Common use of Client Categorisation Clause in Contracts

Client Categorisation. 2.1 In providing investment services to you, we will categorise you as a Retail Client unless we tell you otherwise. The type of client category will determine the level of protection afforded to you under the regulatory system. As a Retail Client regulatory protection is determined by this category and will be the highest available. This categorisation applies whether you are an individual, charity, pension scheme trust or corporate client.

Appears in 5 contracts

Samples: Client Agreement, Client Agreement, Client Agreement

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