Common use of COMPLIANCE COMMITTEE Clause in Contracts

COMPLIANCE COMMITTEE. (1) Within five (5) days of this Agreement, the Board shall appoint a Compliance Committee of at least four (4) members and, of which no more than one (1) shall be an employee of the Bank or any of its affiliates (as the term “affiliate” is defined in 12 U.S.C. § 371c(b)(1)), or a family member of any such person. Upon appointment, the names of the members of the Compliance Committee and, in the event of a change of the membership, the name of any new member shall be submitted in writing to the Assistant Deputy Comptroller. (2) The Compliance Committee shall be responsible for monitoring and coordinating the Bank’s adherence to the provisions of this Agreement and shall meet at least monthly. (3) By no later than July 31, 2012, and by the end of every calendar month thereafter, the Compliance Committee shall submit a written progress report to the Board setting forth in detail: (a) a description of the action(s) needed to achieve full compliance with each Article of this Agreement; (b) actions taken to comply with each Article of this Agreement; and (c) the results and status of those actions. (4) The Board shall provide a summary report of the progress reached in attaining compliance with each Article of this Agreement to the Assistant Deputy Comptroller within fifteen (15) days of the end of each calendar quarter, beginning with the third quarter of 2012. (5) All reports or plans which the Bank or Board has agreed to submit to the Assistant Deputy Comptroller pursuant to this Agreement shall be forwarded to the: Assistant Deputy Comptroller San Diego Field Office 0000 Xxxxxxx Xxxx Xxx, Xxxxx 000 Xxxxxxxx, Xxxxxxxxxx 00000-0000 (6) The Board shall ensure that the Bank has processes, personnel, and control systems to ensure implementation of, adherence to, and the effectiveness of the policies, procedures and programs required by this Agreement.

COMPLIANCE COMMITTEE. (1) Within five ten (510) days of this Agreement, the Board shall appoint a Compliance Committee of at least four three (43) members anddirectors, of which no more than one (1) shall be an employee or controlling shareholder of the Bank or any of its affiliates (as the term “affiliate” is defined in 12 U.S.C. § 371c(b)(1)), or a family member of any such person. Upon appointment, the names of the members of the Compliance Committee and, in the event of a change of the membership, the name of any new member shall be submitted in writing to the Assistant Deputy Comptroller. (2) . The Compliance Committee shall be responsible for monitoring and coordinating the Bank’s adherence to the provisions of this Agreement and Agreement. (2) The Compliance Committee shall meet at least monthly. (3) By no later than July 31, 2012, and by the end of every calendar quarter plus one month thereafter(e.g., April 30th, July 31st, October 31st, and January 31st) the Compliance Committee shall submit a written progress report to the Board setting forth in detail: (a) a description of the action(s) action needed to achieve full compliance with each Article of this Agreement; (b) actions taken to comply with each Article of this Agreement; and (c) the results and status of those actions. (4) The Board shall provide forward a summary report copy of the progress reached in attaining compliance Compliance Committee’s report, with each Article of this Agreement any additional comments by the Board, to the Assistant Deputy Comptroller within fifteen ten (1510) days of the end of each calendar quarter, beginning with the third quarter of 2012receiving such report. (5) All reports or plans which the Bank or Board has agreed to submit to the Assistant Deputy Comptroller pursuant to this Agreement shall be forwarded to the: Assistant Deputy Comptroller San Diego Wichita Field Office 0000 Xxxxxxx Xxxxx Xxxx XxxXxxx, Xxxxx 000 XxxxxxxxWichita, Xxxxxxxxxx 00000-0000Kansas 67226 (6) The Board shall ensure that the Bank has processes, personnel, and control systems to ensure implementation of, of and adherence to, and the effectiveness of to the policies, procedures procedures, and programs required by this Agreement.

COMPLIANCE COMMITTEE. (1) Within five ten (510) days of this Agreement, the Board shall appoint a Compliance Committee of at least four three (43) members anddirectors, a majority of which no more than one (1) shall may not be an employee employees or controlling shareholders of the Bank or any of its affiliates (as the term “affiliate” is defined in 12 U.S.C. § 371c(b)(1)), or a family member of any such person. Upon appointment, the names of the members of the Compliance Committee and, in the event of a change of the membership, the name of any new member shall be submitted in writing to the Assistant Deputy Comptroller. (2) The Compliance Committee shall be responsible for monitoring and coordinating the Bank’s adherence to the provisions of this Agreement and shall meet at least monthly. (3) By no later than July 31June 30, 20122010, and by the end of every calendar month quarter thereafter, the Compliance Committee shall submit a written progress report to the Board setting forth in detail: (a) a description of the action(s) action needed to achieve full compliance with each Article of this Agreement; (b) actions taken to comply with each Article of this Agreement; and (c) the results and status of those actions. (4) The Board shall provide a summary report of the progress reached in attaining compliance with each Article of this Agreement to the Assistant Deputy Comptroller within fifteen (15) days of the end of each calendar quarter, beginning with the third quarter of 2012end. (5) All reports or plans which the Bank or Board has agreed to submit to the Assistant Deputy Comptroller pursuant to this Agreement shall be forwarded to the: Assistant Deputy Comptroller San Diego Wichita Field Office Xxxxxx 0000 Xxxxxxx Xxxxx Xxxx XxxXxxx, Xxxxx 000 XxxxxxxxXxxxxxx, Xxxxxxxxxx Xxxxxx 00000-0000 (6) The Board shall ensure that the Bank has processes, personnel, and control systems to ensure implementation of, of and adherence to, and the effectiveness of to the policies, procedures and programs required by this Agreement.

