Compliance Auditing Sample Clauses

Compliance Auditing. Supplier shall allow UC to audit Supplier’s compliance with this Article on UC Health Terms at least quarterly. If upon audit by UC, non-compliance in regard to UC policies, and/or this Agreement, is identified, UC may give notice to cure the deficiency, and if such deficiency is not cured to UC’S reasonable satisfaction, UC may terminate this Agreement.
Sample 1Sample 2Sample 3See All (6)
AutoNDA by SimpleDocs
Compliance Auditing. 10.1 Zoom will conduct third-party audits to attest to the ISO 27001 and SOC 2 Type II frameworks as follows: (a) Zoom will conduct at least one audit annually. Starting in 2022, Zoom will audit the Security, Availability and Privacy Criteria in the SOC-2 audit. (b) Audits will be performed according to the standards and rules of the regulatory or accreditation body for the applicable control standard or framework. (c) Audits will be performed by qualified, independent, third-party security auditors at Zoom's selection and expense. 10.2 Each audit will result in the generation of an audit report (“Zoom Audit Report”), which Zoom will make available to Customer upon request. The Zoom Audit Report will be Zoom's Confidential Information. Zoom will promptly remediate issues raised in any Zoom Audit Report to the satisfaction of the auditor. 10.3 At its request and cost, Customer is entitled to have an audit carried out by a mutually agreed upon auditor to demonstrate that Zoom complies with the provisions of this Data Processing Agreement and Clause 8.9 “Documentation and compliance” (EU SCCs) for the processing of Personal Data. Customer may exercise the right no more than once a year, except in respect of an additional audit following (i) a Zoom data breach or (ii) if specifically ordered by Customer's national Supervisory Authority. 10.4 The costs of the periodic audits are borne by the Processor. The costs of the audit at the request of Customer are borne by Customer. 10.5 Following receipt by Zoom of a request for an audit under Section 10.4, Zoom and Customer will discuss and agree in advance on (a) the identity of an independent and suitably qualified third-party auditor to conduct the audit; (b) the reasonable start date and duration (not to exceed two weeks in respect of any on premise audits) of any such audit; (c) the scope, process and normative framework of the audit, including: (i) the data processing outcomes, information, and control requirements to be in scope of the audit evidence requirements; and (ii) the nature and process for satisfactory audit evidence; and (d) the security and confidentiality controls applicable to any such audit. All audits must be conducted in accordance with recognized international auditing standards. 10.6 Nothing in this Addendum will require Zoom to provide Personal Data of other Zoom customers or access to any Zoom systems or facilities that are not involved in the provision of the contracted Services.
Sample 1Sample 2
Compliance Auditing. It is not the intent of the Department to review body worn camera compliance to discover policy violations. Rather, the purpose is to provide training where appropriate and ensure the highest levels of evidence tracking and file association. Only egregious and/or repetitive violations should be handled in accordance with Duty Manual chapter C 1700 INTERNAL AFFAIRS UNIT - GENERAL PROVISIONS.
Sample 1
Compliance Auditing. 10.1 Zoom will conduct third-party audits to attest to the ISO 27001 and SOC 2 Type II frameworks as follows: (a) Zoom will conduct at least one audit annually. Starting in 2022, Zoom will audit the Security, Availability and Privacy Criteria in the SOC-2 audit. (b) Audits will be performed according to the standards and rules of the regulatory or accreditation body for the applicable control standard or framework. (c) Audits will be performed by qualified, independent, third-party security auditors at Zoom’s selection and expense. 10.2 Each audit will result in the generation of an audit report (“Zoom Audit Report”), which Zoom will make available to Customer upon request. The Zoom Audit Report will be Zoom’s Confidential Information. Zoom will promptly remediate issues raised in any Zoom Audit Report to the satisfaction of the auditor. 10.3 At its request and cost, the Controller is entitled to have an audit carried out by a mutually agreed upon auditor to demonstrate that Zoom complies with the provisions of this Data Processing Agreement and Clause
Sample 1
Compliance Auditing. Companies that do not undertake industry development activities of a quality or quantity consistant with the objectives of the SPIDA program, or which fail to report satisfactorily against their SPIDA, will lose their endorsement as a supplier of ICT products and services to the Commonwealth Government. This is in addition to any possible loss of endorsement through failure to meet the AVA, SME, and SMEAVA commitments associated with specific contracts. While loss of endorsement will not necessarily impact on any contracts existing at the time, it will disqualify the company from bidding for future Commonwealth Government ICT contracts. To ensure the overall integrity of the program, the Department will engage a suitably qualified auditor on contract to undertake reviews of companies’ annual SPIDA reports on a random and/or targeted basis. While Senior Partners may be subject to review under this process, it will be less frequent than for standard partners. These Audits will be conducted by an independent auditor in accordance with AUS 902 review of Financial reports. Where a company achieves ICT sales to the Commonwealth Government of over $100 million over a 2 year period, it will be required to supply verification of the SPIDA industry development activities claimed for that period. Such verification can be demonstrated by either the company funding an independent audit review or supplying appropriate confirmation of the figures from its own financial auditors. This verification will take place no more than once every two years (every three years for Senior Partners) and will remove any requirement for a review by the Department's Program Auditor. Where a company elects to provide verification of Industry Development activities through funding an independent audit review, the company is to ensure that the review is conducted in accordance with AUS 902. For more information about the SPIDA program please contact Xxxxx Xxxxxxxxx on 02 6271 1538 or email xxxxx@xxxxx.xxx.xx. Alternatively, you can find all the latest information on the program at xxxx://xxx.xxxxx.xxx.xx/xxx-xxx/xxxx.xx?path=4820 . Stakeholders in the SPIDA program are welcome to comment on the program guidelines at any time, with the Department implementing updates as appropriate after industry consultation. OVERVIEW
Sample 1
Compliance Auditing 
Sample 1Sample 2Sample 3

