Compliance Monitoring. 1. Ensure that diversification tests are completed as prescribed by Internal Revenue Service and Securities and Exchange Commission regulations. Facilitate corrective action with the investment manager’s investment team as necessary.
Appears in 19 contracts
Samples: Fund Accounting and Financial Administration Oversight Agreement (Optimum Fund Trust), Fund Accounting and Financial Administration Oversight Agreement (Delaware Group Tax Free Fund), Fund Accounting and Financial Administration Oversight Agreement (Voyageur Mutual Funds)
Compliance Monitoring. 1. Ensure that diversification tests are completed as prescribed by Internal Revenue Service and Securities and Exchange Commission regulations. Facilitate corrective action with the investment manager’s 's investment team as necessary. 2. Ensure compliance with Subchapter M and Section 4982 of the Internal Revenue Code.
Appears in 4 contracts
Samples: Accounting and Financial Administration Oversight Agreement (Delaware Group Adviser Funds Inc /Md/), Accounting and Financial Administration Oversight Agreement (Optimum Fund Trust), Accounting and Financial Administration Oversight Agreement (Voyageur Intermediate Tax Free Funds)