COMPLIANCE COMMITTEE. (1) Within five (5) days of this Agreement, the Board shall appoint a Compliance Committee of at least four three (43) members anddirectors, a majority of which no more than one (1) shall may not be an employee employees or controlling shareholders of the Bank or any of its affiliates (as the term “affiliate” is defined in 12 U.S.C. § 371c(b)(1)), or a an immediate family member member, as defined in 12 C.F.R. § 215.2, of any such person. Upon appointment, the names of the members of the Compliance Committee and, in the event of a change of the membership, the name of any new member shall be submitted in writing to the Assistant Deputy Comptroller. (2) The Compliance Committee shall be responsible for monitoring and coordinating the Bank’s adherence to the provisions of this Agreement and shall meet at least monthly. (3) By no later than July 31June 30, 20122010, and by the end of every calendar month quarter thereafter, the Compliance Committee shall submit a written progress report to the Board setting forth in detail: (a) a description of the action(s) action needed to achieve full compliance with each Article of this Agreement; (b) actions taken to comply with each Article of this Agreement; and (c) the results and status of those actions. (4) The Board shall provide a summary report of the progress reached in attaining compliance with each Article of this Agreement to the Assistant Deputy Comptroller within fifteen (15) days of the end of each calendar quarter, beginning with the third quarter of 2012end. (5) All reports or plans which the Bank or Board has agreed to submit to the Assistant Deputy Comptroller pursuant to this Agreement shall be forwarded to the: Assistant Deputy Comptroller San Diego Wichita Field Office Xxxxxx 0000 Xxxxxxx Xxxxx Xxxx XxxXxxx, Xxxxx 000 XxxxxxxxXxxxxxx, Xxxxxxxxxx Xxxxxx 00000-0000 (6) The Board shall ensure that the Bank has processes, personnel, and control systems to ensure implementation of, of and adherence to, and the effectiveness of to the policies, procedures and programs required by this Agreement.

COMPLIANCE COMMITTEE. (1) Within five thirty (530) days of this Agreement, the Board shall appoint a Compliance Committee of at least four three (43) members and, directors of which no more than one at least two (12) shall must not be an employee of the Bank or any of its affiliates (as the term “affiliate” is defined in 12 U.S.C. § 371c(b)(1)), or a family member of any such person. Upon appointment, the names of the members of the Compliance Committee and, in the event of a change of the membership, the name of any new member shall be submitted in writing to the Assistant Deputy Comptroller. (2) The Compliance Committee shall be responsible for monitoring and coordinating the Bank’s adherence to the provisions of this Agreement and shall meet at least monthly. (3) By no later than July December 31, 20122009, and by the end of every calendar month thereafter, the Compliance Committee shall submit a written progress report to the Board setting forth in detail: (a) a description of the action(s) action needed to achieve full compliance with each Article of this Agreement; (b) actions taken to comply with each Article of this Agreement; and (c) the results and status of those actions. (4) The Board shall provide a summary report of the progress reached in attaining compliance with each Article of this Agreement to the Assistant Deputy Comptroller within fifteen ten (1510) days of the end of each calendar quarter, beginning with the third quarter of 2012end. (5) All reports or plans which the Bank or Board has agreed to submit to the Assistant Deputy Comptroller pursuant to this Agreement shall be forwarded to the: Assistant Deputy Comptroller San Diego Omaha Field Office 0000 Xxxxxxx Xxxx XxxXxxxxx 00000 XXX Xxxxxxx, Xxxxx 000 XxxxxxxxXxxxx, Xxxxxxxxxx Xxxxxxxx 00000-0000 (6) The Board shall ensure that the Bank has processes, personnel, and control systems to ensure implementation of, of and adherence to, and the effectiveness of to the policies, procedures and programs required by this Agreement.

COMPLIANCE COMMITTEE. (1) Within five ten (510) days of this Agreement, the Board shall appoint a Compliance Committee of at least four three (43) members anddirectors, of which no more than one (1) shall be an employee or controlling shareholder of the Bank or any of its affiliates (as the term “affiliate” is defined in 12 U.S.C. § 371c(b)(1)), or a family member of any such person. Upon appointment, the names of the members of the Compliance Committee and, in the event of a change of the membership, the name of any new member shall be submitted in writing to the Assistant Deputy Comptroller. (2) . The Compliance Committee shall be responsible for monitoring and coordinating the Bank’s adherence to the provisions of this Agreement and Agreement. (2) The Compliance Committee shall meet at least monthly. (3) By no later than July 31, 2012, and by the end of every calendar quarter plus one month thereafter(e.g., April 30th, July 31st, October 31st, and January 31st) the Compliance Committee shall submit a written progress report to the Board setting forth in detail: (a) a description of the action(s) action needed to achieve full compliance with each Article of this Agreement; (b) actions taken to comply with each Article of this Agreement; and (c) the results and status of those actions. (4) The Board shall provide forward a summary report copy of the progress reached in attaining compliance Compliance Committee’s report, with each Article of this Agreement any additional comments by the Board, to the Assistant Deputy Comptroller within fifteen (15) days of the end of each calendar quarterreceiving such report (e.g. by May 15th, beginning with the third quarter of 2012August 15th, November 15th, and February 15th). (5) All reports or plans which the Bank or Board has agreed to submit to the Assistant Deputy Comptroller pursuant to this Agreement shall be forwarded to the: Assistant Deputy Comptroller San Diego Wichita Field Office Xxxxxx 0000 Xxxxxxx Xxxxx Xxxx XxxXxxx, Xxxxx 000 XxxxxxxxXxxxxxx, Xxxxxxxxxx Xxxxxx 00000-0000 (6) The Board shall ensure that the Bank has processes, personnel, and control systems to ensure implementation of, of and adherence to, and the effectiveness of to the policies, procedures procedures, and programs required by this Agreement.

