Blue Sky Services. o Subject to approval of the Trust's board of trustees and its legal counsel, perform initial registration for each Fund in such states as the Trust shall identify to the Administrator. o Subject to approval of the Trust's board of trustees and its legal counsel, perform renewal registration for each Fund in such states as the Trust shall identify to BNY. o Receive nightly downloads of sales data from transfer agents. o Update state/territory sales information for each Fund. o Create and maintain state/territory sales information worksheets for each Fund. o Monitor changes in Blue Sky laws and procedures for all registered states/territories. o Subject to approval of the Trust's legal counsel, update filing requirements for all law and procedural changes. o Communicate directly with regulatory authorities in states/territories as needed. o Periodically attend Investment Company Institute (ICI) State Liaison Committee meetings.
Appears in 2 contracts
Samples: Fund Administration and Accounting Agreement (First Trust Exchange-Traded Alphadex Fund), Fund Administration and Accounting Agreement (First Trust Exchange-Traded Fund Ii)
Blue Sky Services. o Subject to approval of the Trust's board of trustees and its legal counsel, perform initial registration for each Fund in such states as the Trust shall identify to the Administrator. o Subject to approval of the Trust's board of trustees and its legal counsel, perform renewal registration for each Fund in such states as the Trust shall identify to BNYBNYM. o Receive nightly downloads of sales data from transfer agents. o Update state/territory sales information for each Fund. o Create and maintain state/territory sales information worksheets for each Fund. o Monitor changes in Blue Sky laws and procedures for all registered states/territories. o Subject to approval of the Trust's legal counsel, update filing requirements for all law and procedural changes. o Communicate directly with regulatory authorities in states/territories as needed. o Periodically attend Investment Company Institute (ICI) State Liaison Committee meetings.
Appears in 2 contracts
Samples: Fund Administration and Accounting Agreement (First Trust Exchange-Traded Fund Iv), Fund Administration and Accounting Agreement (First Trust Exchange-Traded Fund Iv)