Common use of Application and Definitions Clause in Contracts

Application and Definitions. 1.1 In this Section I, unless the context otherwise requires, the following words and expressions shall have the following meanings: “Access Code” means together the Password, the PIN and the User ID with respect to the Customer’s use of Electronic Trading Service; “Account” means one or more futures/options trading account(s) now or hereafter opened with MFL under this Agreement in the name of the Customer; “Agreement” means this Client Trading Agreement comprising the Client Information Statement, the account opening form, these Terms and Conditions and any declaration and/or confirmation in respect of Professional Investor (if applicable), in each case as the same may be amended or supplemented from time to time; “Approved Debt Securities” shall have the same meaning as that defined in the Rules of HKFE, as amended from time to time; “Approved Securities” shall have the same meaning as that defined in the Rules of HKFE, as amended from time to time; “Associate” means a company or body corporate which is a member of the same “group of companies” (as defined in Section 2 of the Companies Ordinance) as MFL; “Authorized Person” means the person(s) authorized by the Customer under Clause 8 to give Instructions as notified to MFL from time to time in such manner as MFL requires; “Business” means futures and options business conducted by MFL for the Customer pursuant to this Agreement; “Business day” means any day on which the relevant Exchange is open for trading other than Saturdays, Sundays, public holidays and such other days which are declared by the relevant Exchange to be non-business days; “Clearing House” means the body appointed by or established and operated by HKFE to provide clearing services to exchange participants of HKFE in respect of Exchange Contracts and in relation to any other Exchange any such clearing house providing similar services to such other Exchange; “Clearing House Margin” means the amount of cash or non-cash collateral required by way of margin and/or variation adjustment (howsoever described) under the rules and regulations of the relevant Exchange and/or variation (howsoever described) for which MFL must account to the relevant Clearing House or executing agent; “Client Information Statement” means the Client Information Statement to be completed and signed by the Customer for the purpose of opening of an Account; “Commodities” or “Commodity” shall have the same meaning as that defined in the Rules of HKFE, as amended from time to time; “Companies Ordinance” means the Companies Ordinance (Cap. 622 of the laws of Hong Kong) as the same may be amended or supplemented from time to time; “Compensation Fund” means the Investor Compensation Fund established under Section 236 of the Ordinance; “Contract” means a futures contract and/or options contract; “Customer” means holder(s) of an Account, whose information are set out in the Client Information Statement; “Electronic Trading Service” means the electronic trading services provided by MFL in the form of trading through any electronic means under this Agreement including but not limited to Xxxxx Futures Mail, any information contained in MFL’s website and the software This Section I is applicable to each and every Account of whatever nature now or subsequently opened with MFL. comprised in them;

Application and Definitions. 1.1 In this Section I, unless the context otherwise requires, the following words and expressions shall have the following meanings: “Access Code” means together the Password, the PIN and the User ID with respect to the Customer’s use of Electronic Trading Service; “Account” means one or more futures/options trading account(s) now or hereafter opened with MFL the Company under this Agreement in the name of the Customer; “Agreement” means this Client Trading Agreement comprising the Client Information Statement, the account opening form, these Terms and Conditions and any declaration and/or confirmation in respect of Professional Investor (if applicable), in each case as the same may be amended or supplemented from time to time; “Approved Debt Securities” shall have the same meaning as that defined in the Rules of HKFE, as amended from time to time; “Approved Securities” shall have the same meaning as that defined in the Rules of HKFE, as amended from time to time; “Associate” means a company or body corporate which is a member of the same “group of companies” (as defined in Section 2 of the Companies Ordinance) as MFLthe Company; “Authorized Person” means the person(s) authorized by the Customer under Clause 8 to give Instructions as notified to MFL the Company from time to time in such manner as MFL the Company requires; “Business” means futures and options business conducted by MFL the Company for the Customer pursuant to this Agreement; “Business