COMPLIANCE COMMITTEE. (1) Within five thirty (530) days of the date of this Agreement, the Board shall appoint a Compliance Committee of at least four three (43) members anddirectors, of which no more than one two (12) shall be an employee or controlling shareholder of the Bank or any of its affiliates (as the term “affiliate” is defined in 12 U.S.C. § 371c(b)(1)), or a family member of any such personperson (“Inside Director”). When an independent director is approved and appointed pursuant to Article IV, he or she shall be appointed to replace one of the current directors on the Compliance Committee, and it shall thereafter have no more than one (1) Inside Director. Upon appointment, the names of the members of the Compliance Committee and, in the event of a change of the membership, the name of any new member shall be submitted in writing to the Assistant Deputy Comptroller. (2) . The Compliance Committee shall be responsible for monitoring and coordinating the Bank’s 's adherence to the provisions of this Agreement and Agreement. (2) The Compliance Committee shall meet at least monthly. (3) By no later than July 31, 2012, Within forty five (45) days of the date of this Agreement and by the end of every calendar month quarterly thereafter, the Compliance Committee shall submit a written progress report to the Board setting forth in detail: (a) a description of the action(s) action needed to achieve full compliance with each Article of this Agreement; (b) actions taken to comply with each Article of this Agreement; and (c) the results and status of those actions. (4) The Board shall provide forward a summary report copy of the progress reached in attaining compliance Compliance Committee's report, with each Article of this Agreement any additional comments by the Board, to the Assistant Deputy Comptroller within fifteen ten (1510) days of the end of each calendar quarter, beginning with the third quarter of 2012receiving such report. (5) All reports or plans which the Bank or Board has agreed to submit to the Assistant Deputy Comptroller pursuant to this Agreement shall be forwarded to the: Assistant Deputy Comptroller San Diego Field Office 0000 Xxxxxxx Xxxx Xxx, Xxxxx 000 Xxxxxxxx, Xxxxxxxxxx 00000-0000 (6) The Board shall ensure that the Bank has processes, personnel, and control systems to ensure implementation of, adherence to, and the effectiveness of the policies, procedures and programs required by this Agreement.

COMPLIANCE COMMITTEE. (1) Within five (5) days of this Agreement, the Board shall appoint a Compliance Committee of at least four three (43) members anddirectors, none of which no more than one (1) shall be an employee employees of the Bank or any of its affiliates (as the term “affiliate” is defined in 12 U.S.C. § 371c(b)(1)), or a family member of any such personBank. Upon appointment, the names of the members of the Compliance Committee and, in the event of a change of the membership, the name of any new member shall be submitted in writing to the Assistant Deputy Comptroller. (2) . The Compliance Committee shall be responsible for monitoring and coordinating the Bank’s adherence to the provisions of this Agreement and Agreement. (2) The Compliance Committee shall meet at least monthly. (3) By no later than July March 31, 2012, and by the end of every calendar month thereafter, the Compliance Committee shall submit a written progress report to the Board setting forth in detail: (a) a description of the action(s) action needed to achieve full compliance with each Article of this Agreement; (b) actions taken to comply with each Article of this Agreement; and (c) the results and status of those actions. (4) The Board shall provide a summary report of the progress reached in attaining compliance with each Article of this Agreement to the Assistant Deputy Comptroller within fifteen (15) days of the end of each calendar quarter, beginning with the third quarter of 2012. (5) All reports or plans which the Bank or Board has agreed to submit to the Assistant Deputy Comptroller pursuant to this Agreement shall be forwarded to the: Assistant Deputy Comptroller San Diego Comptroller of the Currency Des Moines Field Office Xxxxxx 0000 Xxxxxxx Xxxx XxxXxxx Xxxx, Xxxxx 000 XxxxxxxxSuite 400 West Des Moines, Xxxxxxxxxx 00000-0000Iowa 50266 (6) The Board shall ensure that the Bank has processes, personnel, and control systems to ensure implementation of, of and adherence to, and the effectiveness of to the policies, procedures procedures, and programs required by this Agreement.

COMPLIANCE COMMITTEE. (1) Within five ten (510) days of this Agreementdays, the Board shall appoint a Compliance Committee of at least four three (43) members anddirectors, of which no more than one (1) shall be an employee or controlling shareholder of the Bank or any of its affiliates (as the term “affiliate” is defined in 12 U.S.C. § 371c(b)(1371(c)(b)(1)), or a family member of any such person. Upon appointment, the names of the members of the Compliance Committee and, in the event of a change of the membership, the name of any new member shall be submitted in writing to the Assistant Deputy Comptroller. (2) . The Compliance Committee shall be responsible for monitoring and coordinating the Bank’s 's adherence to the provisions of this Agreement and Agreement. (2) The Compliance Committee shall meet at least monthlyquarterly. (3) By no later than July 31Beginning on June 1, 20122010, and by the end of every calendar month three months thereafter, the Compliance Committee shall submit a written progress report to the Board setting forth in detail: (a) a description of the action(s) action needed to achieve full compliance with each Article of this Agreement; (b) actions taken to comply with each Article of this Agreement; and (c) the results and status of those actions. (4) The Board shall provide forward a summary report copy of the progress reached in attaining compliance Compliance Committee's report, with each Article of this Agreement any additional comments by the Board, to the Assistant Deputy Comptroller within fifteen ten (1510) days of the end of each calendar quarter, beginning with the third quarter of 2012receiving such report. (5) All reports or plans which the Bank or Board has agreed to submit to the Assistant Deputy Comptroller pursuant to this Agreement shall be forwarded to theto: Xxxxx X. Xxxxxxxx Assistant Deputy Comptroller San Diego Kansas City South Field Office Xxxxxx 0000 Xxxxxxx Xxxx Xxx00xx Xxxxxx, Xxxxx 000 XxxxxxxxX Xxxxxx, Xxxxxxxxxx Xxxxxxxx 00000-0000 (6) The Board shall ensure that the Bank has processes, personnel, and control systems to ensure implementation of, of and adherence to, and the effectiveness of to the policies, procedures and programs required by this Agreement.

