Common use of Blue Sky Services Clause in Contracts

Blue Sky Services. (a) Prepare such reports, applications and documents (including reports regarding the sale and redemption of shares in the Client as may be required in order to comply with Federal and state securities laws) to register shares issued by the Client (“Shares”) with state securities authorities, monitor the sale of Shares for compliance with state securities laws, and file with the appropriate state securities authorities the registration statements and reports for the Client and the Shares and all amendments thereto, to register and keep effective the registration of the Client and the Shares with state securities authorities to enable the Client to make a continuous offering of its Shares. (b) The Client shall be responsible for identifying to Service Provider in writing those transactions and assets to be treated as exempt from reporting for each state and territory of the United States and for each foreign jurisdiction.

Blue Sky Services. (aA) Prepare such reports, applications and documents (including reports regarding the sale and redemption of shares in the Client Trusts as may be required in order to comply with Federal federal and state securities laws) to register the shares issued by of the Client Trusts (“Shares”) with state securities authorities, monitor the sale of Shares for compliance with state securities laws, and file with the appropriate state securities authorities the registration statements and reports for the Client Trusts and the Shares and all amendments thereto, to register and keep effective the registration of the Client Trusts and the Shares with state securities authorities to enable the Client Trusts to make a continuous offering of its Sharestheir Shares pursuant to Ultimus’ state registration, renewal and sales reporting Rule 38a-1 Compliance Procedures, which shall be made available to the Administrator upon request. (bB) The Client shall be responsible for identifying to Service Provider in writing those transactions and assets to be treated as exempt After receipt of funds from reporting for each state and territory the Administrator, make payments on behalf of the United States Trusts for all filing fees. (C) Coordinate and for each foreign jurisdictionaddress all blue sky inquiries from states.

Blue Sky Services. (aA) Prepare such reports, applications and documents (including reports regarding the sale and redemption of shares in the Client Funds as may be required in order to comply with Federal and state securities laws) to register the shares issued by of the Client Funds (“Shares”) with state securities authorities, monitor the sale of Shares for compliance with state securities laws, and file with the appropriate state securities authorities the registration statements and reports for the Client Funds and the Shares and all amendments thereto, to register and keep effective the registration of the Client Funds and the Shares with state securities authorities to enable the Client Funds to make a continuous offering of its Sharestheir Shares pursuant to Ultimus’ state registration, renewal and sales reporting Rule 38a-1 Compliance Procedures, which shall be made available to the Administrator upon request. (bB) The Client shall be responsible for identifying to Service Provider in writing those transactions and assets to be treated as exempt After receipt of funds from reporting for each state and territory the Administrator, make payments on behalf of the United States Funds for all filing fees. (C) Coordinate and for each foreign jurisdictionaddress all blue sky inquiries from states.

Blue Sky Services. (a) Prepare such reports, applications and documents (including reports regarding the sale and redemption of shares in the Client Funds as may be required in order to comply with Federal and state securities laws) to register the shares issued by of the Client Funds (“Shares”) with state securities authorities, monitor the sale of Shares for compliance with state securities laws, and file with the appropriate state securities authorities the registration statements and reports for the Client Funds and the Shares and all amendments thereto, to register and keep effective the registration of the Client Funds and the Shares with state securities authorities to enable the Client Funds to make a continuous offering of its Shares. (b) The Client their Shares pursuant to Service Provider’s state registration, renewal and sales reporting Rule 38a-1 Compliance Procedures, which shall be responsible for identifying made available to Service Provider in writing those transactions and assets to be treated as exempt from reporting for each state and territory of the United States and for each foreign jurisdictionClient upon request.