day” means any day on which the relevant Exchange is open for trading other than Saturdays, Sundays, public holidays and such other days which are declared by the relevant Exchange to be non-business days; “Clearing House” means the body appointed by or established and operated by HKFE to provide clearing services to exchange participants of HKFE in respect of Exchange Contracts and in relation to any other Exchange any such clearing house providing similar services to such other Exchange; “Clearing House Margin” means the amount of cash or non-cash collateral required by way of margin and/or variation adjustment (howsoever described) under the rules and regulations of the relevant Exchange and/or variation (howsoever described) for which MFL the Company must account to the relevant Clearing House or executing agent; “Client Information Statement” means the Client Information Statement to be completed and signed by the Customer for the purpose of opening of an Account; “Commodities” or “Commodity” shall have the same meaning as that defined in the Rules of HKFE, as amended from time to time; “Companies Ordinance” means the Companies Ordinance (Cap. 622 of the laws of Hong Kong) as the same may be amended or supplemented from time to time; “Company” means Xxxxx Futures Limited, a futures trading broker licensed by the SFC to conduct Type 2 (Dealing in futures contracts) regulated activity and designated with CE No. AAG007 and an exchange participant of HKFE; “Compensation Fund” means the Investor Compensation Fund established under Section 236 of the Ordinance; “Contract” means a futures contract and/or options contract; “Customer” means holder(s) of an Account, whose information are set out in the Client Information Statement; “Electronic Trading Service” means the electronic trading services provided by MFL the Company in the form of trading through any electronic means under this Agreement including but not limited to Xxxxx Futures Mail, any information contained in MFLthe Company’s website and the software This Section I is applicable to each and every Account of whatever nature now or subsequently opened with MFL. comprised in them;

Application and Definitions. 1.1 In this Section I, unless the context otherwise requires, the following words and expressions shall have the following meanings: “Access Code” means together the Password, the PIN and the User ID with respect to the Customer’s use of Electronic Trading Service; “Account” means one or more futures/options trading account(s) now or hereafter opened with MFL under this Agreement in the name of the Customer; “Agreement” means this Client Trading Agreement comprising the Client Information Statement, the account opening form, these Terms and Conditions and any declaration and/or confirmation in respect of Professional Investor (if applicable), in each case as the same may be amended or supplemented from time to time; “Approved Debt Securities” shall have the same meaning as that defined in the Rules of HKFE, as amended from time to time; “Approved Securities” shall have the same meaning as that defined in the Rules of HKFE, as amended from time to time; “Associate” means a company or body corporate which is a member of the same “group of companies” (as defined in Section 2 of the Companies Ordinance) as MFL; “Authorized Person” means the person(s) authorized by the Customer under Clause 8 to give Instructions as notified to MFL from time to time in such manner as MFL requires; “Business” means futures and options business conducted by MFL for the Customer pursuant to this Agreement; “Business day” means any day on which the relevant Exchange is open for trading other than Saturdays, Sundays, public holidays and such other days which are declared by the relevant Exchange to be non-business days; “Clearing House” means the body appointed by or established and operated by HKFE to provide clearing services to exchange participants of HKFE in respect of Exchange Contracts and in relation to any other Exchange any such clearing house providing similar services to such other Exchange; “Clearing House Margin” means the amount of cash or non-cash collateral required by way of margin and/or variation adjustment (howsoever described) under the rules and regulations of the relevant Exchange and/or variation (howsoever described) for which MFL must account to the relevant Clearing House or executing agent; “Client Information Statement” means the Client Information Statement to be completed and signed by the Customer for the purpose of opening of an Account; “Commodities” or “Commodity” shall have the same meaning as that defined in the Rules of HKFE, as amended from time to time; “Companies Ordinance” means the Companies Ordinance (Cap. 622 of the laws of Hong Kong) as the same may be amended or supplemented from time to time; “Compensation Fund” means the Investor Compensation Fund established under Section 236 of the Ordinance; “Contract” means a futures contract and/or options contract; “Customer” means holder(s) of an Account, whose information are set out in the Client Information Statement; “Electronic Trading Service” means the electronic trading services provided by MFL in the form of trading through any electronic means under this Agreement including but not limited to Xxxxx Futures MFL Mail, any information contained in MFL’s website and the software comprised in This Section I is applicable to each and every Account of whatever nature now or subsequently opened with MFL. comprised in them;