COMPLIANCE COMMITTEE. (1) Within five ten (510) days of this Agreement, the Board shall appoint a Compliance Committee of at least four three (43) members anddirectors, of which no more than one (1) shall be an employee or controlling shareholder of the Bank or any of its affiliates (as the term “affiliate” is defined in 12 U.S.C. § 371c(b)(1)), or a family member of any such person. Upon appointment, the names of the members of the Compliance Committee and, in the event of a change of the membership, the name of any new member shall be submitted in writing to the Assistant Deputy Comptroller. (2) . The Compliance Committee shall be responsible for monitoring and coordinating the Bank’s adherence to the provisions of this Agreement and Agreement. (2) The Compliance Committee shall meet at least monthly. (3) By no later than July 31, 2012, Within thirty (30) days of the date of this Agreement and by the end of every calendar month quarter thereafter, the Compliance Committee shall submit a written progress report to the Board setting forth in detail: (a) a description of the action(s) action needed to achieve full compliance with each Article of this Agreement; (b) actions taken to comply with each Article of this Agreement; and (c) the results and status of those actions. (4) The Board shall provide forward a summary report copy of the progress reached in attaining compliance Compliance Committee’s report, with each Article of this Agreement any additional comments by the Board, to the Assistant Deputy Comptroller within fifteen ten (1510) days of the end of each calendar quarter, beginning with the third quarter of 2012receiving such report. (5) All reports or plans which the Bank or Board has agreed to submit to the Assistant Deputy Comptroller pursuant to this Agreement shall be forwarded to the: Assistant Deputy Comptroller San Diego Wichita Field Office Xxxxxx 0000 Xxxxxxx Xxxxx Xxxx XxxXxxx, Xxxxx 000 XxxxxxxxXxxxxxx, Xxxxxxxxxx Xxxxxx 00000-0000 (6) The Board shall ensure that the Bank has processes, personnel, and control systems to ensure implementation of, of and adherence to, and the effectiveness of to the policies, procedures and programs required by this Agreement.

COMPLIANCE COMMITTEE. (1) Within five (5) days of this Agreement, the Board shall appoint a Compliance Committee of at least four three (43) members and, directors of which no more than one at least two (12) shall not be an employee employees of the Bank or any of its affiliates (as the term “affiliate” is defined in 12 U.S.C. § 371c(b)(1)), or a family member of any such person. Upon appointment, the names of the members of the Compliance Committee and, in the event of a change of the membership, the name of any new member shall be submitted in writing to the Assistant Deputy Comptroller. (2) The Compliance Committee shall be responsible for monitoring and coordinating the Bank’s adherence to the provisions of this Agreement and shall meet at least monthly. (3) By no later than July March 31, 20122010, and by the end of every calendar month quarter thereafter, the Compliance Committee shall submit a written progress report to the Board setting forth in detail: (a) a description of the action(s) action needed to achieve full compliance with each Article of this Agreement; (b) actions taken to comply with each Article of this Agreement; and (c) the results and status of those actions. (4) The Board shall provide a summary report of the progress reached in attaining compliance with each Article of this Agreement to the Assistant Deputy Comptroller within fifteen ten (1510) days of the end of each calendar quarter, beginning with the third quarter of 2012. (5) All reports or plans which the Bank or Board has agreed to submit to the Assistant Deputy Comptroller pursuant to this Agreement shall be forwarded to the: Assistant Deputy Comptroller San Diego Denver Field Office Xxxxxx 0000 Xxxxxxx Xxxx Xxx00xx Xxxxxx, Xxxxx 000 XxxxxxxxXxxxxx, Xxxxxxxxxx Xxxxxxxx 00000-0000 (6) The Board shall ensure that the Bank has processes, personnel, and control systems to ensure implementation of, of and adherence to, and the effectiveness of to the policies, procedures and programs required by this Agreement.

