Compliance Oversight. Subadviser agrees to cooperate with periodic reviews of Subadviser’s compliance program by the Fund’s compliance personnel in performance of their responsibilities under Rule 38a-1 of the 1940 Act. Subadviser agrees to provide to the Fund copies of its compliance program and such additional information and certifications as may reasonably be requested by the Fund’s compliance personnel. Subadviser agrees to promptly notify the Adviser of any material compliance violations which affect the Fund.
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Samples: Interim Subadvisory Agreement (Frontier Funds, Inc.), Subadvisory Agreement (Frontegra Funds Inc), Subadvisory Agreement (Frontegra Funds Inc)
Compliance Oversight. Subadviser agrees to cooperate with periodic reviews of Subadviser’s compliance program by the Fund’s compliance personnel in performance of their responsibilities under Rule 38a-1 of the 1940 Act. Subadviser agrees to provide to the Fund copies of its compliance program and such additional information and certifications as may reasonably be requested by the Fund’s compliance personnel. Subadviser agrees to promptly notify the Adviser of any material compliance violations which affect the Fund.
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Samples: Subadvisory Agreement (IronBridge Funds, Inc.), Subadvisory Agreement (Frontegra Funds Inc)
Compliance Oversight. The Subadviser agrees to cooperate with periodic reviews of the Subadviser’s compliance program by the Fund’s compliance personnel in performance of their responsibilities under Rule 38a-1 of the 1940 Act. The Subadviser agrees to provide to the Fund copies of its compliance program and such additional information and certifications as may reasonably be requested by the Fund’s compliance personnel. The Subadviser agrees to promptly notify the Adviser of any material compliance violations by the Subadviser which affect the Fund.
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Samples: Subadvisory Agreement (Frontier Funds, Inc.), Subadvisory Agreement (Frontier Funds, Inc.)
Compliance Oversight. Subadviser Subadvisor agrees to cooperate with periodic reviews of SubadviserSubadvisor’s compliance program by the Fund’s Funds’ compliance personnel in performance of their responsibilities under Rule 38a-1 of the 1940 Act. Subadviser Subadvisor agrees to provide to the Fund Funds copies of its compliance program and such additional information and certifications as may reasonably be requested by the Fund’s Funds’ compliance personnel. Subadviser Subadvisor agrees to promptly notify the Adviser Advisor of any material compliance violations which affect the FundFunds.
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Compliance Oversight. The Subadviser agrees to cooperate with periodic reviews of the Subadviser’s compliance program by the Fund’s Funds’ compliance personnel in performance of their responsibilities under Rule 38a-1 of the 1940 Act. The Subadviser agrees to provide to the Fund Adviser copies of its compliance program and such additional information and certifications as may reasonably be requested by the Fund’s Funds’ compliance personnel. The Subadviser agrees to promptly notify the Adviser of any material compliance violations which affect the FundFunds.
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Compliance Oversight. Subadviser agrees to cooperate with periodic reviews of Subadviser’s compliance program by the Fund’s Funds’ compliance personnel in performance of their responsibilities under Rule 38a-1 of the 1940 Act. Subadviser agrees to provide to the Fund Funds copies of its compliance program and such additional information and certifications as may reasonably be requested by the Fund’s Funds’ compliance personnel. Subadviser agrees to promptly notify the Adviser of any material compliance violations which affect the FundFunds.
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Compliance Oversight. Subadviser Subadvisor agrees to cooperate with periodic reviews of SubadviserSubadvisor’s compliance program by the Fund’s compliance personnel in performance of their responsibilities under Rule 38a-1 of under the 1940 Act. Subadviser Subadvisor agrees to provide to the Fund Corporation copies of its compliance program and such additional information and certifications as may reasonably be requested by the FundCorporation’s and Advisor’s compliance personnel. Subadviser Subadvisor agrees to promptly notify the Adviser Advisor of any material compliance violations which affect the Fund.
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Compliance Oversight. The Subadviser agrees to cooperate with periodic reviews of the Subadviser’s compliance program by the Fund’s compliance personnel in performance of their responsibilities under Rule 38a-1 of the 1940 Act. The Subadviser agrees to provide to the Fund copies of its compliance program and such additional information and certifications as may reasonably be requested by the Fund’s compliance personnel. Subadviser agrees to promptly notify the Adviser of any material compliance violations which affect the Fund.compliance
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Compliance Oversight. Subadviser agrees to cooperate with periodic reviews of Subadviser’s compliance program by the Fund’s compliance personnel in performance of their responsibilities under Rule 38a-1 of the 1940 Act. Subadviser agrees and to provide to the Fund copies of its compliance program and such additional information and certifications regarding Subadviser’s policies and procedures as may reasonably be requested by the Fund’s compliance personnel. Subadviser agrees to promptly notify the Adviser of any material compliance violations which affect the Fund.
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Compliance Oversight. The Subadviser agrees to cooperate with periodic reviews of the Subadviser’s compliance program by the Fund’s compliance personnel in performance of their responsibilities under Rule 38a-1 of the 1940 Act. The Subadviser agrees to provide to the Fund Adviser copies of its compliance program and such additional information and certifications as may reasonably be requested by the Fund’s compliance personnel. The Subadviser agrees to promptly notify the Adviser of any material compliance violations by the Subadviser which affect the Fund.
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Compliance Oversight. Subadviser agrees to cooperate with periodic reviews of Subadviser’s compliance program by the Fund’s compliance personnel in performance of their responsibilities under Rule 38a-1 of the 1940 Act. Subadviser agrees to provide to the Fund copies of of, or summaries of, its compliance program and such additional information and certifications as may reasonably be requested by the Fund’s compliance personnel. Subadviser agrees to promptly notify the Adviser of any material compliance violations which affect the FundFund on a quarterly basis or with such other frequency as determined to be necessary.
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Samples: Subadvisory Agreement (Clearwater Investment Trust)
Compliance Oversight. Subadviser Subadvisor agrees to cooperate with periodic reviews of Subadviser’s Subadvisor's compliance program by the Fund’s Funds' compliance personnel in performance perfonnance of their responsibilities under Rule 38a-1 of the 1940 Act. Subadviser Subadvisor agrees to provide to the Fund Funds copies of its compliance program and such additional information and certifications as may reasonably be requested by the Fund’s Funds' compliance personnel. Subadviser Subadvisor agrees to promptly notify the Adviser of any Advisor ofany material compliance violations which affect the FundFunds.
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