Client Categorisation. 4.1 Unless we notify you in writing to the contrary, we will be treating you as a “Retail Client” for regulatory purposes. This means that you are afforded the highest level of protection under the regulatory system and may have the right to take any complaint to the FOS. 4.2 If you do not wish to be treated as a Retail Client, then you may request to be treated as a “Professional Client”. Please note that the levels of protection afforded as a Professional Client are significantly reduced from those of a Retail Client. In particular, you may not have the right to take any complaint to the FOS and FCSC compensation rules may not apply to you.
Appears in 6 contracts
Samples: Advisory Service Agreement, Advisory Service Agreement, Client Agreement