COMPLIANCE COMMITTEE. (1) Within five (5) days of this Agreement, the Board shall appoint a Compliance Committee of at least four (4) members and, directors of which no more than one at least three (13) shall must not be an employee of the Bank or any of its affiliates (as the term “affiliate” is defined in 12 U.S.C. § 371c(b)(1)), or a family member of any such person. Upon appointment, the names of the members of the Compliance Committee and, in the event of a change of the membership, the name of any new member shall be submitted in writing to the Assistant Deputy Comptroller. (2) The Compliance Committee shall be responsible for monitoring and coordinating the Bank’s adherence to the provisions of this Agreement and shall meet at least monthly. (3) By no later than July December 31, 20122009, and by the end of every calendar month thereafter, the Compliance Committee shall submit a written progress report to the Board setting forth in detail: (a) a description of the action(s) action needed to achieve full compliance with each Article of this Agreement; (b) actions taken to comply with each Article of this Agreement; and (c) the results and status of those actions. (4) The Board shall provide a summary report of the progress reached in attaining compliance with each Article of this Agreement to the Assistant Deputy Comptroller within fifteen (15) days of the end of each calendar quarter, beginning with the third quarter of 2012. (5) All reports or plans which the Bank or Board has agreed to submit to the Assistant Deputy Comptroller pursuant to this Agreement shall be forwarded to the: Assistant Deputy Comptroller San Diego Francisco Field Office 0000 Xxxxxxx Xxxx XxxXxxxxx Xxx Xxxxx Xxxxxx, Xxxxx 000 Xxxxxxxx0000 Xxx Xxxxxxxxx, Xxxxxxxxxx 00000-0000 (6) The Board shall ensure that the Bank has processes, personnel, and control systems to ensure implementation of, of and adherence to, and the effectiveness of to the policies, procedures and programs required by this Agreement.

COMPLIANCE COMMITTEE. (1) Within five ten (510) days of this Agreement, the Board shall appoint a Compliance Committee of at least four three (43) members and, of which no more than one at least two (12) shall not be an employee employees of the Bank or any of its affiliates (as the term “affiliate” is defined in 12 U.S.C. § 371c(b)(1)), or a family member of any such person. Upon appointment, the names of the members of the Compliance Committee and, in the event of a change of the membership, the name of any new member shall be submitted in writing to the Assistant Deputy Comptroller. (2) The Compliance Committee shall be responsible for monitoring and coordinating the Bank’s adherence to the provisions of this Agreement and shall meet at least monthly. (3) By no later than July 31November 30, 20122009, and by the end of every calendar month thereafter, the Compliance Committee shall submit a written progress report to the Board setting forth in detail: (a) a description of the action(s) action needed to achieve full compliance with each Article of this Agreement; (b) actions taken to comply with each Article of this Agreement; and (c) the results and status of those actions. (4) The Board shall provide a summary report of the progress reached in attaining compliance with each Article of this Agreement to the Assistant Deputy Comptroller within fifteen (15) days of the end of each calendar quarter, beginning with the third quarter of 2012. (5) All reports or plans which the Bank or Board has agreed to submit to the Assistant Deputy Comptroller pursuant to this Agreement shall be forwarded to the: Assistant Deputy Comptroller San Diego Kansas City South Field Office 0000 Xxxxxxx Xxxx Xxx00xx Xxxxxx, Xxxxx 000 XxxxxxxxX Xxxxxx, Xxxxxxxxxx Xxxxxxxx 00000-0000 (6) The Board shall ensure that the Bank has processes, personnel, and control systems to ensure implementation of, of and adherence to, and the effectiveness of to the policies, procedures and programs required by this Agreement.

COMPLIANCE COMMITTEE. (1) Within five (5) days of this Agreement, the Board shall appoint a Compliance Committee of at least four (4) members and, of which no more than one (1) shall be an employee of the Bank or any of its affiliates (as the term “affiliate” is defined in 12 U.S.C. § 371c(b)(1)), or a family member of any such person. Upon appointment, the names of the members of the Compliance Committee and, in the event of a change of the membership, the name of any new member shall be submitted in writing to the Assistant Deputy Comptroller. (2) The Compliance Committee shall be responsible for monitoring and coordinating the Bank’s adherence to the provisions of this Agreement and shall meet at least monthly. (3) By no later than July 31June 30, 20122010, and by the end of every calendar month thereafter, the Compliance Committee shall submit a written progress report to the Board setting forth in detail: (a) a description of the action(s) action needed to achieve full compliance with each Article of this Agreement; (b) actions taken to comply with each Article of this Agreement; and (c) the results and status of those actions. (4) The Board shall provide a summary report of the progress reached in attaining compliance with each Article of this Agreement to the Assistant Deputy Comptroller within fifteen twenty-five (1525) days of the end of each calendar quarter, beginning with the third quarter of 2012. (5) All reports or plans which the Bank or Board has agreed to submit to the Assistant Deputy Comptroller pursuant to this Agreement shall be forwarded to the: Assistant Deputy Comptroller San Diego Southern California – South Field Office Xxxxxx 0000 Xxxxxxx Xxxx Xxx, Xxxxx 000 Xxxxxxxx, Xxxxxxxxxx 00000-0000 (6) The Board shall ensure that the Bank has processes, personnel, and control systems to ensure implementation of, of and adherence to, and the effectiveness of to the policies, procedures and programs required by this Agreement.