Application and Definitions. 1.1 In this Section I, unless the context otherwise requires, the following words and expressions shall have the following meanings: “"Access Code” " means together the Password, the PIN and the User ID with respect to the Customer’s use of Electronic Trading Service; “"Account” " means one or more futures/options trading account(s) any account of whatever nature now or hereafter subsequently opened with MFL under this Agreement in the name of the CustomerCustomer with MSL under this Agreement; “"Agreement” " means this Client Trading Agreement comprising the Client Information Statement, the account opening form, these Terms and Conditions and any declaration and/or confirmation in respect of Professional Investor (if applicable), in each case as the same may be amended or supplemented from time to time; “Approved Debt Securities” shall have the same meaning as that defined in the Rules of HKFE, as amended from time to time; “Approved Securities” shall have the same meaning as that defined in the Rules of HKFE, as amended from time to time; “"Associate” " means a company or body corporate which is a member of the same “group of companies” (as defined in Section 2 of the Companies Ordinance) as MFL); “"Authorized Person” " means the person(s) authorized by the Customer under Clause 8 to give Instructions as notified to MFL MSL from time to time in such manner as MFL MSL requires; “Business” means futures and options business conducted by MFL for the Customer pursuant to this Agreement; “"Business day” Day" means any day on which the relevant Exchange is open for trading other than Saturdays, Sundays, public holidays and such other days which are declared by the relevant Exchange to be non-business days; “"Charged Securities" has the meaning ascribed to it in Clause 4.1(a) of Section II of these Terms and Conditions; "Clearing House” " means the body appointed by or established and operated by HKFE HKSCC in relation to provide clearing services to exchange participants of HKFE in respect of Exchange Contracts and SEHK and, in relation to any other Exchange any such Exchange, the relevant clearing house providing similar 1 services to such other Exchange; “Clearing House Margin” means the amount of cash or non-cash collateral required by way of margin and/or variation adjustment (howsoever described) under the rules and regulations of the relevant Exchange and/or variation (howsoever described) for which MFL must account to the relevant Clearing House or executing agent; “"Client Information Statement” " means the Client Information Statement to be completed and signed by the Customer for the purpose of opening of an Account; “Commodities” or “Commodity” shall have the same meaning as that defined in the Rules of HKFE, as amended from time to time; “"Companies Ordinance” " means the Companies Ordinance (Cap. 622 of the laws of Hong Kong) as the same may be amended or supplemented from time to time; “"Compensation Fund” " means the Investor Compensation Fund established under Section 236 of the Ordinance; “Contract” "Credit Facilities" means a futures contract and/or options contractall or any of the credit facilities agreed to be made available or granted from time to time by MSL to the Customer pursuant but subject to the limit and terms determined by MSL and notified to the Customer from time to time, including but not limited to the Margin Facilities and the IPO Financing; “"Customer” " means holder(s) of an Account, whose information are set out in the Client Information Statement; “"Electronic Trading Service” " means the electronic trading services provided by MFL MSL in the form of trading through any electronic means under this Agreement including but not limited to Xxxxx Futures MSL Mail, any information contained in MFLMSL’s website and the software This Section I is applicable to each and every Account of whatever nature now or subsequently opened with MFL. comprised in them; "Exchange" means SEHK and/or any foreign stock exchange; "FATCA" means sections 1471 through 1474 of the United States Internal Revenue Code of 1986, as amended, any current or future regulations or official interpretations thereof, any agreement entered into thereunder, or any fiscal or regulatory legislation, rules or practices adopted pursuant to any intergovernmental agreement entered into in connection with the implementation thereof; “Financial Product” means any securities or futures contracts as defined under the Ordinance;