Related to Compliance Auditing

  • Compliance Audit LEA shall have the right but shall be under no obligation to conduct audit(s), from time to time, of Provider’s records concerning its compliance obligations as set forth in this Article V. Provider shall make such records and other documents available to LEA upon request.

  • Compliance Audits D. 4.1 Compliance Audit(s). Without limiting the generality of section A.7.4 (Records Review), if requested by the Province from time to time, which request shall be at the Province’s sole discretion, the Recipient, at its own expense, will forthwith retain an independent third party auditor to conduct one or more compliance audits of the Recipient or any Project. The audit will be conducted in accordance with Canadian Generally Accepted Auditing Standards, as adopted by the Canadian Institute of Chartered Accountants, applicable as of the date on which a record is kept or required to be kept under such standards. In addition, the audit will assess the Recipient’s compliance with the terms of the Agreement and will address, with respect to each Project, without limitation, the following: (a) whether the Funds were spent in accordance with the Agreement and with due regard to economy, efficiency, and effectiveness; (b) the Project’s progress or state of completion; (c) whether the financial information the Recipient provided is complete, accurate, and timely, and in accordance with the Agreement; (d) whether the Recipient’s information and monitoring processes and systems are adequate to identify, capture, validate, and monitor the achievement of intended benefits of the Project; (e) the overall management and administration of the Project; (f) recommendations for improvement or redress; and (g) whether prompt and timely corrective action is taken on prior audit findings.

  • Compliance Reporting a. Provide reports to the Securities and Exchange Commission, the National Association of Securities Dealers and the States in which the Fund is registered. b. Prepare and distribute appropriate Internal Revenue Service forms for corresponding Fund and shareholder income and capital gains. c. Issue tax withholding reports to the Internal Revenue Service.