COMPLIANCE COMMITTEE. (1) Within five ten (510) days of this Agreementdays, the Board shall appoint a Compliance Committee of at least four three (43) members anddirectors, of which no more than one (1) shall be an employee or controlling shareholder of the Bank or any of its affiliates (as the term “affiliate” is defined in 12 U.S.C. § 371c(b)(1)), or a family member of any such person. Upon appointment, the names of the members of the Compliance Committee and, in the event of a change of the membership, the name of any new member shall be submitted in writing to the Assistant Deputy Comptroller. (2) . The Compliance Committee shall be responsible for monitoring and coordinating the Bank’s 's adherence to the provisions of this Agreement and Agreement. (2) The Compliance Committee shall meet at least monthlyquarterly. (3) By no later than July Beginning on December 31, 20122010, and by the end of every calendar month quarterly thereafter, the Compliance Committee shall submit a written progress report to the Board setting forth in detail: (a) a description of the action(s) actions needed to achieve full compliance with each Article of this Agreement; (b) actions taken to comply with each Article of this Agreement; and (c) the results and status of those actions. (4) The Board shall provide forward a summary report copy of the progress reached in attaining compliance Compliance Committee's report, with each Article of this Agreement any additional comments by the Board, to the Assistant Deputy Comptroller within fifteen ten (1510) days of the end of each calendar quarter, beginning with the third quarter of 2012receiving such report. (5) All reports or plans which the Bank or Board has agreed to submit to the Assistant Deputy Comptroller pursuant to this Agreement shall be forwarded to theto: Xxxxx X. Xxxxxxxx Assistant Deputy Comptroller San Diego Kansas City South Field Office 0000 Xxxxxxx Xxxxx Xxxx XxxXxxxxx, Xxxxx 000 XxxxxxxxXxxxxx, Xxxxxxxxxx Xxxxxxxx 00000-0000 (6) The Board shall ensure that the Bank has processes, personnel, and control systems to ensure implementation of, of and adherence to, and the effectiveness of to the policies, procedures and programs required by this Agreement.

COMPLIANCE COMMITTEE. (1) Within five ten (510) days of this Agreementdays, the Board shall appoint a Compliance Committee of at least four three (43) members anddirectors, of which no more than one (1) shall be an employee or controlling shareholder of the Bank or any of its affiliates (as the term “affiliate” is defined in 12 U.S.C. § 371c(b)(1)), or a family member of any such person. Upon appointment, the names of the members of the Compliance Committee and, in the event of a change of the membership, the name of any new member shall be submitted in writing to the Assistant Deputy Comptroller. (2) . The Compliance Committee shall be responsible for monitoring and coordinating the Bank’s 's adherence to the provisions of this Agreement and Agreement. (2) The Compliance Committee shall meet at least monthlyquarterly. (3) By no later than July 31Beginning on February 28, 20122010, and by the end of every calendar month three months thereafter, the Compliance Committee shall submit a written progress report to the Board setting forth in detail: (a) a description of the action(s) action needed to achieve full compliance with each Article of this Agreement; (b) actions taken to comply with each Article of this Agreement; and (c) the results and status of those actions. (4) The Board shall provide forward a summary report copy of the progress reached in attaining compliance Compliance Committee's report, with each Article of this Agreement any additional comments by the Board, to the Assistant Deputy Comptroller within fifteen ten (1510) days of the end of each calendar quarter, beginning with the third quarter of 2012receiving such report. (5) All reports or plans which the Bank or Board has agreed to submit to the Assistant Deputy Comptroller pursuant to this Agreement shall be forwarded to theto: Xxxxxxx X. Xxxx, Xx. Assistant Deputy Comptroller San Diego Kansas City--North Field Office 0000 Xxxxxxx Xxxx XxxXxxxxxxxx, Xxxxx 000 Xxxxxxxx0000 Xxxxxxxx Xxxx, Xxxxxxxxxx Xxxxxx 00000-0000 (6) The Board shall ensure that the Bank has processes, personnel, and control systems to ensure implementation of, of and adherence to, and the effectiveness of to the policies, procedures and programs required by this Agreement.

COMPLIANCE COMMITTEE. (1) Within five ten (510) days of this Agreement, the Board shall appoint a Compliance Committee of at least four three (43) members anddirectors, of which no more than one (1) shall be an employee or controlling shareholder of the Bank or any of its affiliates (as the term “affiliate” is defined in 12 U.S.C. § 371c(b)(1)), or a family member of any such person. Upon appointment, the names of the members of the Compliance Committee and, in the event of a change of the membership, the name of any new member shall be submitted in writing to the Assistant Deputy Comptroller. (2) . The Compliance Committee shall be responsible for monitoring and coordinating the Bank’s adherence to the provisions of this Agreement and Agreement. (2) The Compliance Committee shall meet at least monthly. (3) By no later than July 31, 2012, and by Within ten (10) days of the end of every calendar month thereafterquarter, the Compliance Committee shall submit a written progress report to the Board setting forth in detail: (a) a description of the action(s) action needed to achieve full compliance with each Article of this Agreement; (b) actions taken to comply with each Article of this Agreement; and (c) the results and status of those actions. (4) The Board shall provide forward a summary report copy of the progress reached in attaining compliance Compliance Committee’s report, with each Article of this Agreement any additional comments by the Board, to the Assistant Deputy Comptroller within fifteen ten (1510) days of the end of each calendar quarter, beginning with the third quarter of 2012receiving such report. (5) All reports or plans which the Bank or Board has agreed to submit to the Assistant Deputy Comptroller pursuant to this Agreement shall be forwarded to the: Assistant Deputy Comptroller San Diego Wichita Field Office Xxxxxx 0000 Xxxxxxx Xxxxx Xxxx XxxXxxx, Xxxxx 000 XxxxxxxxXxxxxxx, Xxxxxxxxxx Xxxxxx 00000-0000 (6) The Board shall ensure that the Bank has processes, personnel, and control systems to ensure implementation of, of and adherence to, and the effectiveness of to the policies, procedures procedures, and programs required by this Agreement.

