Common use of Blue Sky Services Clause in Contracts

Blue Sky Services. o Subject to approval of the Trust's board of trustees and its legal counsel, perform initial registration for each Fund in such states as the Trust shall identify to the Administrator. o Subject to approval of the Trust's board of trustees and its legal counsel, perform renewal registration for each Fund in such states as the Trust shall identify to BNYM. o Receive nightly downloads of sales data from transfer agents. o Update state/territory sales information for each Fund. o Create and maintain state/territory sales information worksheets for each Fund. o Monitor changes in Blue Sky laws and procedures for all registered states/territories. o Subject to approval of the Trust's legal counsel, update filing requirements for all law and procedural changes. o Communicate directly with regulatory authorities in states/territories as needed. o Periodically attend Investment Company Institute (ICI) State Liaison Committee meetings.

Appears in 2 contracts

Samples: Fund Administration and Accounting Agreement (First Trust Exchange-Traded Fund Iv), Administration and Accounting Agreement (First Trust Exchange-Traded Fund Iv)

AutoNDA by SimpleDocs

Blue Sky Services. o Subject to approval of the Trust's board of trustees and its legal counsel, perform initial registration for each Fund in such states as the Trust shall identify to the Administrator. o Subject to approval of the Trust's board of trustees and its legal counsel, perform renewal registration for each Fund in such states as the Trust shall identify to BNYMBNY. o Receive nightly downloads of sales data from transfer agents. o Update state/territory sales information for each Fund. o Create and maintain state/territory sales information worksheets for each Fund. o Monitor changes in Blue Sky laws and procedures for all registered states/territories. o Subject to approval of the Trust's legal counsel, update filing requirements for all law and procedural changes. o Communicate directly with regulatory authorities in states/territories as needed. o Periodically attend Investment Company Institute (ICI) State Liaison Committee meetings.

Appears in 2 contracts

Samples: Administration and Accounting Agreement (First Trust Exchange-Traded Fund Ii), Administration and Accounting Agreement (First Trust Exchange-Traded Alphadex Fund)

AutoNDA by SimpleDocs

Blue Sky Services. o Subject to approval of the Trust's board of trustees trustee and its legal counsel, perform initial registration for each Fund Trusts or Series in such states as the Trust shall identify to the Administrator. o - Subject to approval of the Trust's board of trustees trustee and its legal counsel, perform renewal registration for each Fund Trusts or Series in such states as the Trust shall identify to BNYMthe Administrator. o - Receive nightly downloads of sales data from transfer agents. o - Update state/territory sales information for each Fundthe Trust or Series. o - Create and maintain state/territory sales information worksheets for each Fundthe Trust or Series. o - Monitor changes in Blue Sky laws and procedures for all registered states/territories. o - Subject to approval of the Trust's legal counsel, update filing requirements for all law and procedural changes. o - Communicate directly with regulatory authorities in states/territories as needed. o - Periodically attend Investment Company Institute (ICI) State Liaison Committee meetings.. SCHEDULE II VALUATION AND COMPUTATION SERVICES

Appears in 1 contract

Samples: Administration and Accounting Agreement (Rydex Etf Trust)

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!