Governors of the Federal Reserve System and the constitution, rules and customs of the exchange or market (and clearing house) where such transactions are executed.
Appears in 1 contract
Applicable Law and Regulations. All transactions in your account shall be subject to all applicable law laws and the rules and regulations of all federal, state and self-self regulatory agencies, including, agencies including but not limited to, to the Board of Governors of the Federal Reserve System and the constitution, constitution rules and customs of the exchange or market marker (and its clearing house) where executed.
Appears in 1 contract
Samples: Account Client Agreement (Genome Therapeutics Corp)
Applicable Law and Regulations. All transactions shall be subject to all applicable law and the rules and regulations of all federal, federal state and self-regulatory agencies, including, but not limited to, the Board of Governors of the Federal Reserve System and the constitution, rules and customs of the exchange or market (and clearing house) where executed.
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