COMPLIANCE COMMITTEE. (1) Within five (5) days of this Agreementdays, the Board shall appoint a Compliance Committee of at least four three (43) members andmembers, of which no more than one (1) shall be an employee employees of the Bank or any of its affiliates (as the term “affiliate” is defined in 12 U.S.C. § 371c(b)(1)), or a family member of any such person. Upon appointment, the names of the members of the Compliance Committee and, in the event of a change of the membership, the name of any new member shall be submitted in writing to the Assistant Deputy Comptroller. (2) The Compliance Committee shall be responsible for monitoring and coordinating the Bank’s adherence to the provisions of this Agreement and shall meet at least monthly. (3) By no later than July 31Beginning January 30, 20122010, and by within thirty (30) days of the end of every calendar month quarter thereafter, the Compliance Committee shall submit a written progress report to the Board setting forth in detail: (a) a description of the action(s) action needed to achieve full compliance with each Article of this Agreement; (b) actions taken to comply with each Article of this Agreement; and (c) the results and status of those actions. (4) The Board shall provide a summary report of the progress reached in attaining compliance with each Article of this Agreement to the Assistant Deputy Comptroller within fifteen thirty (1530) days of the end of each calendar quarter, beginning with the third quarter of 2012. (5) All reports or plans which the Bank or Board has agreed to submit to the Assistant Deputy Comptroller pursuant to this Agreement shall be forwarded to theto: Xxxxxxx X. Xxxx, Xx. Assistant Deputy Comptroller San Diego Kansas City North Field Office Xxxxxx 0000 Xxxxxxx Xxxx XxxXxxx., Xxxxx 000 Xxxxxxxx0000 Xxxxxxxx Xxxx, Xxxxxxxxxx Xxxxxx 00000-0000 (6) The Board shall ensure that the Bank has processes, personnel, and control systems to ensure implementation of, of and adherence to, and the effectiveness of to the policies, procedures and programs required by this Agreement.

COMPLIANCE COMMITTEE. (1) Within five (5) days of this Agreement, the Board shall appoint a Compliance Committee of at least four three (43) members and, directors of which no more than at least one (1) shall must not be an employee of the Bank or any of its affiliates (as the term “affiliate” is defined in 12 U.S.C. § 371c(b)(1)), or a family member of any such person. Upon appointment, the names of the members of the Compliance Committee and, in the event of a change of the membership, the name of any new member shall be submitted in writing to the Assistant Deputy Comptroller. (2) The Compliance Committee shall be responsible for monitoring and coordinating the Bank’s adherence to the provisions of this Agreement and shall meet at least monthly. (3) By no later than July 31February 28, 20122010, and by the end of every calendar month thereafter, the Compliance Committee shall submit a written progress report to the Board setting forth in detail: (a) a description of the action(s) action needed to achieve full compliance with each Article of this Agreement; (b) actions taken to comply with each Article of this Agreement; and (c) the results and status of those actions. (4) The Board shall provide a summary report of the progress reached in attaining compliance with each Article of this Agreement to the Assistant Deputy Comptroller within fifteen (15) days of the end of each calendar quarter, beginning with the third quarter of 2012. (5) All reports or plans which the Bank or Board has agreed to submit to the Assistant Deputy Comptroller pursuant to this Agreement shall be forwarded to the: Assistant Deputy Comptroller San Diego Southern California – South Field Office Xxxxxx 0000 Xxxxxxx Xxxx Xxx, Xxxxx 000 Xxxxxxxx, Xxxxxxxxxx 00000-0000 (6) The Board shall ensure that the Bank has processes, personnel, and control systems to ensure implementation of, of and adherence to, and the effectiveness of to the policies, procedures and programs required by this Agreement.

COMPLIANCE COMMITTEE. (1) Within five (5) days of this Agreement, the Board shall appoint a Compliance Committee of at least four three (43) members anddirectors, of which no more than one (1) shall be an employee employees of the Bank or any of its affiliates (as the term “affiliate” is defined in 12 U.S.C. § 371c(b)(1)), or a family member of any such person. Upon appointment, the names of the members of the Compliance Committee and, in the event of a change of the membership, the name of any new member shall be submitted in writing to the Assistant Deputy Comptroller. (2) The Compliance Committee shall be responsible for monitoring and coordinating the Bank’s adherence to the provisions of this Agreement and shall meet at least monthly. (3) By no later than July 31September 30, 20122011, and by the end of every calendar month thereafter, the Compliance Committee shall submit a written progress report to the Board setting forth in detail: (a) a description of the action(s) action needed to achieve full compliance with each Article of this Agreement; (b) actions taken to comply with each Article of this Agreement; and (c) the results and status of those actions. (4) The Board shall provide a summary report of the progress reached in attaining compliance with each Article of this Agreement to the Assistant Deputy Comptroller within fifteen thirty (1530) days of the end of each calendar quarter, beginning with the third quarter of 2012. (5) All reports or plans which the Bank or Board has agreed to submit to the Assistant Deputy Comptroller pursuant to this Agreement shall be forwarded to the: Assistant Deputy Comptroller San Diego Omaha Field Office 0000 Xxxxxxx Xxxx Xxx00000 XXX Xxxxxxx, Xxxxx 000 XxxxxxxxXxxxx, Xxxxxxxxxx Xxxxxxxx 00000-0000 (6) The Board shall ensure that the Bank has processes, personnel, and control systems to ensure implementation of, of and adherence to, and the effectiveness of to the policies, procedures procedures, and programs required by this Agreement.