  • Compliance Review During the Term, Developer agrees to permit the GLO, HUD, and/or a designated representative of the GLO or HUD to access the Property for the purpose of performing Compliance-Monitoring Procedures. In accordance with GLO Compliance-Monitoring Procedures, the GLO or HUD will periodically monitor and audit Developer’s compliance with the requirements of this Agreement, the CDBG-DR Regulations, the CDBG Multifamily Rental Housing Guidelines, and any and all other Governmental Requirements during the Term. In conducting any compliance reviews, the GLO or HUD will rely primarily on information obtained from Developer’s records and reports, on-site monitoring, and audit reports. The GLO or HUD may also consider other relevant information gained from other sources, including litigation and citizen complaints. 5.04 HAZARDOUS MATERIALS: INDEMNIFICATION (a) Developer agrees to the following. (i) Developer shall not receive, store, dispose, or release any Hazardous Materials on or to the Property; transport any Hazardous Materials to or from the Property; or permit the existence of any Hazardous Material contamination on the Property. (ii) Developer shall give written notice to the GLO immediately when Developer acquires knowledge of the presence of any Hazardous Material on the Property; the transport of any Hazardous Materials to or from the Property; or the existence of any Hazardous Material contamination on the Property, with a full description thereof. (iii) Developer will promptly, at Developer’s sole cost and expense, comply with any Governmental Requirements regarding the removal, treatment, or disposal of such Hazardous Materials or Hazardous Material contamination and provide the GLO with satisfactory evidence of such compliance. (iv) Developer shall provide the GLO, within thirty (30) days of demand by the GLO, financial assurance evidencing to the GLO that the necessary funds are available to pay for the cost of removing, treating, and disposing of such Hazardous Materials or Hazardous Material contamination and discharging any assessments that may be established on the Property as a result thereof. (v) Developer shall insure that all leases, licenses, and agreements of any kind (whether written or oral) now or hereafter executed that permit any party to occupy, possess, or use in any way the Property or any part thereof include an express prohibition on the disposal or discharge of any Hazardous Materials at the Property and a provision stating that failure to comply with such prohibition shall expressly constitute a default under any such agreement. (vi) Developer shall not cause or suffer any liens (including any so-called state, federal, or local “Superfund” lien relating to such matters) to be recorded against the Property as a consequence of, or in any way related to, the presence, remediation, or disposal of Hazardous Materials in or about the Property. (b) DEVELOPER SHALL, AT ALL TIMES, RETAIN ANY AND ALL LIABILITIES ARISING FROM THE PRESENCE, HANDLING, TREATMENT, STORAGE, TRANSPORTATION, REMOVAL, OR DISPOSAL OF HAZARDOUS MATERIALS ON THE PROPERTY. REGARDLESS OF WHETHER ANY EVENT OF DEFAULT OCCURS OR CONTINUES, WHETHER THE GLO EXERCISES ANY REMEDIES IN RESPECT TO THE PROPERTY, OR SUCH SITUATION RELATED TO HAZARDOUS MATERIALS WAS CAUSED BY OR WITHIN THE CONTROL OF DEVELOPER OR THE GLO, DEVELOPER SHALL DEFEND, INDEMNIFY, AND HOLD HARMLESS THE GLO AND ITS OFFICERS, AGENTS, AND EMPLOYEES FROM AND AGAINST ANY AND ALL LIABILITIES, SUITS, ACTIONS, CLAIMS, DEMANDS, PENALTIES, DAMAGES (INCLUDING, WITHOUT LIMITATION, LOST PROFITS, CONSEQUENTIAL DAMAGES, INTEREST, PENALTIES, FINES, AND MONETARY SANCTIONS), LOSSES, COSTS, AND EXPENSES (INCLUDING, WITHOUT LIMITATION, REASONABLE ATTORNEYS’ FEES AND COSTS) THAT MAY: (i) NOW OR IN THE FUTURE (WHETHER BEFORE OR AFTER THE CULMINATION OF THE TRANSACTIONS CONTEMPLATED BY THIS AGREEMENT) BE INCURRED OR SUFFERED BY THE GLO BY REASON OF, RESULTING FROM, IN CONNECTION WITH, OR ARISING IN ANY MANNER WHATSOEVER FROM THE BREACH OF ANY WARRANTY OR COVENANT IN THIS SECTION OR THE INACCURACY OF ANY REPRESENTATION OF DEVELOPER IN RELATION TO THIS AGREEMENT;

