No Investment, Tax or Trading Advice Sample Clauses

No Investment, Tax or Trading Advice. IB representatives are not authorized to provide investment, tax or trading advice or to solicit orders. Nothing on IB's website is a recommendation or solicitation to buy or sell securities, futures or other investments.
Sample 1Sample 2Sample 3See All (7)
AutoNDA by SimpleDocs
No Investment, Tax or Trading Advice. IBIE does not provide investment, tax or trading advice. Our service is merely to provide execution services, meaning that we are only acting on your instructions and will not advise you on any Transaction. In providing these services, IBIE will act honestly, fairly and professionally in accordance with the best interests of its Clients and shall comply with the relevant requirements of the MiFID II Rules. IBIE employees are not authorised to provide investment advice or recommendations. We may provide you with information about Products, including their terms of performance. However, in providing such information IBIE will not be making any personal recommendation to you or advising you on the merits of any such Product, and you will be responsible for making your own assessment of such information.
Sample 1Sample 2Sample 3See All (6)
No Investment, Tax or Trading Advice. Representatives of IB UK and its Affiliates are not authorized to provide investment, tax or trading advice or to solicit orders. Nothing on IB UK's website is a recommendation or solicitation to buy or sell securities, futures or other investments.
Sample 1Sample 2Sample 3See All (5)
No Investment, Tax or Trading Advice. Representatives of IB UK and its Affiliates are not au- thorized to, and shall not be under any obligation to provide, any investment, tax, trading or other advice or recommendations or to solicit orders. None of the information, research, or other material provided by IB UK and its Affiliates or on IB UK’s website constitutes advice, a recommendation or a solicitation to buy or sell securities, options, futures or other investment products.
Sample 1Sample 2
No Investment, Tax or Trading Advice. IBUK does not provide investment, tax or trading advice. Our service is merely to provide execution services, meaning that we are only acting on your instructions and will not advise you on any transaction. IBUK employees are not authorised to provide advice or recommendations. In providing these services, we will act honestly, fairly and professionally in accordance with the best interests of our clients and in compliance with all applicable laws and regulations including, without limitation, the constitutions, articles, by-laws, rules, regulations, policies, procedures and interpretations (collectively, “Rules”) of: (i) the exchanges, markets and clearing houses to which orders are routed or transactions are executed or cleared; (ii) the Financial Conduct Authority (“FCA”); and (iii) any other regulatory, self-regulatory or governmental authority to which we are subject (“Applicable Law”). We may provide you with information about Covered Products, including their terms of performance. However, in providing such information IBUK will not be making any personal recommendation to you or advising you on the merits of any such Covered Product, and you will be responsible for making your own assessment of such information. For the avoidance of doubt, we are not required to assess the suitability of any Covered Product or service provided or offered and you will therefore not benefit from the protection of the FCA Rules on assessing suitability. Nothing on the IBUK website is or shall be deemed a personal recommendation or solicitation to buy or sell any investment product. XXXX does not endorse and is not responsible for any advice, representation, content or other information provided by third parties, including but not limited to any such information or third party referenced by or accessed through any Interactive Brokers website, application or platform, including but not limited to the “IBKR Investors Marketplace”.
Sample 1
No Investment, Tax or Trading Advice. IB UK does not provide investment, tax or trading advice. Our service is "execution only", meaning that we are only acting on your instructions and will not advise you on any transaction. IB UK employees are not authorised to provide advice or recommendations. Nothing on IB UK's website is a recommendation or solicitation to buy or sell any investment product.
Sample 1
No Investment, Tax or Trading Advice. SPC representatives are not authorized to provide investment, tax, or trading advice or to solicit orders. Nothing on SPC’s website is a recommendation or solicitation to buy or sell securities or other investments.
Sample 1
AutoNDA by SimpleDocs
No Investment, Tax or Trading Advice. IBLUX does not provide investment, tax or trading advice. Our service is merely to provide execution services, meaning that we are only acting on your instructions and will not advise you on any Transaction. IBLUX employees are not authorised to provide advice or recommendations. We may provide you with information about Products, including their terms of performance. However, in providing such information IBLUX will not be making any personal recommendation to you or advising you on the merits of any such Product, and you will be responsible for making your own assessment of such information.
Sample 1

Related to No Investment, Tax or Trading Advice

  • No Investment Advice The Custodian shall have no duty to assess the risks inherent in Securities or other Assets or to provide investment advice, accounting or other valuation services regarding any such Securities or other Assets.

  • No Legal, Tax or Investment Advice The Purchaser understands that nothing in the Purchase Agreement or any other materials presented to the Purchaser in connection with the purchase and sale of the Securities constitutes legal, tax or investment advice. The Purchaser has consulted such legal, tax and investment advisors as it, in its sole discretion, has deemed necessary or appropriate in connection with its purchase of the Securities.

  • No Investment Company Status The Company is not and, after giving effect to the Offering and the application of the proceeds thereof as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus, will not be, required to register as an “investment company,” as defined in the Investment Company Act of 1940, as amended.

  • No Investments Make any Investment other than Permitted Investments.

  • No Investment Company; Margin Regulation Become or be controlled by an “investment company,” within the meaning of the Investment Company Act of 1940, or become principally engaged in, or undertake as one of its important activities, the business of extending credit for the purpose of purchasing or carrying margin stock, or use the proceeds of any Credit Extension for such purpose.

  • No Investment Company The Company is not, and upon the issuance and sale of the Securities as contemplated by this Agreement will not be an “investment company” required to be registered under the Investment Company Act of 1940 (an “Investment Company”). The Company is not controlled by an Investment Company.

  • Illegal or Unauthorized Payments; Political Contributions Neither the Company nor any of its Subsidiaries nor, to the best of the Company’s knowledge (after reasonable inquiry of its officers and directors), any of the officers, directors, employees, agents or other representatives of the Company or any of its Subsidiaries or any other business entity or enterprise with which the Company or any Subsidiary is or has been affiliated or associated, has, directly or indirectly, made or authorized any payment, contribution or gift of money, property, or services, whether or not in contravention of applicable law, (i) as a kickback or bribe to any Person or (ii) to any political organization, or the holder of or any aspirant to any elective or appointive public office except for personal political contributions not involving the direct or indirect use of funds of the Company or any of its Subsidiaries.

  • Investment Advice If and to the extent requested by the Advisor, the Sub-Advisor shall provide investment advice to the Portfolio and the Advisor with respect to all or a portion of the investments of the Portfolio, and in connection with such advice shall furnish the Portfolio and the Advisor such factual information, research reports and investment recommendations as the Advisor may reasonably require. Such information may include written and oral reports and analyses.

  • Investment Adviser Status The Investment Adviser is duly registered and in good standing with the Commission as an investment adviser under the Advisers Act, and is not prohibited by the Advisers Act, the 1940 Act, the Rules and Regulations or the Advisers Act Rules and Regulations, from acting under the Investment Management Agreement as contemplated by the Registration Statement, each preliminary prospectus and the Prospectus.

Time is Money Join Law Insider Premium to draft better contracts faster.