Common use of Broker Responsibility Clause in Contracts

Broker Responsibility. Broker shall be responsible for all internal operations related to its business including without limitation (i) all accounting, bookkeeping, record-keeping, cashiering, commodity transactions, or any other transactions not involving securities; or any matter not contemplated by the Agreement; (ii) preparation of Broker’s payroll records, financial statements, or any analysis thereof; (iii) preparation or issuance of checks in payment of Broker’s expenses, other than expenses incurred by Pershing on behalf of Broker pursuant to this Agreement; and (iv) payment of commissions to Broker’s sales personnel.

Broker Responsibility. Broker shall be responsible for all internal operations related to its business including without limitation (i) all accounting, bookkeeping, record-keeping, cashiering, commodity transactions, or any other transactions not involving securities; or any matter not contemplated by the Agreement; (ii) preparation of Broker’s payroll records, financial statements, or any analysis thereof; (iii) preparation or issuance of checks in payment of Broker’s expenses, other than expenses incurred by Pershing First Clearing on behalf of Broker pursuant to this Agreement; and (iv) payment of commissions to Broker’s sales personnel; (v) supervision of its employees and agents; and (vi) maintenance and supervision of proper access controls to systems made available by First Clearing, including making any changes, as necessary.

Broker Responsibility. Broker shall be responsible for all internal operations related to its business including without limitation (i) all accounting, bookkeeping, record-keeping, cashiering, commodity transactions, or any other transactions not involving securities; or any matter not contemplated by the Agreement; (ii) preparation of Broker’s 's payroll records, financial statements, or any analysis thereof; thereof~ (iii) preparation or issuance of checks in payment of Broker’s 's expenses, other than expenses incurred by Pershing on behalf of Broker pursuant to this Agreement; and (iv) payment of commissions to Broker’s 's sales personnel.

Broker Responsibility. Broker shall be responsible for all internal operations related to its business including without limitation (i) all accounting, bookkeeping, record-keeping, cashiering, commodity transactions, or any other transactions not involving securities; or any matter not contemplated by the Agreement; (ii) preparation of Broker’s 's payroll records, financial statements, or any analysis thereof; (iii) preparation or issuance of checks in payment of Broker’s 's expenses, other than expenses incurred by Pershing on behalf of Broker pursuant to this Agreement; and (iv) payment of commissions to Broker’s 's sales personnel.

Broker Responsibility. Broker shall be responsible for all internal operations related to its business including without limitation (i) all accounting, bookkeeping, record-keeping, cashiering, commodity transactions, or any other transactions not involving securities; or any matter not contemplated by the Agreement; (ii) preparation of Broker’s 's payroll records, financial statements, or any analysis thereof; (iii) preparation or issuance of checks in payment of Broker’s 's expenses, other than expenses incurred by Pershing Fortis on behalf of Broker pursuant to this Agreement; and (iv) payment of commissions to Broker’s 's sales personnel.

Broker Responsibility. Broker shall be responsible for all internal --------------------- operations related to its business including without limitation (i) all accounting, bookkeeping, record-keeping, cashiering, commodity transactions, or any other transactions not involving securities; or any matter not contemplated by the Agreement; (ii) preparation of Broker’s 's payroll records, financial statements, or any analysis thereof; (iii) preparation or issuance of checks in payment of Broker’s 's expenses, other than expenses incurred by Pershing on behalf of Broker pursuant to this Agreement; and (iv) payment of commissions to Broker’s 's sales personnel.