Application and Definitions. 1.1 In this Section I, unless the context otherwise requires, the following words and expressions shall have the following meanings: “"Access Code” " means together the Password, the PIN and the User ID with respect to the Customer’s Customers’ use of Electronic Trading Service; “"Account” " means one or more futures/options trading account(s) any account of whatever nature now or hereafter subsequently opened with MFL under this Agreement in the name of the CustomerCustomer with MSL under this Agreement; “"Agreement” " means this Client Trading Agreement comprising the Client Information Statement, the account opening form, these Terms and Conditions and any declaration and/or confirmation in respect of Professional Investor (if applicable), in each case as the same may be amended or supplemented from time to time; “Approved Debt Securities” shall have the same meaning as that defined in the Rules of HKFE, as amended from time to time; “Approved Securities” shall have the same meaning as that defined in the Rules of HKFE, as amended from time to time; “"Associate” " means a company or body corporate which is a member of the same “group of companies” (as defined in Section 2 of the Companies Ordinance) as MFL); “"Authorized Person” " means the person(s) authorized by the Customer under Clause 8 to give Instructions as notified to MFL MSL from time to time in such manner as MFL MSL requires; “Business” means futures and options business conducted by MFL for the Customer pursuant to this Agreement; “"Business day” Day" means any day on which the relevant Exchange is open for trading other than Saturdays, Sundays, public holidays and such other days which are declared by the relevant Exchange to be non-business days; “"Charged Securities" has the meaning ascribed to it in Clause 4.1(a) of Section II of these Terms and Conditions; "Clearing House” " means the body appointed by or established and operated by HKFE HKSCC in relation to provide clearing services to exchange participants of HKFE in respect of Exchange Contracts and SEHK and, in relation to any other Exchange any such Exchange, the relevant clearing house providing similar services to such other Exchange; “Clearing House Margin” means the amount of cash or non-cash collateral required by way of margin and/or variation adjustment (howsoever described) under the rules and regulations of the relevant Exchange and/or variation (howsoever described) for which MFL must account to the relevant Clearing House or executing agent; “"Client Information Statement” " means the Client Information Statement to be completed and signed by the Customer for the purpose of opening of an Account; “Commodities” or “Commodity” shall have the same meaning as that defined in the Rules of HKFE, as amended from time to time; “"Companies Ordinance” " means the Companies Ordinance (Cap. 622 of the laws of Hong Kong) as the same may be amended or supplemented from time to time; “"Compensation Fund” " means the Investor Compensation Fund established under Section 236 of the Ordinance; “Contract” "Credit Facilities" means a futures contract and/or options contractall or any of the credit facilities agreed to be made available or granted from time to time by MSL to the Customer pursuant but subject to the limit and terms determined by MSL and notified to the Customer from time to time, including but not limited to the Margin Facilities and the IPO Financing; “"Customer” " means holder(s) of an Account, whose information are set out in the Client Information Statement; “"Electronic Trading Service” " means the electronic trading services provided by MFL MSL in the form of trading through any electronic means under this Agreement including but not limited to Xxxxx Futures MSL Mail, any information contained in MFLMSL’s website and the software This Section I is applicable to each and every Account of whatever nature now or subsequently opened with MFL. comprised in them; "Exchange" means SEHK and/or any foreign stock exchange; "FATCA" means sections 1471 through 1474 of the United States Internal Revenue Code of 1986, as amended, any current or future regulations or official interpretations thereof, any agreement entered into thereunder, or any fiscal or regulatory legislation, rules or practices adopted pursuant to any intergovernmental agreement entered into in connection with the implementation thereof; "HKSCC" means Hong Kong Securities Clearing Company Limited; "Hong Kong" means the Hong Kong Special Administrative Region of the People's Republic of China; "Instruction" means any instruction, direction, notice or other communication for or related to the buying and selling of or otherwise dealing in the Securities given by the Customer or its Authorized Person in accordance with this Agreement; "IPO Financing" has the meaning ascribed to it in Clause 23 of this Section I; "Margin Account" means any margin securities trading account now or hereafter opened in the name of the Customer with MSL for the trading of Securities by MSL for or on behalf of the Customer in respect of which MSL provides the Customer with the Margin Facilities;