COMPLIANCE COMMITTEE. (1) Within five ten (510) days of this Agreement, the Board shall appoint a Compliance Committee of at least four three (43) members anddirectors, of which no more than one (1) shall be an employee or controlling shareholder of the Bank or any of its affiliates (as the term “affiliate” is defined in 12 U.S.C. § 371c(b)(1)), or a family member of any such person. Upon appointment, the names of the members of the Compliance Committee and, in the event of a change of the membership, the name of any new member shall be submitted in writing to the Assistant Deputy Comptroller. (2) . The Compliance Committee shall be responsible for monitoring and coordinating the Bank’s adherence to the provisions of this Agreement and Agreement. (2) The Compliance Committee shall meet at least monthly. (3) By no later than July 31, 2012, and by the end of every calendar quarter plus one month thereafter(e.g., April 30th, July 31st, October 31st, and January 31st) the Compliance Committee shall submit a written progress report to the Board setting forth in detail: (a) a description of the action(s) action needed to achieve full compliance with each Article of this Agreement; (b) actions taken to comply with each Article of this Agreement; and (c) the results and status of those actions. (4) The Board shall provide forward a summary report copy of the progress reached in attaining compliance Compliance Committee’s report, with each Article of this Agreement any additional comments by the Board, to the Assistant Deputy Comptroller within fifteen ten (1510) days of the end of each calendar quarter, beginning with the third quarter of 2012receiving such report. (5) All reports or plans which the Bank or Board has agreed to submit to the Assistant Deputy Comptroller pursuant to this Agreement shall be forwarded to the: Assistant Deputy Comptroller San Diego Wichita Field Office Xxxxxx 0000 Xxxxxxx Xxxxx Xxxx XxxXxxx, Xxxxx 000 XxxxxxxxXxxxxxx, Xxxxxxxxxx Xxxxxx 00000-0000 (6) The Board shall ensure that the Bank has processes, personnel, and control systems to ensure implementation of, of and adherence to, and the effectiveness of to the policies, procedures procedures, and programs required by this Agreement.

COMPLIANCE COMMITTEE. (1) Within five (5) days of this Agreement, the Board shall appoint a Compliance Committee consisting of at least four three (43) members anddirectors, the majority of which no more than one (1) shall not be an employee employees or controlling shareholders of the Bank or any of its affiliates (as the term “affiliate” is defined in 12 U.S.C. § 371c(b)(1)), or a family member of any such person. Upon appointment, the names of the members of the Compliance Committee and, in the event of a change of the membership, the name of any new member shall be submitted in writing to the Assistant Deputy Comptroller. (2) The Compliance Committee shall be responsible for monitoring and coordinating the Bank’s adherence to the provisions of this Agreement and shall meet at least monthly. (3) By no later than July December 31, 20122014, and by the end of every calendar month thereafter, the Compliance Committee shall submit a written progress report to the Board setting forth in detail: (a) a description of the action(s) action needed to achieve full compliance with each Article of this Agreement; (b) actions taken to comply with each Article of this Agreement; and (c) the results and status of those actions. (4) The Board shall provide a summary report of the progress reached in attaining compliance with each Article of this Agreement to the Assistant Deputy Comptroller within fifteen thirty (1530) days of the end of each calendar quarterquarter (e.g., January 30th, April 30th, July 30th, and October 30th), beginning with the third fourth quarter of 20122014. (5) All reports reports, plans or plans programs which the Bank or Board has agreed to submit to the Assistant Deputy Comptroller pursuant to this Agreement shall be forwarded forwarded, by overnight mail or via email, to thethe following: Assistant Deputy Comptroller San Diego Los Angeles Field Office 0000 Xxxxxxx Xxxx Xxxxxx 000 X. Xxxxx Xxxx, Xxx, Xxxxx . 000 Xxxxxxxx, Xxxxxxxxxx 00000-0000XX 00000 Xxxxxxx.Xxxxx@xxx.xxxxx.xxx (6) The Board shall ensure that the Bank has the processes, personnel, and control systems to ensure implementation of, of and adherence to, and the effectiveness of to the policies, procedures procedures, and programs required by this Agreement.

COMPLIANCE COMMITTEE. (1) Within five (5) days of this Agreement, the Board shall appoint a Compliance Committee of at least four three (43) members anddirectors, of which no more than one (1) shall be an employee employees of the Bank or any of its affiliates (as the term “affiliate” is defined in 12 U.S.C. § 371c(b)(1)), or a family member of any such person. Upon appointment, the names of the members of the Compliance Committee and, in the event of a change of the membership, the name of any new member shall be submitted in writing to the Assistant Deputy Comptroller. (2) The Compliance Committee shall be responsible for monitoring and coordinating the Bank’s adherence to the provisions of this Agreement and shall meet at least monthly. (3) By no later than July December 31, 20122010, and by the end of every calendar month thereafter, the Compliance Committee shall submit a written progress report to the Board setting forth in detail: (a) a description of the action(s) action needed to achieve full compliance with each Article of this Agreement; (b) actions taken to comply with each Article of this Agreement; and (c) the results and status of those actions. (4) The Board shall provide a summary report of the progress reached in attaining compliance with each Article of this Agreement to the Assistant Deputy Comptroller within fifteen thirty (1530) days of the end of each calendar quarter, beginning with the third quarter of 2012. (5) All reports or plans which the Bank or Board has agreed to submit to the Assistant Deputy Comptroller pursuant to this Agreement shall be forwarded to the: Assistant Deputy Comptroller San Diego Denver Field Office Xxxxxx 0000 Xxxxxxx Xxxx Xxx00xx Xxxxxx, Xxxxx 000 XxxxxxxxXxxxxx, Xxxxxxxxxx Xxxxxxxx 00000-0000 (6) The Board shall ensure that the Bank has processes, personnel, and control systems to ensure implementation of, of and adherence to, and the effectiveness of to the policies, procedures and programs required by this Agreement.