Compliance Monitoring. 1. Establish, maintain, and provide summaries of, internal operating policies and procedures to support the performance of the Services by Mellon. 2. Conduct testing of each Portfolio for compliance with the Code’s requirements to qualify as a regulated investment company, including but not limited to: (i) quarterly diversification requirements; (ii) annual income qualification test; and (iii) annual distribution requirements (including avoiding application of excise taxes). Provide the results to the Fund’s chief compliance officer.
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Samples: Fund Accounting and Financial Administration Services Agreement (Delaware Group Income Funds), Fund Accounting and Financial Administration Services Agreement (Delaware Group Equity Funds v Inc), Fund Accounting and Financial Administration Services Agreement (Delaware Group Equity Funds Iv)
Compliance Monitoring. 1. Establish, maintain, and provide summaries of, internal operating policies and procedures to support the performance of the Services by Mellon.
2. Conduct testing of each Portfolio for compliance with the Code’s 's requirements to qualify as a regulated investment company, including but not limited to: (i) quarterly diversification requirements; (ii) annual income qualification test; and (iii) annual distribution requirements (including avoiding application of excise taxes). Provide the results to the Fund’s 's chief compliance officer.
Appears in 1 contract
Samples: Fund Accounting and Financial Administration Services Agreement (Optimum Fund Trust)
Compliance Monitoring. 1. Establish, Establish and maintain, and provide summaries of, internal operating policies and procedures to support the performance of the Services by Mellon.
2. Conduct testing of each Portfolio the Fund for compliance with the Code’s 's requirements to qualify as a regulated investment company, including but not limited to: (i) quarterly diversification requirements; (ii) annual income qualification test; and (iii) annual distribution requirements (including avoiding application of excise taxes). Provide the results to the Fund’s 's chief compliance officer.
Appears in 1 contract
Compliance Monitoring. 1. Establish, Establish and maintain, and provide summaries of, internal operating policies and procedures to support the performance of the Services by Mellon.
2. Conduct testing of each Portfolio for compliance with the Code’s 's requirements to qualify as a regulated investment company, including but not limited to: (i) quarterly diversification requirements; (ii) annual income qualification test; and (iii) annual distribution requirements (including avoiding application of excise taxes). Provide the results to the Fund’s 's chief compliance officer.
Appears in 1 contract