  • Contractual and Operational Compliance Audits (a) ICANN may from time to time (not to exceed twice per calendar year) conduct, or engage a third party to conduct, contractual compliance audits to assess compliance by Registry Operator with its representations and warranties contained in Article 1 of this Agreement and its covenants contained in Article 2 of this Agreement. Such audits shall be tailored to achieve the purpose of assessing compliance, and ICANN will (a) give reasonable advance notice of any such audit, which notice shall specify in reasonable detail the categories of documents, data and other information requested by ICANN, and (b) use commercially reasonable efforts to conduct such audit during regular business hours and in such a manner as to not unreasonably disrupt the operations of Registry Operator. As part of such audit and upon request by ICANN, Registry Operator shall timely provide all responsive documents, data and any other information reasonably necessary to demonstrate Registry Operator’s compliance with this Agreement. Upon no less than ten (10) calendar days notice (unless otherwise agreed to by Registry Operator), ICANN may, as part of any contractual compliance audit, conduct site visits during regular business hours to assess compliance by Registry Operator with its representations and warranties contained in Article 1 of this Agreement and its covenants contained in Article 2 of this Agreement. ICANN will treat any information obtained in connection with such audits that is appropriately marked as confidential (as required by Section 7.15) as Confidential Information of Registry Operator in accordance with Section 7.15.

  • Compliance Monitoring Grantee must be subject to compliance monitoring during the period of performance in which funds are Expended and up to three years following the closeout of all funds. In order to assure that the program can be adequately monitored, the following is required of Grantee: a. Grantee must maintain a financial tracking system provided by Florida Housing that ensures that CRF funds are Expended in accordance with the requirements in this Agreement. b. Grantee must maintain records on all awards to Eligible Persons or Households. These records must include, but are not limited to: i. Proof of income compliance (documentation from submission month, including but not limited to paystub, Florida unemployment statement, social security and/or disability statement, etc.); ii. Lease; and iii. Documentation of rental assistance payments made.

  • Standards Compliance Registry Operator shall comply with relevant existing RFCs and those published in the future by the Internet Engineering Task Force (IETF), including all successor standards, modifications or additions thereto relating to the DNS and name server operations including without limitation RFCs 1034, 1035, 1123, 1982, 2181, 2182, 2671, 3226, 3596, 3597, 4343, and 5966. DNS labels may only include hyphens in the third and fourth position if they represent valid IDNs (as specified above) in their ASCII encoding (e.g., “xn--ndk061n”).

  • Performance or Compliance Audits The Department may conduct or have conducted performance and/or compliance audits of the Contractor and subcontractors as determined by the Department. The Department may conduct an audit and review all the Contractor’s and subcontractors’ data and records that directly relate to the Contract. To the extent necessary to verify the Contractor’s fees and claims for payment under the Contract, the Contractor’s agreements or contracts with subcontractors, partners, or agents of the Contractor, pertaining to the Contract, may be inspected by the Department upon fifteen (15) calendar days’ notice, during normal working hours and in accordance with the Contractor’s facility access procedures where facility access is required. Release statements from its subcontractors, partners, or agents are not required for the Department or its designee to conduct compliance and performance audits on any of the Contractor’s contracts relating to this Contract. The Inspector General, in accordance with section 5.6, the State of Florida’s Chief Financial Officer, and the Office of the Auditor General shall also have authority to perform audits and inspections.

  • Compliance Reports The Subadvisor at its expense will provide the Advisor with such compliance reports relating to its duties under this Agreement as may be agreed upon by such parties from time to time.

  • GAAP Compliance Contractor maintains an adequate system of accounting and internal controls that meets Generally Accepted Accounting Principles.

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!