Certain Entity Subscribers Sample Clauses

Certain Entity Subscribers. Please complete the following if the Subscriber initialed items (x), (xi) or (xii) of Part (a) above.
Sample 1
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Certain Entity Subscribers. If the Su~s~rt'be~,,~enified;J~:;1he applicability of the De Minimis Exemption by checking Items (El)(d)cir':(El)(I9J:aPov~, pJ~~~ecomplete Item (E3) below. ,::::"I~~-~:;'~' ~.\ ':, """ r: >~',;-: Please answer each of the following questio"$,' if ap-Pl;£abl~/~: " (E3)(a) Does the Subscriber permit its be~efr~jaf~~~tl~ittia~ are Restricted Persons, if any, to participate in profits and losses allocated to the Subscriber th'ai~::a,~butable to new issue securities? ,y~:<");[] No 0 If the answer to this Item is "No", please prdb~~d to the Item (F). If the answer to this Item is "Yes", please complete sub-Item (E3)(b) below. (E3)(b) The Subscriber allocates % of the new issue profits and losses that it receives to beneficial owners that are Restricted Persons. em Allocations of New Issues - Rule 5131 As noted above, the Partnership from time to time may invest in a new issue. The practice of "spinning" occurs when a broker-dealer allocates a new issue to an executive officer or director of a company, who then returns the favor by using the broker-dealer for its company's investment banking needs. Subject to certain conditions and exceptions, section (b) of FINRA rule 513 I ("Rule 5131") bans spinning by generally prohibiting a FINRA member from allocating shares of a new issue to any account (e.g., a private investment fund) in which an executive officer or director of a "public company'r" or a "covered non-public company.v" or a person materially supported" by such an executive officer or director, has a beneficial interest if such person's company has or expects to have an investment banking relationship with the FINRA member. In order for the Partnership to determine (a) whether it has complied with such requirements and (b) the extent to which the Subscriber is eligible to participate in profits and losses attributable to new issues, the Subscriber must identify those statements below which apply to it and, if the Subscriber is a corporation, partnership, trust or other entity acting as nominee for another person, which apply to such person for which the entity is acting as nominee. If the Subscriber is an individual, the Subscriber must check the appropriate sub-Items below in Item (F2). If the Subscriber is an entity, the Subscriber must check the appropriate sub-Items below in Items (FI) and/or (F2), as applicable. (Fl) Exempt Persons (Entities only; individual subscribers please skip to Item (F2) below): The Subscriber is: IX! (FI)(a) an entity listed ...
Sample 1

Related to Certain Entity Subscribers

  • Mobile Subscriber Information You authorize your wireless carrier to disclose information about your account, such as subscriber status, payment method and device details, if available, to support identity verification, fraud avoidance and other uses in support of transactions for the duration of your business relationship with us. This information may also be shared with other companies to support your transactions with us and for identity verification and fraud avoidance purposes.

  • Investor 2.1 The Investor, by following a Strategy of a Strategy Provider, hereby agrees to the following:

  • Representations and Warranties by the Selling Shareholder The Selling Shareholder represents and warrants to, and agrees with, the Company, the Winning Bidder(s) and each Placement Agent at each Representation Date as follows:

  • Tropical Hardwood and Virgin Redwood Ban Pursuant to San Francisco Environment Code Section 804(b), the City urges Contractor not to import, purchase, obtain, or use for any purpose, any tropical hardwood, tropical hardwood wood product, virgin redwood or virgin redwood wood product.

  • The Purchaser (a) is not an employee benefit or other plan subject to the prohibited transaction provisions of the Employee Retirement Income Security Act of 1974, as amended ("ERISA"), or Section 4975 of the Internal Revenue Code of 1986, as amended (a "Plan"), or any other person (including an investment manager, a named fiduciary or a trustee of any Plan) acting, directly or indirectly, on behalf of or purchasing any Certificate with "plan assets" of any Plan within the meaning of the Department of Labor ("DOL") regulation at 29 C.F.R. ss.2510.3-101; or

  • Buyer (Buyer) will take title 16 to the Property described below as Joint Tenants Tenants In Common Other .

  • Purchaser 2.1 Full Name:

  • Seller For each Mortgage Loan, the seller of such Mortgage Loan pursuant to the Mortgage Loan Purchase Agreement.

  • Termination by Subscriber (a) The Subscriber may terminate this Agreement by giving notification to SORACOM according to the method specified by SORACOM separately. In this case, such termination shall take effect on the date specified by SORACOM beforehand or on the date designated by the Subscriber in such notification, whichever is later.

  • Subscribers identification and contact data (name, date of birth, gender, general, occupation or other demographic information, address, title, contact details, including email address), personal interests or preferences (including purchase history, marketing preferences and publically available social media profile information); IT information (IP addresses, usage data, cookies data, online navigation data, location data, browser data); financial information (credit card details, account details, payment information).

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