Common use of – COMPETENCE – ANALYSIS – INFORMATION Clause in Contracts

– COMPETENCE – ANALYSIS – INFORMATION. In compliance with current regulations, and in the light of the information the Client communicates to the Bank, the Bank shall analyse the Client’s investment experience and knowledge in relation to the products and services offered under this Agreement. Giv en this analysis, for each transaction that the Client intends to carry out, the Bank shall prov ide the Client with the information necessary to evaluate the characteristics of the planned transaction and the special risks that the transaction may involve. The Client acknowledges having been informed that the purpose of his/her Investor Prof ile is to enable the Bank to determine whether the f inancial instrum ents, in particular complex products, to which the Client wishes to subscribe, are appropriate to said Inv estor Profile. If the financial instruments prove unsuitable with regard to the Client’s Investor Profile, the Bank undertakes warn the Client in relation to the risks that his/her investment may represent. However, in the event that, for any reason whatsoev er, the Client does not provide the necessary information for establishing his/her Investor Profile, the Bank cannot be held liable. The Bank can only recommend that the Client seek inf ormation on the operating conditions and market mechanisms through which the orders will be executed and, in particular, the risks inherent in transactions executed on these markets, given, in particular, their speculative nature or their potential lack of liquidity. Without prejudice to the provisions relating to the obligation to warn for orders covering complex f inancial instruments, and in the absence of a prior request from the Bank, its inv olvement in the reception, transmission and execution of orders shall not imply any assessment by it of their appropriateness or the appropriate nature of the transaction, f or which the Bank may not be held liable and which shall be solely the Client’s responsibility. Xxxxx er, where the Client wishes to carry out a transaction inv olving f inancial instruments with which he/she is unfamiliar or for which he/she is unable to assess the risk, he/she will be responsible for requesting any additional information from the Bank bef ore placing the order and, where applicable, for requesting any pertinent documents.

– COMPETENCE – ANALYSIS – INFORMATION. In compliance with current regulations, and in the light of the information the Client communicates to the Bank, the Bank shall analyse the Client’s investment experience and knowledge in relation to the products and services offered under this Agreement. Giv en Given this analysis, for each transaction that the Client intends to carry out, the Bank shall prov ide provide the Client with the information necessary to evaluate the characteristics of the planned transaction and the special risks that the transaction may involve. The Client acknowledges having been informed that the purpose of his/her Investor Prof ile Profile is to enable the Bank to determine whether the f inancial instrum entsfinancial instruments, in particular complex products, to which the Client wishes to subscribe, are appropriate to said Inv estor Investor Profile. If the financial instruments prove unsuitable with regard to the Client’s Investor Profile, the Bank undertakes warn the Client in relation to the risks that his/her investment may represent. However, in the event that, for any reason whatsoev erwhatsoever, the Client does not provide the necessary information for establishing his/her Investor Profile, the Bank cannot be held liable. The Bank can only recommend that the Client seek inf ormation information on the operating conditions and market mechanisms through which the orders will be executed and, in particular, the risks inherent in transactions executed on these markets, given, in particular, their speculative nature or their potential lack of liquidity. Without prejudice to the provisions relating to the obligation to warn for orders covering complex f inancial financial instruments, and in the absence of a prior request from the Bank, its inv olvement involvement in the reception, transmission and execution of orders shall not imply any assessment by it of their appropriateness or the appropriate nature of the transaction, f or for which the Bank may not be held liable and which shall be solely the Client’s responsibility. Xxxxx erHowever, where the Client wishes to carry out a transaction inv olving f inancial involving financial instruments with which he/she is unfamiliar or for which he/she is unable to assess the risk, he/she will be responsible for requesting any additional information from the Bank bef ore before placing the order and, where applicable, for requesting any pertinent documents.

– COMPETENCE – ANALYSIS – INFORMATION. In compliance with current regulations, and in the light of the information the Client communicates to the Bank, the Bank latter shall analyse the Client’s investment 's experience and knowledge of investing in relation to the products and services offered under this Agreement. Giv en Given this analysis, for each transaction that the Client intends to carry out, the Bank shall prov ide provide the Client with the information necessary to evaluate the characteristics of the planned transaction and the special risks that the transaction may involve. The Client acknowledges having been informed that the purpose of his/her Investor Prof ile Profile is to enable for the purpose of enabling the Bank to determine whether the f inancial instrum entsfinancial instruments, in particular complex products, to which the Client wishes to subscribe, are appropriate to said Inv estor Investor Profile. If In the event that the financial instruments should prove unsuitable with regard to the Client’s Investor Profile, the Bank undertakes warn to the Client latter in relation to the risks that his/her investment may represent. However, in the event that, for any reason whatsoev erwhatsoever, the Client does not provide the necessary information for establishing his/her Investor Profile, the Bank cannot be held liable. The Bank can only recommend that the Client seek inf ormation information on the operating conditions and market mechanisms through which the orders will be executed andexecuted, and in particular, the risks inherent in transactions executed on these markets, given, in particular, their speculative nature or their potential lack of liquidity. Without prejudice to the provisions relating to the obligation to warn for orders covering complex f inancial financial instruments, and in the absence of a prior request from the Bank, its inv olvement involvement in the receptionreceipt, transmission and execution of orders shall not imply any assessment by it of on their appropriateness opportunity or the appropriate nature of the transaction, f or for which the Bank may not be held liable and which shall be solely come under the Client’s sole responsibility. Xxxxx erHowever, where the Client wishes to carry out a transaction inv olving f inancial involving financial instruments with which he/she he is unfamiliar or for which he/she he is unable to assess the risk, he/she he will be responsible for requesting any additional information from the Bank bef ore before placing the order and, where applicable, for requesting any pertinent documents.