Application and Definitions. 1.1 In this Section I, unless the context otherwise requires, the following words and expressions shall have the following meanings: “"Access Code” " means together the Password, the PIN and the User ID with respect to the Customer’s Customers’ use of Electronic Trading Service; “"Account” " means one or more futures/options trading account(s) any account of whatever nature now or hereafter subsequently opened with MFL under this Agreement in the name of the CustomerCustomer with MSL under this Agreement; “"Agreement” " means this Client Trading Agreement comprising the Client Information Statement, the account opening form, these Terms and Conditions and any declaration and/or confirmation in respect of Professional Investor (if applicable), in each case as the same may be amended or supplemented from time to time; “Approved Debt Securities” shall have the same meaning as that defined in the Rules of HKFE, as amended from time to time; “Approved Securities” shall have the same meaning as that defined in the Rules of HKFE, as amended from time to time; “"Associate” " means a company or body corporate which is a member of the same “group of companies” (as defined in Section 2 of the Companies Ordinance) as MFL); “"Authorized Person” " means the person(s) authorized by the Customer under Clause 8 to give Instructions as notified to MFL MSL from time to time in such manner as MFL MSL requires; “Business” means futures and options business conducted by MFL for the Customer pursuant to this Agreement; “"Business day” Day" means any day on which the relevant Exchange is open for trading other than Saturdays, Sundays, public holidays and such other days which are declared by the relevant Exchange to be non-business days; “1 "Charged Securities" has the meaning ascribed to it in Clause 4.1(a) of Section II of these Terms and Conditions; "Clearing House” " means the body appointed by or established and operated by HKFE HKSCC in relation to provide clearing services to exchange participants of HKFE in respect of Exchange Contracts and SEHK and, in relation to any other Exchange any such Exchange, the relevant clearing house providing similar services to such other Exchange; “Clearing House Margin” means the amount of cash or non-cash collateral required by way of margin and/or variation adjustment (howsoever described) under the rules and regulations of the relevant Exchange and/or variation (howsoever described) for which MFL must account to the relevant Clearing House or executing agent; “"Client Information Statement” " means the Client Information Statement to be completed and signed by the Customer for the purpose of opening of an Account; “Commodities” or “Commodity” shall have the same meaning as that defined in the Rules of HKFE, as amended from time to time; “"Companies Ordinance” " means the Companies Ordinance (Cap. 622 of the laws of Hong Kong) as the same may be amended or supplemented from time to time; “"Compensation Fund” " means the Investor Compensation Fund established under Section 236 of the Ordinance; “Contract” "Credit Facilities" means a futures contract and/or options contractall or any of the credit facilities agreed to be made available or granted from time to time by MSL to the Customer pursuant but subject to the limit and terms determined by MSL and notified to the Customer from time to time, including but not limited to the Margin Facilities and the IPO Financing; “"Customer” " means holder(s) of an Account, whose information are set out in the Client Information Statement; “"Electronic Trading Service” " means the electronic trading services provided by MFL MSL in the form of trading through any electronic means under this Agreement including but not limited to Xxxxx Futures MSL Mail, any information contained in MFLMSL’s website and the software This Section I is applicable to each and every Account of whatever nature now or subsequently opened with MFL. comprised in them; "Exchange" means SEHK and/or any foreign stock exchange; "FATCA" means sections 1471 through 1474 of the United States Internal Revenue Code of 1986, as amended, any current or future regulations or official interpretations thereof, any agreement entered into thereunder, or any fiscal or regulatory legislation, rules or practices adopted pursuant to any intergovernmental agreement entered into in connection with the implementation thereof;